SMCI (NASDAQ: SMCI) affiliate files Form 144 reporting May 2026 sales

Rhea-AI Filing Summary

Yih‑Shyan W. Liaw reported proposed sales of Common Stock via a Form 144 notice. The filing lists multiple recent dispositions, including 05/22/2026 sale of 136,126 shares for $4,781,990.00 and other sales in May 2026. The shares are described as Restricted Stock and the broker listed is Morgan Stanley Smith Barney LLC.

Insights

Securities Compliance Attorney

Routine Section 144 notice reporting affiliate sales in May 2026.

The filing lists multiple proposed sales by Yih‑Shyan W. Liaw, with the largest single line shown as $4,781,990.00 on 05/22/2026. The securities are identified as Restricted Stock, and the broker is Morgan Stanley Smith Barney LLC.

These notices are administrative disclosures under resale rules. Cash‑flow treatment and whether sales were effected under any plan are not stated in the excerpt; subsequent filings would show actual transfers and Rule 144 compliance details.

Key Figures

Sale on 05/22/2026: 136,126 shares Sale on 05/20/2026: 54,670 shares Sale on 05/19/2026: 20,000 shares +4 more

7 metrics

Sale on 05/22/2026 136,126 shares Proceeds listed as $4,781,990.00 on 05/22/2026

Sale on 05/20/2026 54,670 shares Proceeds listed as $1,777,105.00 on 05/20/2026

Sale on 05/19/2026 20,000 shares Proceeds listed as $622,500.00 on 05/19/2026

Sale on 05/18/2026 67,879 shares Proceeds listed as $2,042,218.11 on 05/18/2026

Sale on 05/14/2026 30,000 shares Proceeds listed as $997,501.00 on 05/14/2026

Sale on 05/13/2026 10,000 shares Proceeds listed as $330,000.00 on 05/13/2026

Sale on 05/11/2026 10,000 shares Proceeds listed as $355,500.00 on 05/11/2026

Key Terms

Restricted Stock, Form 144, Issuer

3 terms

Restricted Stock financial

"Restricted Stock | Issuer | 10/25/2022"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer financial

"Restricted Stock | Issuer | 10/25/2022"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20216	741956.50	601418482	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/25/2022	Restricted Stock	Issuer			20216	10/25/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/22/2026	136126	4781990.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/20/2026	54670	1777105.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/19/2026	20000	622500.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/18/2026	67879	2042218.11
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/14/2026	30000	997501.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/13/2026	10000	330000.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/11/2026	10000	355500.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SMCI Form 144 filed by Yih‑Shyan W. Liaw report?

It reports proposed sales of Common Stock by Yih‑Shyan W. Liaw. The filing lists multiple May 2026 dispositions, including 136,126 shares sold on 05/22/2026 for $4,781,990.00, and other smaller sales earlier in May.

Does the Form 144 show whether the shares were restricted or unrestricted for SMCI?

The filing identifies the securities as Restricted Stock. The excerpt labels the class as Restricted Stock with an original grant date of 10/25/2022, indicating the shares originated from an issuer grant.

Which broker or dealer is listed on the SMCI Form 144?

Morgan Stanley Smith Barney LLC is named as the broker in the filing. The broker address shown is 1 New York Plaza, 8th Floor, New York, NY 10004 and the market is listed as NASDAQ.

What sale amounts and dates are shown on the Form 144 for SMCI?

The excerpt shows several May 2026 sales: 136,126 shares on 05/22/2026 for $4,781,990.00, 54,670 shares on 05/20/2026 for $1,777,105.00, and other disposals on 05/19, 05/18, 05/14, 05/13, and 05/11, 2026 with listed proceeds.

Does the Form 144 indicate who receives proceeds from the sales for SMCI?

The excerpt does not state proceeds recipients. It lists the seller as Yih‑Shyan W. Liaw and the broker; the filing does not specify whether proceeds go to the issuer or the selling holder in the provided text.