Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super Micro Computer filings document the formal disclosures of a NASDAQ-listed provider of server, storage, rack-scale, and edge infrastructure for AI, cloud, enterprise, and 5G environments. Recent 8-K reports furnish quarterly operating results, financial-condition updates, material agreements, and exhibits tied to company press releases.
The filing record also covers proxy governance, annual meeting matters, executive compensation, equity incentive plan amendments, director and officer changes, credit agreements involving the company and its Taiwan subsidiary, and compliance-related material events. These documents describe SMCI's common stock registration, governance structure, compensation authorities, financing arrangements, and public-company reporting obligations.
Jane Street Group entities reported collective beneficial ownership of common stock in Super Micro Computer, Inc. The filing states a combined 56,635,790 shares beneficially owned, representing 8.5% of the class based on a 665,014,777 share denominator.
The filing attributes 18,182,400 shares to depositary interests tied to 7.00% Series A Mandatory Convertible Preferred Stock, and the ownership split across Jane Street subsidiaries is shown (Jane Street Global Trading, Jane Street Capital, Jane Street Singapore).
Super Micro Computer, Inc. completed an underwritten public offering of 75,000,000 depositary shares, each representing a 1/20th interest in its 7.00% Series A Mandatory Convertible Preferred Stock. Underwriters have a 30-day option to buy up to 11,250,000 additional depositary shares to cover over-allotments.
The preferred stock carries a 7.00% annual dividend rate on a $1,000 per share liquidation preference, payable when declared on March 1, June 1, September 1 and December 1 from September 1, 2026 through June 1, 2029. The Certificate of Designations, effective June 15, 2026, restricts dividends and repurchases of common and junior or parity stock unless all accumulated preferred dividends are addressed.
Each preferred share will automatically convert after the Final Averaging Period into between 30.3040 and 36.3640 common shares, so each depositary share converts into between 1.5152 and 1.8182 common shares, subject to anti‑dilution adjustments. Holders may also elect early conversion at the minimum conversion rate outside a fundamental change period.
Super Micro Computer, Inc. reported compensation-related equity awards for SVP and Chief Accounting Officer Kenneth Cheung. He received 13,718 restricted stock units and an option for 30,486 shares of common stock with an exercise price of $58.63 per share.
The option expires on July 29, 2035 and vests over time, with one quarter vesting on July 29, 2026 and the remainder quarterly thereafter, subject to continued service. The restricted stock units vest 25% on August 10, 2026 and then quarterly, and each unit represents a contingent right to one share of common stock. After these transactions, Cheung directly held 59,331 shares of common stock. The company noted that this Form 4 was filed late due to an inadvertent administrative error.
Super Micro Computer, Inc. launched large equity and equity-linked financings, including an underwritten public offering of 45,454,545 common shares and 75,000,000 depositary shares tied to 7.0% Series A mandatory convertible preferred stock, plus a $1.25 billion at-the-market program.
The gross proceeds of these offerings, together with potential ATM sales and underwriters’ options, represent a total potential equity raise of $7.0 billion. The company plans to use a portion of the net proceeds, together with ATM proceeds, to help fund components for approximately $39 billion of recent AI server orders from more than 20 customers, and for general corporate purposes. It also amended its credit agreement to allow additional distributions on certain mandatory convertible preferred stock, conditioned on maintaining a fixed charge coverage ratio of at least 2.00:1.00.
Super Micro Computer, Inc. is offering 75,000,000 depositary shares, each representing a 1/20th interest in a share of its 7.00% Series A Mandatory Convertible Preferred Stock, in a public offering priced at $50.00 per depositary share for gross proceeds of $3.75 billion. Each preferred share carries a $1,000 liquidation preference ($50 per depositary share), cumulative dividends at 7.00%, and will mandatorily convert on a stated schedule into between 30.3040 and 36.3640 shares of common stock based on a VWAP averaging period ending around June 1, 2029. The company concurrently announced a separate offering of 45,454,545 common shares and an $1.25 billion ATM program; net proceeds, together with concurrent financings if completed, are intended to help fund fulfillment of approximately $39 billion of recent AI server orders and for general corporate purposes.
Super Micro Computer, Inc. proposes to sell up to $1,250,000,000 of its common stock through an equity distribution agreement with J.P. Morgan, Goldman Sachs and Citigroup, permitting at‑the‑market and other sale methods on mutually agreed terms.
The prospectus supplement states shares outstanding were 601,377,832 as of March 31, 2026, and cites a June 10, 2026 closing price of $29.27. The company intends to use net proceeds, if any, to fund components to fulfill approximately $39 billion of AI server orders and for general corporate purposes.
Super Micro Computer, Inc. is offering 45,454,545 shares of its common stock at a public offering price of $27.50 per share.
Net proceeds to the Company are estimated at approximately $1.223 billion before expenses. The prospectus supplement states proceeds, together with concurrent Financings if completed, are intended to fund purchase of components to satisfy approximately $39 billion of AI server orders received in recent weeks. Shares outstanding were 601,377,832 as of March 31, 2026.
Super Micro Computer, Inc. is offering 75,000,000 depositary shares, each representing a 1/20th interest in a share of its Series A Mandatory Convertible Preferred Stock, with a liquidation preference of $1,000 per preferred share ($50 per depositary share).
The preferred shares pay cumulative dividends at a stated annual rate (declared by the board) and will mandatorily convert in 2029 based on the average VWAP over a 20-trading-day final averaging period. The company expects to use proceeds, together with concurrent common stock financings, to fund component purchases tied to approximately $39B of recent AI server orders and for general corporate purposes.
Super Micro Computer, Inc. intends to offer $1,250,000,000 of its common stock pursuant to a preliminary prospectus supplement dated June 10, 2026. The offering is concurrent with a separate public offering of 75,000,000 Depositary Shares (each representing a 1/20th interest in a share of Series A Mandatory Convertible Preferred Stock) and an intended ATM Program to sell up to $2,000,000,000 of common stock over time.
The company states it intends to use net proceeds from this offering, together with proceeds from the concurrent transactions if completed, to fund purchases of components to satisfy approximately $39 billion of recent orders for advanced AI servers from more than 20 customers, and for general corporate purposes. Shares outstanding were 601,377,832 as of March 31, 2026.