Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Super Micro Computer, Inc. (NASDAQ: SMCI) provides access to the company’s official U.S. Securities and Exchange Commission disclosures. These documents offer detailed information on financial results, financing activities, and material agreements that shape the company’s position as a Total IT Solution Provider for AI, cloud, storage, and 5G/edge infrastructure.
Recent Form 8-K filings from Supermicro include announcements of quarterly and annual financial results, business updates, and capital markets transactions. Examples include reports on financial results for specific fiscal quarters and years, a proposed offering of convertible senior notes, a receivables purchase agreement for certain accounts receivable, and a revolving credit facility with a syndicate of lenders. These filings outline key terms, purposes, and conditions of such arrangements.
On this page, you can also track how SMCI’s common stock, with a par value of $0.001 per share, is registered on the NASDAQ Global Select Market under the symbol SMCI, as disclosed in its SEC documents. Over time, additional filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and further 8-K current reports provide insight into Supermicro’s financial condition, risk factors, and operational updates.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, helping users quickly understand items like earnings releases, new credit facilities, or securities offerings. Real-time updates from EDGAR, combined with structured access to forms such as 10-K, 10-Q, and 8-K, allow investors and analysts to review Supermicro’s regulatory history and ongoing disclosure record in a single location.
The Vanguard Group filed Amendment No. 6 to a Schedule 13G/A reporting 0% beneficial ownership of Super Micro Computer Inc common stock. The filing states that, following an internal realignment on January 12, 2026, certain Vanguard subsidiaries will report disaggregated ownership and The Vanguard Group no longer is deemed to beneficially own those securities. The amendment shows 0 shares owned and 0% voting or dispositive power as of the filing; it is signed by the Head of Global Fund Administration on March 27, 2026.
Super Micro Computer, Inc. reported that the U.S. Attorney’s Office for the Southern District of New York unsealed an indictment of three individuals associated with the company in connection with an alleged conspiracy to commit export-control violations. The company itself is not named as a defendant and states it has been cooperating fully with the investigation.
The individuals are Senior Vice President and director Yih-Shyan “Wally” Liaw, sales manager Ruei-Tsang “Steven” Chang, and contractor Ting-Wei “Willy” Sun. The two employees have been placed on administrative leave and the contractor relationship was terminated, all effective immediately.
The company also disclosed that Mr. Liaw resigned from the Board of Directors, effective March 20, 2026, noting his resignation was not due to a disagreement with the company. Supermicro appointed DeAnna Luna as acting Chief Compliance Officer, highlighting her extensive background in global trade and sanctions compliance.
Super Micro Computer, Inc. senior executive Xiao Jin filed an amended Form 4 to correct previously reported holdings. The amendment adds indirect ownership of 53 shares of common stock held by the reporting person's spouse, which were inadvertently omitted from the original filing. This update reflects a change in reported ownership only, not a new stock transaction.
Super Micro Computer, Inc. President and CEO Charles Liang reported that a spouse account exercised employee stock options to acquire 20,980 shares of common stock on February 27, 2026 at $4.235 per share. After these indirect transactions, the spouse-held account owned 630,780 shares of common stock.
Super Micro Computer, Inc. director and ten percent owner Liu Liang Chiu-Chu Sara exercised employee stock options into 20,980 shares of common stock on February 27, 2026. The options converted at an exercise price of $4.235 per share, increasing her directly held common stock to 630,780 shares. Additional indirect holdings include 40,426,120 shares held by her spouse and 25,672,520 shares held through a joint account with her spouse. Footnotes note that the option grant, originally issued on April 27, 2021, was fully vested and had been adjusted for a ten-for-one forward stock split effective September 30, 2024.
Super Micro Computer, Inc. is asking stockholders to vote at a virtual annual meeting on April 15, 2026. Investors of record on February 17, 2026 can elect three Class I directors, approve a non-binding say‑on‑pay vote, ratify BDO USA as auditor for fiscal 2026, and approve further amendments to the 2020 Equity and Incentive Compensation Plan. The proxy describes a nine‑member classified board, with six independent directors and a lead independent director. It highlights heavy performance‑based pay for the CEO, whose salary is $1 and whose compensation centers on two large option awards tied to multi‑year stock price and revenue goals, including a 2023 award for up to 5,000,000 shares at a $45 exercise price. All five revenue milestones under that 2023 award, up to $21.0 billion over four consecutive quarters, have been met and four of five stock price goals have vested tranches. The filing also details ownership, with founders Charles Liang and Sara Liu beneficially owning 13.4% of shares and major institutional holders like The Vanguard Group and BlackRock disclosed.
Super Micro Computer, Inc. director Wally Liaw reported RSU vesting and related share movements. On February 17, 2026, 3,400 restricted stock units converted into 3,400 shares of common stock at no exercise price, increasing his directly held common shares to 95,712.
Of those shares, 1,220 common shares were disposed of at $30.11 per share to cover tax withholding obligations, a non-market transaction, leaving 94,492 shares held directly. In addition, 15,184,220 common shares are held indirectly through the Liaw Family Trust for the benefit of his children, where he and his spouse serve as trustees.
Super Micro Computer SVP and Chief Accounting Officer Kenneth Cheung reported equity award activity involving restricted stock units and common stock. On February 17, 2026, he exercised or converted 2,250 restricted stock units, each representing a right to receive one share of SMCI common stock, into 2,250 common shares at a stated price of $0.00 per share.
On the same date, 927 common shares were disposed of at $30.11 per share to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units, which is described as not a market transaction. Following these transactions, Cheung directly held 58,530 shares of SMCI common stock. The filing also notes that certain restricted stock units vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to continued service, with vested units settled in SMCI shares.
Super Micro Computer, Inc. director and 10% owner Liu Liang Chiu-Chu Sara reported equity compensation activity tied to restricted stock units in SMCI. She exercised or converted derivative awards into 3,650 restricted stock units, each representing one share of common stock, and into 3,650 shares of common stock at a stated price of $0 per share. To cover tax obligations, 2,108 common shares were disposed of at $30.11 per share through shares withheld by SMCI, which the filing notes was not a market transaction but a tax-withholding remittance. After these transactions, she held 609,800 common shares directly, plus indirect holdings of 40,426,120 common shares by spouse and 25,672,520 common shares in a joint account with spouse. The restricted stock units are scheduled to vest in two equal tranches on February 17, 2026 and August 17, 2026, subject to continued service, and will be settled in SMCI common stock.