What indirect Full House Resorts share holdings are reported for the CEO?

The Form 4 lists several indirect holdings: 145,735 shares held by a trust, 317,145 shares held by a subtrust, and 15,926 shares held as custodian for his daughter. These positions are separate from his directly owned 1,288,207 shares.

Full House Resorts (FLL) CEO receives performance-based stock awards

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Full House Resorts Inc. Chief Executive Officer Daniel R. Lee reported awards of common stock as compensation. On March 25, 2026, he acquired three blocks of shares at a price of $0.00 per share, described as restricted stock that vested after meeting performance-based criteria. Following these grants, his directly held common stock increased to 1,288,207 shares. The filing also lists indirect holdings of 145,735 shares by trust, 317,145 shares by subtrust, and 15,926 shares as custodian for his daughter, illustrating additional ownership outside his direct account.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider LEE DANIEL R

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,757	$0.00	--
Grant/Award	Common Stock	9,709	$0.00	--
Grant/Award	Common Stock	10,823	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,267,675 shares (Direct); Common Stock — 145,735 shares (Indirect, By trust)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

03/27/2026 - 07:12 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LEE DANIEL R

(Last)

(First)

(Middle)

C/O FULL HOUSE RESORTS, INC.

1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)

LAS VEGAS

NEVADA

89135

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/25/2026		A		6,757⁽¹⁾	A	$0	1,267,675	D
Common Stock	03/25/2026		A		9,709⁽¹⁾	A	$0	1,277,384	D
Common Stock	03/25/2026		A		10,823⁽¹⁾	A	$0	1,288,207	D
Common Stock								145,735	I	By trust
Common Stock								317,145	I	By subtrust
Common Stock								15,926	I	As custodian for daughter

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares of restricted stock that have vested as a result of achievement of applicable performance-based criteria.

	/s/ Lewis A. Fanger, Attorney-in-Fact	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Full House Resorts (FLL) report for its CEO?

Full House Resorts reported that CEO Daniel R. Lee received multiple awards of common stock on March 25, 2026. These were compensation-related grants of restricted stock that vested after the company met performance-based criteria, rather than open-market purchases by the executive.

How many Full House Resorts shares does the CEO hold directly after this Form 4?

After the reported transactions, CEO Daniel R. Lee directly holds 1,288,207 shares of Full House Resorts common stock. This figure reflects the addition of recently vested restricted stock awards granted as compensation, at a reported price of $0.00 per share.

Were the Full House Resorts (FLL) CEO’s new shares open-market purchases?

No, the new shares were not open-market purchases. The Form 4 shows transaction code “A,” indicating grants or awards of restricted stock that vested upon achievement of performance-based criteria, with a reported acquisition price of $0.00 per share.

What does the footnote in the Full House Resorts CEO Form 4 explain?

The footnote explains that the reported shares are restricted stock that vested because applicable performance-based criteria were achieved. This clarifies that the additional shares represent compensation tied to performance goals, not discretionary buying by the CEO in the market.

Does this Full House Resorts Form 4 show any insider sales by the CEO?

The filing does not report any insider sales. It shows three acquisition transactions coded “A” for grant or award of common stock, plus separate line items describing indirect holdings, with no sale transactions disclosed in the summarized data.