Welcome to our dedicated page for Full House Resor SEC filings (Ticker: FLL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Full House Resorts, Inc. filings document regulatory disclosures for a Nasdaq-listed casino and hospitality operator. Recent Form 8-K reports furnish quarterly and annual operating results, describe material credit-agreement activity and record completed executive-role changes affecting corporate governance.
The company’s proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and related governance disclosures. Filings also identify the company’s common stock, par value and Nasdaq listing, while formal exhibits and material-event reports provide the record for financing arrangements, operating updates and governance actions tied to Full House Resorts’ regional casino portfolio.
FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger reported stock-based compensation activity involving vested restricted stock and related tax withholding. On May 18, 2026, he acquired 5,983 shares of common stock at $0.00 per share as a grant or award and had 1,410 shares withheld at $2.73 per share to cover tax obligations when performance-based restricted stock vested from a grant originally made on May 18, 2023.
On May 19, 2026, he acquired an additional 12,063 shares of common stock at $0.00 per share as vested performance-based restricted stock from a grant originally made on May 19, 2025, while 5,827 shares and 2,938 shares were withheld at $2.72 per share for tax withholding related to those vestings and other restricted stock granted on May 19, 2025. After these transactions, he directly owned up to 568,088 shares of the company’s common stock.
FULL HOUSE RESORTS INC senior vice president, secretary and general counsel Elaine Guidroz reported routine equity compensation activity and related tax withholding in company stock. On May 18 and 19, 2026, performance-based restricted stock granted in prior years vested after meeting performance criteria, increasing her direct common stock holdings.
Upon these vestings, the company withheld shares to cover tax obligations, with three tax-withholding dispositions totaling 4,653 shares at prices around $2.72–$2.73 per share, rather than open-market sales. After these transactions, Guidroz directly holds 141,400 shares of common stock and has an additional 608 shares held indirectly by her spouse.
Full House Resorts, Inc. reported the results of its annual stockholder meeting, where 26,191,912 shares, or 72.4% of shares outstanding as of the record date, were represented. Stockholders elected seven directors to serve until the 2027 annual meeting or until successors are elected and qualified.
Stockholders did not approve an amendment and restatement of the certificate of incorporation relating to director qualifications and disqualification, even though it was initially announced as approved based on preliminary results. They ratified Ernst & Young LLP as independent registered public accounting firm for 2026 and approved, on an advisory basis, the company’s named executive officer compensation.
Guidroz Elaine reported acquisition or exercise transactions in this Form 4 filing.
Full House Resorts senior vice president, secretary and general counsel Elaine Guidroz reported a new equity compensation grant. She received 43,750 shares of restricted common stock at no cost under the company’s 2025 Equity Incentive Plan. These shares vest in three equal installments on May 14, 2027, May 14, 2028 and May 14, 2029. After the grant, she holds 135,061 common shares directly and 608 shares indirectly through her spouse. The footnotes also describe an additional 43,750-share performance-based restricted stock award, which will vest on the same dates only if EBITDA and free cash flow per share growth goals for 2026–2028 are achieved, with each vested tranche to be reported when it vests.
Fanger Lewis A. reported acquisition or exercise transactions in this Form 4 filing.
Full House Resorts president, CFO and treasurer Lewis A. Fanger received a grant of 104,167 shares of common stock as restricted stock, awarded at no cash cost to him as equity compensation. Following this grant, he directly holds 551,452 common shares.
The restricted stock vests in three equal annual installments on May 14, 2027, 2028 and 2029 under the company’s 2025 Equity Incentive Plan and its Annual Incentive Plan for Executives. A separate performance-based grant of 104,167 restricted shares, tied to 2026–2028 EBITDA and free cash flow per share growth, was approved but will only be reported upon vesting.
LEE DANIEL R reported acquisition or exercise transactions in this Form 4 filing.
Full House Resorts Chief Executive Officer Daniel R. Lee received a grant of 116,667 shares of restricted common stock approved by the compensation committee under the company’s 2025 Equity Incentive Plan and its Annual Incentive Plan for Executives. This award vests in three equal annual installments on May 14, 2027, 2028 and 2029.
The filing notes a separate grant of 116,667 performance-based restricted shares, also vesting in three equal annual amounts on those dates if EBITDA and free cash flow per share growth targets are met; each vesting tranche will be reported when it occurs. Following the reported grant, Mr. Lee directly holds 1,420,530 common shares and indirectly holds additional shares by trust, subtrust and as custodian for his daughter. Since his last report, he also transferred 15,657 shares to his former spouse under a domestic relations order and no longer reports those shares as beneficially owned.
Shaunnessy Michael P reported acquisition or exercise transactions in this Form 4 filing.
FULL HOUSE RESORTS INC director Michael P. Shaunnessy received a grant of 25,000 shares of Common Stock as equity compensation. The award is in the form of restricted shares that vest on May 14, 2027. After this grant, he holds 103,338 shares directly.
Caracciolo Kathleen M reported acquisition or exercise transactions in this Form 4 filing.
FULL HOUSE RESORTS INC director Kathleen M. Caracciolo received a grant of 25,000 shares of Common Stock as equity compensation. The shares were awarded at a stated price of $0.00 per share and increase her direct holdings to 88,627 shares following the transaction.
According to a footnote, these are restricted shares that will vest on May 14, 2027. Until vesting, the award functions as a long-term incentive, aligning a portion of the director’s compensation with the company’s future performance.
Handler Lynn M reported acquisition or exercise transactions in this Form 4 filing.
FULL HOUSE RESORTS INC director Lynn M. Handler received a grant of 25,000 shares of Common Stock as a restricted stock award. The shares were awarded at no cash cost per share and are scheduled to vest on May 14, 2027. After this grant, Handler directly holds 77,129 shares.
FULL HOUSE RESORTS INC director Eric J. Green reported an acquisition of company stock as part of equity compensation. He received a grant of 25,000 shares of common stock at a stated price of $0.00 per share, described as a grant or award acquisition. These restricted shares are scheduled to vest on May 14, 2027. Following the grant, he directly holds 258,959 common shares, and an additional 3,429 shares are held indirectly through a family trust.