Exec option exercise and tax withholding at Full House Resorts (NASDAQ: FLL)

Rhea-AI Filing Summary

Full House Resorts SVP and General Counsel Elaine Guidroz exercised employee stock options for 40,000 shares of common stock at $1.70 per share. To cover the option exercise price and related tax withholding obligations, 30,548 shares of common stock were withheld by the company at $2.65 per share, rather than sold on the open market.

After these transactions, Guidroz directly holds 91,114 shares of common stock and indirectly holds 608 shares through her spouse. The amendment clarifies and corrects the previously reported number of shares withheld and the price per share.

Insider Trade Summary

40,000 shares exercised/converted

Mixed 4 txns

Insider Guidroz Elaine

Role SVP Secretary, General Counsel

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy)	40,000	$0.00	--
Exercise	Common Stock	40,000	$1.70	$68K
Tax Withholding	Common Stock	30,548	$2.65	$81K
holding	Common Stock	--	--	--

Holdings After Transaction: Employee Stock Option (right to buy) — 0 shares (Direct); Common Stock — 121,662 shares (Direct); Common Stock — 608 shares (Indirect, By Spouse)

Footnotes (1)

1. Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options and tax withholding obligations. This amendment is filed to correct the number of shares of common stock withheld and the price per share that were previously reported. The stock option vested in three equal annual installments beginning on May 10, 2017.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Guidroz Elaine

(Last) (First) (Middle)

C/O FULL HOUSE RESORTS, INC.

1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)

LAS VEGAS NEVADA 89135

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP Secretary, General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/18/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026		M		40,000	A	$1.7	121,662	D
Common Stock	03/16/2026		F(1)		30,548(2)	D	$2.65(2)	91,114	D
Common Stock								608	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$1.7	03/16/2026		M			40,000	(3)	05/10/2026	Common Stock	40,000	$0	0	D

Explanation of Responses:

1. Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options and tax withholding obligations.

2. This amendment is filed to correct the number of shares of common stock withheld and the price per share that were previously reported.

3. The stock option vested in three equal annual installments beginning on May 10, 2017.

	/s/ Lewis A. Fanger, Attorney-in-Fact	03/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did FLL executive Elaine Guidroz report on this Form 4/A?

Elaine Guidroz reported exercising employee stock options for 40,000 shares of Full House Resorts common stock at $1.70 per share. The filing also shows shares withheld to cover the exercise price and related tax obligations.

How many Full House Resorts (FLL) options did the SVP exercise and at what price?

Guidroz exercised options covering 40,000 shares of Full House Resorts common stock at an exercise price of $1.70 per share. These options were previously granted and had vested in three equal annual installments.

Why were 30,548 FLL shares withheld in Elaine Guidroz’s Form 4/A filing?

The company withheld 30,548 shares of Full House Resorts common stock at $2.65 per share to satisfy the stock option exercise price and tax withholding obligations. This is a non-market disposition used to cover costs rather than an open-market sale.

What are Elaine Guidroz’s current Full House Resorts (FLL) share holdings after the transactions?

Following the reported transactions, Guidroz directly owns 91,114 shares of Full House Resorts common stock. She also has an indirect holding of 608 shares held by her spouse, as disclosed in the filing.

What correction does this amended Form 4/A for FLL make to prior disclosures?

The amendment corrects the previously reported number of shares withheld and the price per share used to satisfy the option exercise price and tax withholding. It updates administrative details rather than changing the underlying option exercise itself.

Were the withheld Full House Resorts (FLL) shares an open-market sale by the executive?

No. The 30,548 shares were withheld by Full House Resorts to cover the exercise price and tax obligations. This tax-withholding disposition is a mechanical step and does not represent an open-market sale decision by the executive.