Schwab (NASDAQ: COCO) affiliate sold 3,900 shares twice in Apr–May 2026

Rhea-AI Filing Summary

THE CHARLES SCHWAB CORPORATION reported proposed resale activity for Common Stock and discloses recent sales by an affiliate. The filing lists two past transactions by Kenneth Sadowsky: 3,900 shares sold on 04/15/2026 for $190,835 and 3,900 shares sold on 05/20/2026 for $302,150.

Insights

Securities Filings Specialist

Routine resale notice showing recent affiliate sales, not a company cash-raising event.

The entry lists proposed resale of Common Stock and records two completed sales by Kenneth Sadowsky on 04/15/2026 and 05/20/2026

These rows reflect affiliate dispositions reported for compliance; cash-flow treatment is attributed to the selling holder in the entries and the filing does not state proceeds to the issuer.

Key Figures

Shares sold (each transaction): 3,900 shares Proceeds — 04/15/2026 sale: $190,835 Proceeds — 05/20/2026 sale: $302,150

3 metrics

Shares sold (each transaction) 3,900 shares sales on <date>04/15/2026</date> and <date>05/20/2026</date>

Proceeds — 04/15/2026 sale $190,835 amount reported for the 3,900-share sale on <date>04/15/2026</date>

Proceeds — 05/20/2026 sale $302,150 amount reported for the 3,900-share sale on <date>05/20/2026</date>

Key Terms

Form 144, Issuer, Common Stock

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"STOCK COMPENSATION | ISSUER"

Common Stock financial

"COMMON | THE CHARLES SCHWAB CORPORATION"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	3900	325848.00	57112643	06/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	07/12/2016	STOCK COMPENSATION	ISSUER			3900	07/12/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kenneth Sadowsky 111 5TH AVENUE 2ND FLOOR NEW YORK NY 10003	COMMON	04/15/2026	3900	190835.00
Kenneth Sadowsky 111 5TH AVENUE 2ND FLOOR NEW YORK NY 10003	COMMON	05/20/2026	3900	302150.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for COCO disclose about recent insider sales?

The filing discloses two sales by Kenneth Sadowsky: 3,900 shares on 04/15/2026 for $190,835, and 3,900 shares on 05/20/2026 for $302,150. These are reported dispositions by an affiliate.

Does the Form 144 show the company received proceeds from these sales?

No; the reported entries list sales by the selling holder. The record shows transaction amounts paid to the seller, and the filing does not state any proceeds were received by the issuer.

How many shares are listed as proposed to be sold in the filing?

The filing lists a proposed sale quantity of 3,900 shares of Common Stock associated with the issuer entry. The document also records two past 3,900-share transactions by the same holder.

Who is the selling party named in the Form 144?

The selling party named is Kenneth Sadowsky, with an address shown as 111 5TH AVENUE, 2ND FLOOR, NEW YORK, NY 10003, associated with the listed sales on 04/15/2026 and 05/20/2026.

Are these entries an offering by the company or resale by holders?

The entries record resale activity by a selling holder. The rows attribute the transactions to the selling party rather than indicating an offering where the issuer receives proceeds.