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AlTi Global (ALTI) president converts restricted stock units into Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global, Inc. executive Brooke Connell, President of US Wealth Management, reported several transactions on February 15, 2026 involving the exercise or conversion of restricted stock units into Class A Common Stock at a price of $0.0000 per share. The restricted stock units represent rights to receive one share of Class A stock each and vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026.

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Insider Connell Brooke
Role Pres, US Wealth Mgmt
Type Security Shares Price Value
Exercise Restricted Stock Units 38,379.02 $0.00 --
Exercise Restricted Stock Units 8,700.57 $0.00 --
Exercise Restricted Stock Units 22,955.15 $0.00 --
Exercise Class A Common Stock 38,379.02 $0.00 --
Exercise Class A Common Stock 8,700.57 $0.00 --
Exercise Class A Common Stock 22,955.15 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Class A Common Stock — 254,767.82 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. The restricted stock units vest in three equal annual installments beginning February 15, 2024. The restricted stock units vest in three equal annual installments beginning February 15, 2025. The restricted stock units vest in three equal annual installments beginning February 15, 2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Connell Brooke
(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR
(Street)
NEW YORK NY 10017
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres, US Wealth Mgmt
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/15/2026 M 38,379.02 A $0(1) 254,767.82 D
Class A Common Stock 02/15/2026 M 8,700.57 A $0(1) 263,468.39 D
Class A Common Stock 02/15/2026 M 22,955.15 A $0(1) 286,423.54 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/15/2026 M 38,379.02 (2) (2) Class A Common Stock 38,379.02 $0 0 D
Restricted Stock Units (1) 02/15/2026 M 8,700.57 (3) (3) Class A Common Stock 8,700.57 $0 8,700.57 D
Restricted Stock Units (1) 02/15/2026 M 22,955.15 (4) (4) Class A Common Stock 22,955.15 $0 45,910.29 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
2. The restricted stock units vest in three equal annual installments beginning February 15, 2024.
3. The restricted stock units vest in three equal annual installments beginning February 15, 2025.
4. The restricted stock units vest in three equal annual installments beginning February 15, 2026.
Remarks:
/s/ Colleen Graham, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Brooke Connell report for ALTI on February 15, 2026?

Brooke Connell reported exercising or converting multiple restricted stock unit awards into Class A Common Stock on February 15, 2026. These were non-cash derivative exercises at $0.0000 per share, reflecting vesting of prior equity grants rather than open-market stock purchases or sales.

What type of securities were involved in Brooke Connell’s ALTI Form 4 filing?

The filing shows transactions in restricted stock units and AlTi Global Class A Common Stock. Each restricted stock unit represents a contingent right to receive one share of Class A stock, which was delivered upon exercise or conversion on the reported transaction date.

Did Brooke Connell buy or sell AlTi Global (ALTI) shares on the open market?

The activity reflects exercises or conversions of derivative securities, not open-market buys or sells. All transactions used transaction code M with a per-share price of $0.0000, indicating settlement of restricted stock units into Class A Common Stock rather than market trading.

How do the restricted stock units in this ALTI Form 4 vest over time?

The restricted stock units vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026. As each tranche vests, the units can convert into Class A Common Stock, as reflected in the reported derivative exercise transactions.

What does transaction code M indicate in the ALTI Form 4 for Brooke Connell?

Transaction code M indicates an exercise or conversion of a derivative security, such as restricted stock units, into underlying stock. In this case, it shows restricted stock units being converted into AlTi Global Class A Common Stock at a stated price of $0.0000 per share.