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  4. [Form 3] AlTi Global, Inc. Initial Statement of Beneficial Ownership

AlTi Global (ALTI) interim CEO discloses stock, RSU and PRSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AlTi Global, Inc.’s Interim CEO Nancy Ann Curtin filed an initial ownership report showing her equity position in the company. She directly holds 149,921.11 shares of Class A Common Stock. She also has several restricted stock unit (RSU) and performance restricted stock unit (PRSU) awards tied to Class A shares.

One RSU grant covers 9,491.525 underlying shares and vests in three equal annual installments beginning February 15, 2025. Additional RSU awards cover 90,644.116 and 91,243.638 underlying shares, vesting in three equal annual installments beginning February 15, 2026 and February 15, 2027, respectively.

The PRSU award covers 96,580.992 underlying shares, with 33.33% eligible to vest after each of three annual performance periods beginning March 31, 2025, based on total shareholder return thresholds. The maximum number of PRSUs that may vest over three years is 193,161.98, equal to 200% of the target amount.

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Insider Curtin Nancy Ann
Role Interim CEO
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Performance Restricted Stock Unit -- -- --
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 9,491.525 shares (Direct); Performance Restricted Stock Unit — 96,580.992 shares (Direct); Class A Common Stock — 149,921.11 shares (Direct)
Footnotes (1)
  1. These restricted stock units ("RSUs") vest in three equal annual installments beginning February 15, 2025. Each RSU and performance restricted stock unit ("PRSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 193,161.98 (200% of the target number). These RSUs vest in three equal annual installments beginning February 15, 2026. These RSUs vest in three equal annual installments beginning February 15, 2027.
Direct Class A holdings 149,921.11 shares Directly owned Class A Common Stock as of Form 3
RSU grant 2025 start 9,491.525 underlying shares RSUs vesting in three annual installments beginning February 15, 2025
RSU grant 2026 start 90,644.116 underlying shares RSUs vesting in three annual installments beginning February 15, 2026
RSU grant 2027 start 91,243.638 underlying shares RSUs vesting in three annual installments beginning February 15, 2027
Target PRSU underlying shares 96,580.992 shares PRSUs tied to Class A Common Stock with performance periods from March 31, 2025
Maximum PRSUs over three years 193,161.98 units Maximum vesting equal to 200% of target PRSUs over three years
Restricted Stock Units financial
"These restricted stock units ("RSUs") vest in three equal annual installments"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance Restricted Stock Unit financial
"Each RSU and performance restricted stock unit ("PRSU") represents a contingent right"
contingent right financial
"represents a contingent right to receive one share of AlTi Global, Inc.'s Class A Common Stock"
total shareholder return financial
"based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds"
Total shareholder return is the overall gain an investor gets from owning a stock, combining changes in the share price plus any cash payouts like dividends, and assuming those payouts are reinvested in more shares. Investors use it like a single score that shows the true return on their investment—similar to checking both the growth of a savings account and the interest earned—to compare how well different companies or investments perform over time.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Curtin Nancy Ann
(Last)(First)(Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR
(Street)
NEW YORK NEW YORK 10017
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/30/2026		3. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Interim CEO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock149,921.11D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Class A Common Stock9,491.525(2)D
Performance Restricted Stock Unit (3) (3)Class A Common Stock96,580.992(2)D
Restricted Stock Units (4) (4)Class A Common Stock90,644.116(2)D
Restricted Stock Units (5) (5)Class A Common Stock91,243.638(2)D
Explanation of Responses:
1. These restricted stock units ("RSUs") vest in three equal annual installments beginning February 15, 2025.
2. Each RSU and performance restricted stock unit ("PRSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock.
3. 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 193,161.98 (200% of the target number).
4. These RSUs vest in three equal annual installments beginning February 15, 2026.
5. These RSUs vest in three equal annual installments beginning February 15, 2027.
/s/ Colleen Graham, Attorney-in-Fact04/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the AlTi Global (ALTI) Form 3 filing by Nancy Ann Curtin show?

The Form 3 shows Interim CEO Nancy Ann Curtin’s initial equity holdings, including 149,921.11 Class A shares and multiple RSU and PRSU awards tied to additional Class A shares, with specified vesting and performance conditions over several years.

How many AlTi Global (ALTI) Class A shares does Nancy Ann Curtin directly own?

Nancy Ann Curtin directly owns 149,921.11 shares of AlTi Global Class A Common Stock. This is separate from her restricted stock unit and performance restricted stock unit awards, which represent additional contingent rights to receive further Class A shares over time.

What RSU awards are disclosed for Nancy Ann Curtin in AlTi Global’s Form 3?

The filing lists three RSU positions: 9,491.525 underlying Class A shares vesting from February 15, 2025, 90,644.116 underlying shares vesting from February 15, 2026, and 91,243.638 underlying shares vesting from February 15, 2027, each in three equal annual installments.

How do the performance restricted stock units (PRSUs) for AlTi Global (ALTI) vest?

Curtin’s PRSUs cover 96,580.992 underlying Class A shares, with 33.33% eligible to vest after each of three annual performance periods starting March 31, 2025, based on total shareholder return thresholds and continued service, with a three-year maximum of 193,161.98 units.

What does each RSU and PRSU represent for AlTi Global (ALTI) shares?

Each RSU and PRSU represents a contingent right to receive one share of AlTi Global’s Class A Common Stock. Actual share delivery depends on time-based vesting for RSUs and both performance and service conditions for the PRSUs, as described in the footnotes.

Is the AlTi Global (ALTI) Form 3 a record of stock purchases or sales?

This Form 3 functions as an initial ownership report, not a record of recent purchases or sales. It lists Curtin’s existing direct holdings of Class A shares and her outstanding RSU and PRSU awards with their vesting and performance terms.