Welcome to our dedicated page for AlTi Global SEC filings (Ticker: ALTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for AlTi Global, Inc. (NASDAQ: ALTI), an independent global wealth manager focused on fiduciary advisory services and alternative investment strategies. Through these filings, readers can review how AlTi reports its financial condition, segment information, and material events related to its wealth management and capital solutions activities.
Key documents available for ALTI include periodic reports such as Form 10-K annual reports and Form 10-Q quarterly reports, which contain management’s discussion of results, segment performance, and risk factors. Current reports on Form 8-K detail material developments, such as the strategic review and orderly wind-down of the non-core International Real Estate business, the appointment of administrators for that business, and the furnishing of investor presentations. These 8-K filings help explain how the company is simplifying its core business model and addressing non-core operations.
AlTi has also filed a Form 12b-25 (Notification of Late Filing) to explain a delay in filing a Quarterly Report on Form 10-Q. In that filing, the company cited the deconsolidation of discontinued operations related to its international real estate business segment and the need for additional time to complete its financial statements and accompanying notes. The Form 12b-25 references an investor presentation furnished on Form 8-K that includes certain financial information.
On Stock Titan, these SEC filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping readers quickly understand major changes, segment updates, and important disclosures. Users can review ALTI’s historical and current filings, including 10-Ks, 10-Qs, 8-Ks, and notifications like Form 12b-25, to gain a clearer view of the company’s regulatory history, strategic decisions, and reporting practices.
Harrington Michael W reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. Chief Financial Officer Michael W. Harrington received a grant of 68,596.8800 restricted stock units on March 31, 2026. Each unit represents a contingent right to receive one share of AlTi Class A Common Stock. The units vest in three equal annual installments beginning February 15, 2027. Following this award, Harrington holds 68,596.8800 restricted stock units directly, reflecting routine equity-based compensation rather than an open-market transaction.
Moran Kevin P. reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. reported that President and COO Kevin P. Moran received a grant of 119,821.83 restricted stock units on March 31, 2026. Each unit represents a contingent right to receive one share of Class A common stock and was granted at $0.00 as compensation, not a market purchase.
The restricted stock units vest in three equal annual installments beginning on February 15, 2027, aligning Moran’s compensation with longer-term company performance. Following this award, he holds 119,821.83 restricted stock units directly.
Keenan Patrick T. reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. reported that Principal Accounting Officer Patrick T. Keenan received a grant of 14,922.0500 restricted stock units. Each unit represents a contingent right to receive one share of AlTi Class A Common Stock. The restricted stock units vest in three equal annual installments beginning on February 15, 2027, and following this award he holds 14,922.0500 restricted stock units directly.
Graham Colleen A reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. granted Chief Legal, Compliance & Risk Officer Colleen A. Graham 97,550.1100 restricted stock units as equity compensation. Each unit represents a contingent right to receive one share of Class A Common Stock, rather than a cash payment.
The restricted stock units vest in three equal annual installments beginning on February 15, 2027, encouraging longer-term alignment with the company. After this grant, Graham holds 97,550.1100 restricted stock units directly. This is a compensation award, not an open-market share purchase.
Connell Brooke reported acquisition or exercise transactions in this Form 4 filing.
AlTi Global, Inc. reported that Pres, US Wealth Mgmt Connell Brooke received a grant of 77,505.57 restricted stock units on Class A Common Stock. Each unit represents a contingent right to receive one share of ALTI Class A Common Stock. The restricted stock units vest in three equal annual installments beginning on February 15, 2027, reflecting equity-based compensation that aligns part of Brooke’s future pay with the company’s share performance over time.
Allianz SE reports a significant strategic stake in AlTi Global, Inc., beneficially owning 26,707,213.96 shares of Class A common stock, representing 24.86% of the class based on 107,438,077 shares outstanding as of March 31, 2026.
The position stems from a $250 million investment completed under a 2024 agreement, including 140,000 shares of Series A cumulative convertible preferred stock (with a $1,000 per share liquidation preference), 19,318,580.96 Class A shares at $5.69 per share, and warrants to purchase 5,000,000 Class A shares at $7.40 per share. The Series A Preferred Stock carries a 9.75% cumulative, semi-annual dividend, largely paid in additional preferred and common shares, and can convert into common at $8.70 per share, subject to a 24.9% ownership cap.
Through an Investor Rights Agreement, Allianz-affiliate ASI can nominate two board members and has registration, governance and preemptive rights, balanced by multi-year lock-ups, transfer limits, standstill provisions and an ownership cap that shifts excess consideration into non-voting Class C shares. A supplemental agreement also allows up to an additional $50 million of Series A Preferred Stock purchases for strategic acquisitions.
AlTi Global, Inc. describes its business as a global wealth and investment partner serving ultra-high-net-worth families, foundations and institutions. The firm manages or advises approximately $93.1 billion in combined assets and employs about 490 professionals across 19 cities in 9 countries as of December 31, 2025.
AlTi’s revenues are primarily recurring management, advisory, trustee and administration fees, which made up about 82% of revenue for 2025, supported by a long-tenured client base with a 96% retention rate since 2021. It also earns incentive fees and distributions from stakes in external alternative managers. The filing details growth plans through organic expansion, impact and alternative strategies, and selective acquisitions, while outlining extensive regulatory, market and operational risks.
AlTi Global, Inc. investor Michael Tiedemann and related entities report owning 11,094,465.36 shares of Class A Common Stock, or 9.8% of the class, including shares issuable upon conversion of Class B Common Stock. The ownership is held directly and through the MGT 2012 DE Trust, CHT Family Trust and Chauncey Close, where Tiedemann serves as investment adviser or managing member.
On March 30, 2026, Tiedemann stepped down as Chief Executive Officer of AlTi Global and resigned from the Board of Directors. The reporting persons state they are exploring potential extraordinary corporate transactions, including proposals that could lead to acquiring all or substantially all Class A shares and possibly de‑listing and de‑registering the stock, while emphasizing there is no guarantee any transaction will be proposed or completed.
AlTi Global, Inc. furnished an updated investor presentation detailing strong 2025 growth alongside continued GAAP losses. Full-year revenue reached $255.0 million, up 29% year-over-year, with fourth quarter revenue of $88.3 million, up 71%. Management and advisory fees were $198.4 million for the year, up 9%, while incentive fees jumped to $34.7 million from $3.3 million, helped by an 11.34% return in the Event-driven Arbitrage strategy. Assets under management rose to $49.7 billion, up 10%, and assets under advisement to $93.1 billion, up 23%.
Despite this growth, AlTi reported a GAAP net loss of $155.1 million, driven largely by non-cash and non-recurring items, including a $35 million impairment in the Arbitrage fund and other restructuring-related costs. Adjusted results improved meaningfully: Adjusted Net Income was $11.1 million versus a loss in 2024, and Adjusted EBITDA increased 45% to $34.8 million, with a 14% margin. The company highlighted zero-based budgeting that has identified about $20 million of recurring annual gross savings expected by year-end 2026, and continued focus on its core ultra-high-net-worth and institutional wealth management platform.
AlTi Global, Inc. announced a leadership transition in which Chief Executive Officer Michael Tiedemann stepped down as CEO, effective March 30, 2026, pursuant to a termination without “Cause” under his existing employment agreement. He will receive severance and equity award vesting benefits in line with that agreement and has also resigned from the Board and other roles at the company and its subsidiaries.
The Board appointed Nancy Curtin, the company’s Global Chief Investment Officer since 2023, as Interim Chief Executive Officer and as a director, effective March 30, 2026. The Board also approved new one‑year employment terms for Ms. Curtin and compensation changes for Chief Operating Officer and President Kevin Moran, while noting that no other changes will be made to Mr. Moran’s prior agreement. Effective March 31, 2026, Robert Weeber will no longer serve as President, International Wealth Management. A press release highlights Ms. Curtin’s decades of investment leadership and notes that AlTi manages or advises on over $93 billion in assets with more than 450 professionals globally.