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AlTi Global (ALTI) legal chief boosts holdings through RSU conversions

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AlTi Global, Inc. Chief Legal, Compliance & Risk Officer Colleen A. Graham reported multiple equity transactions on February 15, 2026. She exercised restricted stock units, each representing a contingent right to receive one share of Class A common stock, at a price of $0.00 per share. Following these derivative exercises and conversions, her direct holdings of AlTi Class A common stock increased to 147,093.23 shares. The footnotes state that these restricted stock units vest in three equal annual installments beginning on February 15, 2024, February 15, 2025, and February 15, 2026, respectively, reflecting a structured, multi-year compensation schedule.

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Insider Graham Colleen A
Role Chief Legal, Compl & Risk Ofcr
Type Security Shares Price Value
Exercise Restricted Stock Units 21,894.49 $0.00 --
Exercise Restricted Stock Units 31,412.43 $0.00 --
Exercise Restricted Stock Units 28,891.82 $0.00 --
Exercise Class A Common Stock 31,412.43 $0.00 --
Exercise Class A Common Stock 21,894.49 $0.00 --
Exercise Class A Common Stock 28,891.82 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Class A Common Stock — 96,306.92 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock. 2. The restricted stock units vest in three equal annual installments beginning February 15, 2024. The restricted stock units vest in three equal annual installments beginning February 15, 2025. The restricted stock units vest in three equal annual installments beginning February 15, 2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Graham Colleen A
(Last) (First) (Middle)
C/O ALTI GLOBAL, INC.
22 VANDERBILT AVE, 27TH FLOOR
(Street)
NEW YORK NY 10017
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AlTi Global, Inc. [ ALTI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal, Compl & Risk Ofcr
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/15/2026 M 31,412.43 A $0(1) 96,306.92 D
Class A Common Stock 02/15/2026 M 21,894.49 A $0(1) 118,201.41 D
Class A Common Stock 02/15/2026 M 28,891.82 A $0(1) 147,093.23 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/15/2026 M 21,894.49 (2) (2) Class A Common Stock 21,894.49 $0 0 D
Restricted Stock Units (1) 02/15/2026 M 31,412.43 (3) (3) Class A Common Stock 31,412.43 $0 31,412.43 D
Restricted Stock Units (1) 02/15/2026 M 28,891.82 (4) (4) Class A Common Stock 28,891.82 $0 57,783.64 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
2. 2. The restricted stock units vest in three equal annual installments beginning February 15, 2024.
3. The restricted stock units vest in three equal annual installments beginning February 15, 2025.
4. The restricted stock units vest in three equal annual installments beginning February 15, 2026.
Remarks:
/s/ Colleen Graham, Attorney-in-fact 02/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did AlTi Global (ALTI) report for Colleen A. Graham?

AlTi Global’s Chief Legal, Compliance & Risk Officer Colleen A. Graham exercised restricted stock units into Class A common stock on February 15, 2026. These transactions increased her direct ownership to 147,093.23 shares as part of her structured equity compensation.

How many AlTi Global (ALTI) shares does Colleen A. Graham now hold?

After the February 15, 2026 transactions, Colleen A. Graham directly holds 147,093.23 shares of AlTi Global Class A common stock. This reflects the conversion of previously granted restricted stock units into shares at a price of $0.00 per share.

What type of securities did Colleen A. Graham acquire in AlTi Global (ALTI)?

Colleen A. Graham acquired AlTi Global Class A common stock through the exercise or conversion of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A common stock upon vesting and settlement, at no cash exercise price.

When do AlTi Global (ALTI) restricted stock units granted to Colleen A. Graham vest?

The restricted stock units vest in three equal annual installments beginning February 15, 2024, another grant beginning February 15, 2025, and a third beginning February 15, 2026. This schedule spreads her equity compensation over multiple years, aligning with ongoing service.

What transaction code is used for Colleen A. Graham’s AlTi Global (ALTI) equity events?

The transactions are reported with code “M,” indicating the exercise or conversion of a derivative security. In this case, restricted stock units were converted into AlTi Global Class A common stock, with the Form 4 data classifying the direction as an acquisition.

Did Colleen A. Graham pay cash to acquire AlTi Global (ALTI) shares?

No cash payment is shown; the reported price per share is $0.0000. The shares were obtained by exercising or converting restricted stock units, a form of equity compensation that typically settles into stock without a separate cash purchase.