YUM Brands (NYSE: YUM) files Form 144 listing eight vested share tranches

Rhea-AI Filing Summary

YUM Brands Inc. submitted a Form 144 notice relating to proposed sales of multiple tranches of Common Stock tied to restricted stock vesting dates. The filing lists eight separate vested tranches of Common Stock with specific vesting dates and lot sizes identified for potential sale.

Insights

Securities Compliance Counsel

Routine Form 144 notice listing vested restricted stock lots for potential sale.

The filing lists eight separate tranches of Common Stock described as "Restricted Stock Vesting" with specific vesting dates and share counts. This is a regulatory notice of intent to sell; it does not confirm completed transactions or aggregate proceeds.

Timing and cash‑flow treatment are not stated in the excerpt; subsequent Form 4 or broker reports would show executed sales.

Key Figures

Form date: 05/26/2026 Tranche - 02/11/2023: 436 shares Tranche - 02/10/2024: 170 shares +6 more

9 metrics

Form date 05/26/2026 Filing header date

Tranche - 02/11/2023 436 shares Restricted Stock Vesting 02/11/2023

Tranche - 02/10/2024 170 shares Restricted Stock Vesting 02/10/2024

Tranche - 02/11/2024 454 shares Restricted Stock Vesting 02/11/2024

Tranche - 02/09/2025 298 shares Restricted Stock Vesting 02/09/2025

Tranche - 02/10/2025 174 shares Restricted Stock Vesting 02/10/2025

Tranche - 02/11/2025 487 shares Restricted Stock Vesting 02/11/2025

Tranche - 02/09/2026 313 shares Restricted Stock Vesting 02/09/2026

Tranche - 02/10/2026 668 shares Restricted Stock Vesting 02/10/2026

Key Terms

Form 144, Restricted Stock Vesting, Merrill Lynch

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | YUM Brands Inc"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Merrill Lynch financial

"Common | Merrill Lynch 8890 Lyra Drive 5th Floor Columbus OH 43240"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 8890 Lyra Drive 5th Floor Columbus OH 43240	3000	464055	275621202	05/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/11/2023	Restricted Stock Vesting	YUM Brands Inc			436	02/11/2023	NA
Common	02/10/2024	Restricted Stock Vesting	YUM Brands Inc			170	02/10/2024	NA
Common	02/11/2024	Restricted Stock Vesting	YUM Brands Inc			454	02/11/2024	NA
Common	02/09/2025	Restricted Stock Vesting	YUM Brands Inc			298	02/09/2025	NA
Common	02/10/2025	Restricted Stock Vesting	YUM Brands Inc			174	02/10/2025	NA
Common	02/11/2025	Restricted Stock Vesting	YUM Brands Inc			487	02/11/2025	NA
Common	02/09/2026	Restricted Stock Vesting	YUM Brands Inc			313	02/09/2026	NA
Common	02/10/2026	Restricted Stock Vesting	YUM Brands Inc			668	02/10/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the YUM Form 144 filing report?

The filing reports proposed sales of Common Stock related to restricted stock vesting. It lists eight vested tranches with dates and share counts for potential sale, but it does not state that any sale has occurred or provide proceeds information.

How many share tranches and vesting dates are listed in the YUM Form 144?

The notice lists eight separate tranches tied to restricted stock vesting dates. Each tranche shows a vesting date and a specific share count (for example, 436, 170, 454, 298, 174, 487, 313, 668 shares as listed in the excerpt).

Does the Form 144 indicate who will execute the sales for YUM (broker)?

Yes. The excerpt identifies Merrill Lynch with an address listed alongside the securities information. The filing names the broker but does not describe the exact sale method or whether sales have been completed.

Does this Form 144 confirm proceeds or completed transactions for YUM?

No. Form 144 is a notice of proposed sales and does not confirm executed sales or dollar proceeds. Execution details and proceeds would appear in subsequent trading reports or a Form 4 if required by applicable rules.