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  4. [Form 4] Voya Financial, Inc. Insider Trading Activity

Voya Financial (VOYA) director receives 2,062 RSU equity award

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LEWIS AYLWIN B reported acquisition or exercise transactions in this Form 4 filing.

Voya Financial, Inc. director Aylwin B. Lewis reported an equity compensation grant in the form of restricted stock units. On May 21, 2026, he received 2,062 Restricted Stock Units, each representing a conditional right to receive one share of Voya common stock. The units are shown at a reference value of $82.42 per unit and will vest 100% at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders. Following this grant, Lewis holds 13,050 restricted stock units and 486 shares of Voya common stock directly.

Positive

  • None.

Negative

  • None.
Insider LEWIS AYLWIN B
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2,062 $82.42 $170K
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 13,050 shares (Direct, null); Common Stock — 486 shares (Direct, null)
Footnotes (1)
  1. Each stock unit represents a conditional right to receive one share of the company's common stock. 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders.
RSU grant size 2,062 units Restricted Stock Units granted on May 21, 2026
RSU reference value $82.42 per unit Transaction price per Restricted Stock Unit
RSUs after grant 13,050 units Total Restricted Stock Units following transaction
Common shares held 486 shares Direct common stock holdings following transaction
Vesting date trigger Company’s 2027 Annual Meeting 100% of RSUs vest at 11:59 p.m. ET on meeting date
RSU-to-share ratio 1:1 Each stock unit equals a conditional right to one share
Restricted Stock Units financial
"The director received 2,062 Restricted Stock Units tied to Voya Financial common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
conditional right financial
"Each stock unit represents a conditional right to receive one share of the company's common stock."
Annual Meeting of Shareholders financial
"100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders."
A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.
Form 4 regulatory
"This VOYA Form 4 mainly records a grant of 2,062 Restricted Stock Units as compensation."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LEWIS AYLWIN B
(Last)(First)(Middle)
200 PARK AVENUE
(Street)
NEW YORK NEW YORK 10166
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock486D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/21/2026A2,062 (2) (2)Common Stock2,062$82.4213,050D
Explanation of Responses:
1. Each stock unit represents a conditional right to receive one share of the company's common stock.
2. 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders.
/s/ Julie Watson, Attorney-in-Fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Voya Financial (VOYA) report for Aylwin B. Lewis?

Voya director Aylwin B. Lewis received a grant of 2,062 Restricted Stock Units as equity compensation. These units represent future rights to common shares rather than an open‑market stock purchase or sale.

How many Restricted Stock Units did the VOYA director receive in this Form 4?

The director received 2,062 Restricted Stock Units tied to Voya Financial common stock. Each unit is a conditional right to one share, reflecting a stock-based compensation award rather than a cash salary payment.

When do Aylwin B. Lewis’s VOYA Restricted Stock Units vest?

All 2,062 Restricted Stock Units will vest at 11:59 p.m. Eastern Time on the date of Voya Financial’s 2027 Annual Meeting of Shareholders, concentrating vesting on a single future event instead of a gradual schedule.

What are Aylwin B. Lewis’s VOYA holdings after this RSU grant?

After the reported transactions, the director holds 13,050 Restricted Stock Units and 486 shares of Voya Financial common stock directly. The RSUs represent future share delivery subject to vesting conditions and continued service requirements.

Does this VOYA Form 4 show any insider stock sales or purchases?

The filing does not report any open‑market stock purchases or sales. It mainly records a grant of 2,062 Restricted Stock Units as compensation, plus a line reflecting existing direct common stock holdings.

What does each Voya Financial Restricted Stock Unit represent for the director?

Each Restricted Stock Unit represents a conditional right to receive one share of Voya Financial common stock. Delivery of those shares depends on the vesting conditions tied to the company’s 2027 Annual Meeting of Shareholders.