Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Voya Financial director Joseph V. Tripodi increased his equity holdings through stock awards and an option-style exercise. He acquired 2,547 shares of common stock on May 21, 2026 via exercise or conversion of a derivative security, bringing his directly held common stock to 15,733 shares.
On the same date, he also received a grant of 2,062 restricted stock units at $82.42 per unit, each representing a conditional right to one share of common stock. After these changes, his restricted stock unit balance stood at 16,160 units, which vest under their award agreements, with one grant vesting 100% at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders. A prior clerical error reduced the reported restricted stock unit balance by 110 units.
Voya Financial director William J. Mullaney received a grant of 2,062 restricted stock units (RSUs). Each RSU represents a conditional right to receive one share of Voya common stock, with no exercise price.
After this award, Mullaney directly holds 6,574 RSUs. According to the terms, 100% of these restricted stock units will vest at 11:59 p.m. Eastern Time on the date of Voya Financial’s 2027 Annual Meeting of Shareholders, aligning the director’s compensation with long-term shareholder interests.
LEWIS AYLWIN B reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial, Inc. director Aylwin B. Lewis reported an equity compensation grant in the form of restricted stock units. On May 21, 2026, he received 2,062 Restricted Stock Units, each representing a conditional right to receive one share of Voya common stock. The units are shown at a reference value of $82.42 per unit and will vest 100% at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders. Following this grant, Lewis holds 13,050 restricted stock units and 486 shares of Voya common stock directly.
Leary Robert G reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial, Inc. director Robert G. Leary received a grant of 2,062 restricted stock units, each representing a conditional right to one share of Voya common stock. The units were valued at $82.42 per unit on the grant date.
All of these restricted stock units are scheduled to vest at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders, assuming applicable conditions are met. Following this award, Leary holds 6,664 restricted stock units and 868 shares of common stock directly.
GILLIS RUTH ANN M reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial, Inc. director Ruth Ann M. Gillis reported an equity compensation grant and updated holdings. She received 2,062 Restricted Stock Units, each representing a right to one share of common stock, valued at $82.42 per unit on the grant date. These RSUs will vest in full at 11:59 p.m. Eastern time on the date of the company’s 2027 Annual Meeting of Shareholders.
Following this grant, she holds 29,595 Restricted Stock Units directly and 5,835.393 Deferred Fee Plan Issuer Stock Units, each tied to the value of one share of common stock and payable in cash upon separation or an elected in-service date. She also indirectly holds 7,162 shares of common stock through a trust. The filing reflects compensation and holding updates rather than open-market buying or selling.
Ersek Hikmet reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial, Inc. director Hikmet Ersek reported an equity grant. He received 2,062 restricted stock units, each representing a right to one share of common stock. These RSUs will fully vest at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders. Following the filing, Ersek holds 4,747 shares of common stock directly and 4,609 restricted stock units, reflecting a routine award rather than an open-market buy or sale.
Voya Financial director Kathleen DeRose received an equity grant of 2,062 restricted stock units (RSUs) on May 21, 2026. Each unit represents a conditional right to one share of common stock at no exercise cost, valued for this grant at $82.42 per unit.
All 2,062 RSUs are scheduled to vest in full at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders. Following this grant, DeRose holds 16,782 RSUs, reflecting routine stock-based director compensation rather than an open-market share purchase or sale.
Voya Financial director Jane Chwick exercised restricted stock units into 2,547 shares of common stock and received a new grant of 2,062 restricted stock units on May 21, 2026. After these transactions, she directly holds 12,141 common shares and 20,910 restricted stock units.
Each restricted stock unit represents a conditional right to receive one share of common stock. The granted units vest under their award agreement, with 100% of these restricted stock units scheduled to vest at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders.
Biggar Lynne reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial director Lynne Biggar received a grant of 2,062 Restricted Stock Units at $82.42 per unit, each representing a conditional right to one common share. The units vest in full at 11:59 p.m. Eastern Time on the date of the company’s 2027 annual shareholder meeting.
After these updates, Biggar directly holds 16,983 shares of common stock, 10,471 Restricted Stock Units and 0.987 Deferred Fee Plan issuer stock units tied to common shares, reflecting routine equity-based director compensation rather than open-market buying or selling.
Bowman Biff reported acquisition or exercise transactions in this Form 4 filing.
Voya Financial director Biff Bowman received a new equity award in the form of restricted stock units. He was granted 2,062 restricted stock units tied to Voya Financial common stock at a reference price of $82.42 per unit.
Following this grant, Bowman holds 8,829 restricted stock units and 527 shares of common stock directly. According to the award terms, 100% of these restricted stock units will vest at 11:59 p.m. Eastern Time on the date of the company’s 2027 Annual Meeting of Shareholders.