Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Voya Financial, Inc. (NYSE: VOYA) provides access to the company’s regulatory disclosures as a retirement, employee benefits and investment management company. These documents include current reports on Form 8-K, where Voya furnishes information on financial results, assets under management, capital deployment and other material updates.
Voya uses Form 8-K to report quarterly and year-to-date financial results, often attaching press releases and quarterly investor supplements that detail segment performance in retirement, investment management and employee benefits. These filings describe measures such as adjusted operating earnings, net revenues, adjusted operating margins and sources of earnings, along with explanations of non-GAAP metrics and how they relate to U.S. GAAP results.
Other 8-K filings provide preliminary data on assets under management in the Investment Management segment, broken down by asset type and client category, as well as estimates of alternative investment income relative to long-term expectations. Voya also uses 8-Ks for Regulation FD disclosures related to investor conferences, capital deployment plans such as share repurchase programs, and expectations for alternative investment income.
Through this page, users can review how Voya communicates with regulators and investors about its operations, financial condition and capital management. Real-time updates from EDGAR allow quick access to newly filed 8-Ks and other forms, while AI-powered summaries can help explain the key points in complex documents, such as reconciliations of non-GAAP measures, segment-level performance discussions and descriptions of sources of earnings.
Investors interested in VOYA can use these filings to analyze trends in segment earnings, understand the company’s approach to capital deployment and monitor disclosures about assets under management and alternative investment income, all within a structured regulatory framework.
Voya Financial Inc reports a Schedule 13G ownership disclosure by Vanguard Portfolio Management. Vanguard Portfolio Management reports beneficial ownership of 5,758,715 shares of Common Stock, representing 6.20% of the class as reported. The filing states Vanguard has sole dispositive power over 5,758,715 shares and sole voting power for 25,653 shares. The filing is signed by Ashley Grim on 04/29/2026.
Voya Financial, Inc. Schedule 13G/A (Amendment No. 4) reports beneficial ownership disclosures from The Bank of New York Mellon Corporation and related entities for Common Stock (CUSIP 929089100). The filing lists share positions and voting/dispositive powers for Bank of New York Mellon Corp, BNY Mellon IHC, LLC, and MBC Investments Corp. The filing is signed by Andrew Weiser as Attorney‑in‑Fact on 04/28/2026.
Voya Financial, Inc. furnished an update on the assets under management of its Investment Management segment ahead of its quarterly earnings release and financial supplement for the quarter ended March 31, 2026, which are scheduled for release on May 5, 2026.
As of March 31, 2026, preliminary AUM for the segment was approximately $353 billion, including $98 billion in equity assets, $152 billion in fixed income – public assets, $86 billion in fixed income – private assets, $15 billion in alternative assets, and $3 billion in money market assets. By client type, AUM included $170 billion of Institutional external client assets, $147 billion of Retail external client assets, and $37 billion of Company general account assets, all reported on a market value basis.
Voya Financial is asking shareholders to elect 12 directors, approve executive pay on an advisory basis, and ratify Ernst & Young as auditor at its virtual 2026 annual meeting on May 21.
Management highlights strong 2025 performance, including over $1 billion of pre-tax adjusted operating earnings, $775 million of excess capital, and more than $1 trillion in combined assets under management and administration. Retirement, Investment Management and Employee Benefits all posted higher pre-tax adjusted operating earnings, with Retirement earning $959 million, Investment Management $226 million and Employee Benefits $152 million, up from $40 million in 2024.
The proxy emphasizes independent board leadership, majority voting, high director attendance, and pay-for-performance. About 94% of CEO compensation and 91% of other named executive officer pay is variable, tied to metrics such as adjusted operating earnings, profitable revenue growth, strategic indicators and multi‑year performance share units.
Voya Financial, Inc. provided an update on capital deployment and preliminary alternative investment income for the quarter ended March 31, 2026. Share repurchases of common stock totaled $150 million in the first quarter, and the company entered into an accelerated share repurchase agreement for an additional $150 million in the second quarter of 2026.
For the first quarter of 2026, combined alternative investment income is estimated at $35 million to $45 million pre-tax, with a mid-point implying an annualized return of about 7.5%. Management emphasized these figures are preliminary, unaudited, subject to change as closing procedures are completed, and should not be viewed as a substitute for full U.S. GAAP financial statements. Further updates are expected with the quarterly earnings materials scheduled for early May 2026.
Voya Financial director Ruth Ann M. Gillis received an equity-based compensation award through a deferred fee plan. On March 31, 2026, she acquired 104.289 Deferred Fee Plan Issuer Stock Units at a reference price of $68.32 per unit.
Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or an earlier in-service date she elected, and she can later reallocate these units to other investments. Following the award, she holds 5,835.393 such units, plus 27,533 underlying shares from Restricted Stock Units and 7,162 shares of common stock in a trust where she is the trustee.
Voya Financial director Ruth Ann M. Gillis received an equity-based compensation award through a deferred fee plan. On March 31, 2026, she acquired 104.289 Deferred Fee Plan Issuer Stock Units at a reference price of $68.32 per unit.
Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or an earlier in-service date she elected, and she can later reallocate these units to other investments. Following the award, she holds 5,835.393 such units, plus 27,533 underlying shares from Restricted Stock Units and 7,162 shares of common stock in a trust where she is the trustee.
Voya Financial Inc: The Vanguard Group amends Schedule 13G to report zero ownership. The Vanguard Group filed Amendment No. 16, signed 03/27/2026, stating that following an internal realignment effective January 12, 2026 it reports 0 shares and 0% beneficial ownership of Voya common stock.
Voya Financial, Inc. officer Trevor Ogle reported an open-market sale of 1,689 shares of common stock at an average price of 65.0000 per share on March 2, 2026. The sale was effected under a Rule 10b5-1 trading plan adopted on September 16, 2025.
After the sale, he directly owned 6,881 common shares, 61,866 performance stock units awarded as compensation, and 24,796 restricted stock units that convert to common stock on a 1 to 1 basis upon vesting. He also indirectly held 6,476.1035 common shares through a 401(k) plan that includes automatic semi-monthly contributions.
Voya Financial completed a registered public offering of $400 million aggregate principal amount of 5.050% senior unsecured notes due 2036, fully and unconditionally guaranteed by wholly owned subsidiary Voya Holdings Inc. The notes pay interest semi-annually on March 2 and September 2, starting September 2, 2026.
The offering generated approximately $395.2 million of net proceeds after commissions and expenses. Voya intends to use the proceeds for general corporate purposes, which may include repaying the $447 million principal amount of its 3.65% senior notes maturing on June 15, 2026. The indenture includes limitations on liens, certain subsidiary stock disposals, and mergers or asset sales.