Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Voya Financial, Inc. (NYSE: VOYA) provides access to the company’s regulatory disclosures as a retirement, employee benefits and investment management company. These documents include current reports on Form 8-K, where Voya furnishes information on financial results, assets under management, capital deployment and other material updates.
Voya uses Form 8-K to report quarterly and year-to-date financial results, often attaching press releases and quarterly investor supplements that detail segment performance in retirement, investment management and employee benefits. These filings describe measures such as adjusted operating earnings, net revenues, adjusted operating margins and sources of earnings, along with explanations of non-GAAP metrics and how they relate to U.S. GAAP results.
Other 8-K filings provide preliminary data on assets under management in the Investment Management segment, broken down by asset type and client category, as well as estimates of alternative investment income relative to long-term expectations. Voya also uses 8-Ks for Regulation FD disclosures related to investor conferences, capital deployment plans such as share repurchase programs, and expectations for alternative investment income.
Through this page, users can review how Voya communicates with regulators and investors about its operations, financial condition and capital management. Real-time updates from EDGAR allow quick access to newly filed 8-Ks and other forms, while AI-powered summaries can help explain the key points in complex documents, such as reconciliations of non-GAAP measures, segment-level performance discussions and descriptions of sources of earnings.
Investors interested in VOYA can use these filings to analyze trends in segment earnings, understand the company’s approach to capital deployment and monitor disclosures about assets under management and alternative investment income, all within a structured regulatory framework.
Voya Financial director Ruth Ann M. Gillis received an equity-based compensation award through a deferred fee plan. On March 31, 2026, she acquired 104.289 Deferred Fee Plan Issuer Stock Units at a reference price of $68.32 per unit.
Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or an earlier in-service date she elected, and she can later reallocate these units to other investments. Following the award, she holds 5,835.393 such units, plus 27,533 underlying shares from Restricted Stock Units and 7,162 shares of common stock in a trust where she is the trustee.
Voya Financial Inc: The Vanguard Group amends Schedule 13G to report zero ownership. The Vanguard Group filed Amendment No. 16, signed 03/27/2026, stating that following an internal realignment effective January 12, 2026 it reports 0 shares and 0% beneficial ownership of Voya common stock.
Voya Financial, Inc. officer Trevor Ogle reported an open-market sale of 1,689 shares of common stock at an average price of 65.0000 per share on March 2, 2026. The sale was effected under a Rule 10b5-1 trading plan adopted on September 16, 2025.
After the sale, he directly owned 6,881 common shares, 61,866 performance stock units awarded as compensation, and 24,796 restricted stock units that convert to common stock on a 1 to 1 basis upon vesting. He also indirectly held 6,476.1035 common shares through a 401(k) plan that includes automatic semi-monthly contributions.
Voya Financial completed a registered public offering of $400 million aggregate principal amount of 5.050% senior unsecured notes due 2036, fully and unconditionally guaranteed by wholly owned subsidiary Voya Holdings Inc. The notes pay interest semi-annually on March 2 and September 2, starting September 2, 2026.
The offering generated approximately $395.2 million of net proceeds after commissions and expenses. Voya intends to use the proceeds for general corporate purposes, which may include repaying the $447 million principal amount of its 3.65% senior notes maturing on June 15, 2026. The indenture includes limitations on liens, certain subsidiary stock disposals, and mergers or asset sales.
Trevor Ogle reported a sale of common shares. The Form 144 shows 8,536 common shares sold on 02/20/2026 for $630,071.18. The notice also lists restricted stock grants of 761 shares dated 07/01/2024 and 07/01/2023, and 167 shares dated 10/28/2022.
Voya Financial executive Tony D. Oh reported multiple equity awards and corrections to prior disclosures. On February 17, 2026, he acquired performance stock units and restricted stock units as compensation, including awards of 2,873 performance stock units and 3,511 restricted stock units, which will convert to common stock based on performance factors.
The amended filing also corrects an earlier Form 4 that understated the awards by 2,117 performance stock units and 2,588 restricted stock units. In addition, derivative exercises converted 683 and 4,430 units into common stock at a price of $0.00 per share, with no reported share sales.
Voya Financial, Inc. is offering $400,000,000 aggregate principal amount of 5.050% Senior Notes due 2036, fully guaranteed by Voya Holdings Inc..
The Notes accrue interest at 5.050% payable semi‑annually on March 2 and September 2, beginning September 2, 2026, mature on March 2, 2036, are senior unsecured and issued in denominations of $2,000 and integral multiples of $1,000. Net proceeds are expected to be approximately $395.2 million and may be used for general corporate purposes, including repayment at maturity of the $447 million 3.65% Senior Notes due June 15, 2026. The Company may redeem the Notes prior to maturity at the prices described in the prospectus supplement.
Voya Financial, Inc. officer Tony D. Oh reported an open-market sale of 3,515 shares of common stock on February 20, 2026 at a weighted average price of $73.7849 per share. Following this transaction, his directly held common stock position reported in this filing was 0 shares.
As of the same date, he also held 12,784 performance stock units and 9,081 restricted stock units, which were awarded as compensation and will convert into common stock only if specified performance conditions are achieved.
Voya Financial insider Trevor Ogle reported an open-market sale of 8,536 shares of common stock at a weighted average price of $73.8134 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on September 16, 2025.
After this transaction, Ogle directly holds 8,570 common shares and indirectly holds 6,450.7613 common shares through a 401(k) plan. He also has 61,866 performance stock units that may convert to common stock based on performance, and 24,796 restricted stock units that convert to common stock on a 1-to-1 basis upon vesting.
Voya Financial, Inc. is offering a series of senior unsecured notes due 2036, to be fully guaranteed by Voya Holdings Inc., pursuant to a preliminary prospectus supplement dated February 23, 2026 and a shelf registration on Form S-3.
The notes will rank equally with Voya Financial’s other unsecured indebtedness, accrue interest semi-annually, and are redeemable at the company’s option as described in the prospectus supplement. Net proceeds are expected to be used for general corporate purposes, including possible repayment at maturity of $447 million of the company’s 3.65% Senior Notes due June 15, 2026.