Velo3D (VELO) director exercises 3,188 stock units, now holds 10,222 shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Velo3D director Stefan Krause exercised previously granted Restricted Stock Units, converting them into 3,188 shares of Common Stock. The Form 4 shows an exercise price of $10.00 per share for the common stock entry, and that Krause now directly holds 10,222 Common Stock shares after the transactions. Footnotes explain that each RSU represents a right to receive one share for no cash consideration and that the award vests in quarterly installments through June 27, 2026, conditioned on his continued service.

Insider Trade Summary

3,188 shares exercised/converted

Mixed 2 txns

Insider Krause Stefan

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	3,188	$0.00	--
Exercise	Common Stock	3,188	$10.00	$32K

Holdings After Transaction: Restricted Stock Units — 3,188 shares (Direct); Common Stock — 10,222 shares (Direct)

Footnotes (1)

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Key Figures

RSUs exercised: 3,188 units Shares acquired via exercise: 3,188 shares Exercise price per share: $10.00 per share +3 more

6 metrics

RSUs exercised 3,188 units Restricted Stock Units converted on March 27, 2026

Shares acquired via exercise 3,188 shares Common Stock received from RSU conversion on March 27, 2026

Exercise price per share $10.00 per share Common Stock transaction price listed for 3,188 shares

Shares held after transaction 10,222 shares Total direct Common Stock holdings following March 27, 2026

RSU vesting start date June 27, 2025 First quarterly vesting date for the RSU grant

Final RSU vesting date June 27, 2026 Last scheduled vesting date subject to continued service

Key Terms

Restricted Stock Units, derivative security, vesting, contingent right

4 terms

Restricted Stock Units financial

"Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

vesting financial

"The RSUs shall vest as to 25% of the total grant quarterly"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

contingent right financial

"represents a contingent right to receive one share of the Issuer's Common Stock"

Form 4 Insider Transactions: What Each Field Means →

03/30/2026 - 07:13 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krause Stefan

(Last)

(First)

(Middle)

C/O VELO3D, INC.

2710 LAKEVIEW CT

(Street)

FREMONT

CALIFORNIA

94538

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Velo3D, Inc. [ VELO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/27/2026		M		3,188	A	$10	10,222	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/27/2026		M			3,188	⁽²⁾	⁽²⁾	Common Stock	3,188	$0	3,188	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

2. The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to the Reporting Person's continued service to the Issuer on each vesting date.

	/s/ Bernard Chung as attorney-in-fact for Stefan Krause	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Velo3D (VELO) director Stefan Krause report in this Form 4?

Stefan Krause reported exercising Restricted Stock Units into 3,188 shares of Velo3D Common Stock. The filing reflects a derivative exercise transaction, increasing his direct holdings to 10,222 Common Stock shares after the transaction date of March 27, 2026, with no sales reported.

How many Velo3D (VELO) shares did Stefan Krause acquire in this transaction?

Krause acquired 3,188 Velo3D Common Stock shares through the exercise of Restricted Stock Units. These RSUs converted on March 27, 2026, and the filing shows his direct ownership rising to 10,222 Common Stock shares following the transaction, with no corresponding open-market sale disclosed.

What is the exercise or conversion price shown in Stefan Krause’s Velo3D (VELO) Form 4?

The Common Stock line in the Form 4 lists a transaction price of $10.00 per share for the 3,188 shares acquired. Footnotes also state that each RSU represents a contingent right to receive one share of Common Stock upon settlement for no additional consideration.

How many Velo3D (VELO) shares does Stefan Krause own after this Form 4 transaction?

After exercising Restricted Stock Units into 3,188 shares, Krause’s direct ownership increases to 10,222 Velo3D Common Stock shares. The Form 4 total_shares_following_transaction field on the Common Stock entry provides this post-transaction holding figure, with ownership listed as direct.

What are the vesting terms of Stefan Krause’s Velo3D (VELO) Restricted Stock Units?

The RSUs vest as to 25% of the total grant quarterly, starting June 27, 2025. Remaining portions vest on September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026, subject to Krause’s continued service to Velo3D on each vesting date.