Welcome to our dedicated page for Velo3D SEC filings (Ticker: VELO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Velo3D filings document the company’s metal additive manufacturing business, public-company governance, and capital structure. Its disclosures include operating results, earnings materials, proxy statements for shareholder voting, executive compensation arrangements, equity incentive awards, and officer appointments tied to finance and accounting leadership.
Material-event filings describe financing and balance-sheet actions, including convertible promissory notes, amendments to senior secured convertible debt, common-stock issuance matters, and sale-leaseback arrangements involving Sapphire and Sapphire XC metal 3D printers and related equipment. The filing record also covers material agreements, related-party arrangements, registration and offering disclosures, risk-related capital-structure matters, and annual meeting governance items.
Krause Stefan reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Stefan Krause reported a new equity award and his updated holdings. He received a grant of 7,843 restricted stock units (RSUs) under the company’s 2021 Equity Incentive Plan, each representing a contingent right to one share of common stock.
The RSUs vest in four equal quarterly installments of 25% starting on September 12, 2026, then on December 12, 2026, March 12, 2027 and June 12, 2027, subject to his continued service. The Compensation Committee may settle earned RSUs in cash, common shares, or a mix of both. Following the reported positions, he directly holds 10,222 shares of common stock and 11,031 RSUs.
Keppler Adrian reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Adrian Keppler reported an equity compensation grant rather than an open-market trade. On June 12, 2025, he received 7,843 restricted stock units (RSUs) under the company’s 2021 Equity Incentive Plan, each representing a right to one share of common stock.
The RSUs vest in four equal 25% installments on September 12, 2026, December 12, 2026, March 12, 2027, and June 12, 2027, subject to his continued service. Following the reported transactions, he directly holds 10,060 shares of common stock and 11,031 RSUs.
Mei Lily reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Mei Lily received a grant of 7,843 restricted stock units as equity compensation. Each RSU represents a contingent right to receive one share of Velo3D common stock under the company’s 2021 Equity Incentive Plan. The initial award was granted after she joined the Board and will vest on the first anniversary of the grant date, as long as she continues serving as a director through that vesting date. The Compensation Committee may choose to settle vested RSUs in cash, shares, or a combination of both.
Lloyd Jason Michael reported acquisition or exercise transactions in this Form 4 filing.
Velo3D, Inc. director Lloyd Jason Michael reported an equity compensation grant and updated holdings. He received 7,843 restricted stock units (RSUs), each representing a contingent right to one share of Velo3D common stock under the 2021 Equity Incentive Plan.
The RSUs vest in four equal 25% installments on September 12, 2026, December 12, 2026, March 12, 2027 and June 12, 2027, subject to his continued service. After these transactions, he holds 11,187 shares of common stock directly, 7,000 shares indirectly through an IRA, and 11,031 RSUs directly.
Velo3D, Inc. filed an initial insider ownership report for director Mei Lily on Form 3. This filing identifies her as a board member and establishes a baseline for future insider transaction reporting. The transaction summary in the data shows zero reported purchases, sales, exercises, gifts, or other dispositions.
Velo3D, Inc. held its annual stockholder meeting where investors approved an amendment to the 2021 Equity Incentive Plan, adding 2,860,000 shares of common stock for future issuance and expanding the pool of incentive stock options from 244,377 to 10,000,000 shares.
Stockholders also elected Stefan Krause and Lily Mei as Class II directors, ratified Frank, Rimerman + Co. LLP as auditor for 2026, and approved on an advisory basis the company’s executive compensation. They further chose an annual say-on-pay vote, which the company will maintain until at least the 2032 annual meeting.
Velo3D Inc: This amendment to a Schedule 13G/A reports that LMR-affiliated investment managers collectively hold warrants exercisable into 3,779 shares of Common Stock, after giving effect to a 35-for-1 reverse split in June 2024 and a 15-for-1 reverse split in July 2025. The filing states the 3,779 shares represent approximately 0.0% of the outstanding common stock based on 26,216,822 shares outstanding as of March 24, 2026. The Reporting Persons have shared voting and dispositive power over the 3,779 warrants and no sole voting or dispositive power.
Velo3D director Kenneth Dale Thieneman reported routine equity activity related to his board compensation and indirect holdings. A holding entry shows 1,145,830 shares of Common Stock held indirectly through Thieneman Construction, Inc., reflecting an existing position rather than a new trade.
On the same date, an initial Restricted Stock Unit (RSU) award granted when he joined the Board fully vested and was settled. 1,623 RSUs, each representing a right to receive one share of Common Stock for no cash consideration, were converted into 1,623 shares of Common Stock, bringing his directly held Common Stock to 11,187 shares. The Form 4 characterizes this as an exercise or conversion of a derivative security tied to continued board service, not an open‑market purchase or sale.
Velo3D, Inc. director Lloyd Jason Michael reported routine equity compensation activity rather than open-market trading. On May 28, 2026, he exercised Restricted Stock Units, receiving 1,623 shares of Common Stock for no cash consideration.
After this RSU vesting, he holds 11,187 shares of Common Stock directly and 7,000 shares indirectly through an individual retirement account. The filing also shows 3,188 Restricted Stock Units remaining after the transaction and notes a correction to a previously reported share amount due to a clerical error.