Welcome to our dedicated page for Velo3D SEC filings (Ticker: VELO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Velo3D filings document the company’s metal additive manufacturing business, public-company governance, and capital structure. Its disclosures include operating results, earnings materials, proxy statements for shareholder voting, executive compensation arrangements, equity incentive awards, and officer appointments tied to finance and accounting leadership.
Material-event filings describe financing and balance-sheet actions, including convertible promissory notes, amendments to senior secured convertible debt, common-stock issuance matters, and sale-leaseback arrangements involving Sapphire and Sapphire XC metal 3D printers and related equipment. The filing record also covers material agreements, related-party arrangements, registration and offering disclosures, risk-related capital-structure matters, and annual meeting governance items.
Velo3D Inc: This amendment to a Schedule 13G/A reports that LMR-affiliated investment managers collectively hold warrants exercisable into 3,779 shares of Common Stock, after giving effect to a 35-for-1 reverse split in June 2024 and a 15-for-1 reverse split in July 2025. The filing states the 3,779 shares represent approximately 0.0% of the outstanding common stock based on 26,216,822 shares outstanding as of March 24, 2026. The Reporting Persons have shared voting and dispositive power over the 3,779 warrants and no sole voting or dispositive power.
Velo3D director Kenneth Dale Thieneman reported routine equity activity related to his board compensation and indirect holdings. A holding entry shows 1,145,830 shares of Common Stock held indirectly through Thieneman Construction, Inc., reflecting an existing position rather than a new trade.
On the same date, an initial Restricted Stock Unit (RSU) award granted when he joined the Board fully vested and was settled. 1,623 RSUs, each representing a right to receive one share of Common Stock for no cash consideration, were converted into 1,623 shares of Common Stock, bringing his directly held Common Stock to 11,187 shares. The Form 4 characterizes this as an exercise or conversion of a derivative security tied to continued board service, not an open‑market purchase or sale.
Velo3D, Inc. director Lloyd Jason Michael reported routine equity compensation activity rather than open-market trading. On May 28, 2026, he exercised Restricted Stock Units, receiving 1,623 shares of Common Stock for no cash consideration.
After this RSU vesting, he holds 11,187 shares of Common Stock directly and 7,000 shares indirectly through an individual retirement account. The filing also shows 3,188 Restricted Stock Units remaining after the transaction and notes a correction to a previously reported share amount due to a clerical error.
Velo3D, Inc. director and CEO Arun Jeldi reported a compensation-related share vesting and updated holdings. On May 15, 2026, he exercised 3,145 restricted stock units (RSUs) into an equal number of common shares, at a reported price of $19.84 per share, increasing his directly held common stock to 15,728 shares.
The filing also shows 12,737,940 common shares held indirectly through Arrayed Notes Acquisition Corp., a wholly owned subsidiary of an entity he controls. Footnotes correct earlier reporting errors, clarifying the RSU vesting start date of February 15, 2026 and the proper split between unvested RSUs and directly owned shares.
Velo3D is registering the resale of 3,000,000 shares of its common stock by a selling stockholder. The registration covers resale of the “Resale Shares” by the selling stockholder and the company will not receive any proceeds from such sales. The offering is being registered to satisfy registration rights granted to the selling stockholder.
The prospectus states shares outstanding after this offering: 26,216,822 (based on shares outstanding as of March 31, 2026) and notes the ownership percentage calculation uses 29,801,002 shares outstanding as of May 12, 2026. The selling stockholder identified is Arrayed Notes Acquisition Corp., showing 3,000,000 shares offered and approximately 32.7% post-offering ownership on the May 12, 2026 basis.
Velo3D, Inc. entered into a new sales agreement with Needham & Company, Cantor Fitzgerald and Craig-Hallum that allows it to issue and sell shares of common stock in at-the-market offerings with an aggregate offering price of up to $100,000,000. Any shares sold will be issued under the company’s effective Form S-3 shelf registration and related prospectus supplement. Velo3D currently plans to use any net proceeds for working capital and general corporate purposes and will pay the sales agents a 3.0% commission on gross proceeds.
In connection with this new arrangement, Velo3D terminated its prior sales agreement with Needham dated February 6, 2023, with no termination penalties.
Velo3D, Inc. has filed a prospectus supplement to offer shares of common stock having an aggregate offering price of up to $100,000,000 through an at-the-market program with Needham, Cantor and Craig-Hallum acting as designated agents. Sales will be made from time to time at prevailing market prices under a sales agreement and the Agents will receive a 3.0% commission on gross proceeds.
The prospectus notes 26,216,822 shares outstanding as of March 31, 2026 and illustrates a pro forma outcome of up to 31,257,144 shares outstanding after assumed sales of 5,040,322 shares at an assumed price of $19.84 per share. The company also completed a Registered Direct Offering of 3,571,428 shares at $14.00 per share for gross proceeds of approximately $50 million on April 27, 2026.
Velo3D, Inc. ownership update: Alyeska Investment Group, L.P. and related filers report beneficial ownership of 220,938 shares of Velo3D common stock, representing 0.84% of the class, consisting of shares issuable upon exercise of warrants as of March 31, 2026. The filing cites 26,216,822 shares outstanding per the Form 10-K dated March 31, 2026. Alyeska Investment Group, L.P. exercises voting and investment control over the shares held by Alyeska Master Fund, L.P. Anand Parekh is named as a reporting person and disclaims beneficial ownership. The filing is a joint Schedule 13G/A amendment reporting an institutional passive stake.
Velo3D Inc ownership disclosure: LMR-affiliated investment managers and two principals report shared beneficial ownership of 1,984,280 shares of common stock issuable upon exercise of warrants as of March 31, 2026. The filings state the LMR Shares represent approximately 7.0% of outstanding common stock based on 26,216,822 shares outstanding as of March 24, 2026.
The shares are held directly by two master funds, each holding warrants to purchase 992,140 shares. Reporting Persons disclaim sole voting and dispositive power and report shared voting and dispositive power for the stated amount.