StoneX Group (SNEX) CFO sells shares after exercising options
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
StoneX Group Inc. Chief Financial Officer William J. Dunaway reported an option exercise combined with an open-market stock sale. He exercised stock options for 84,375 shares of Common Stock at $13.34 per share, then sold 64,017 Common shares at an average price of $110.4583 per share.
Following these transactions, Dunaway directly holds 273,586 Common shares and 590,625 stock options. The filing notes the reported sale price is an average, and full price details are available upon request.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 64,017 shares ($7,071,209)
Net Sell
3 txns
Insider
Dunaway William J
Role
Chief Financial Officer
Sold
64,017 shs ($7.07M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Options | 84,375 | $0.00 | -- |
| Exercise | Common Stock | 84,375 | $13.34 | $1.13M |
| Sale | Common Stock | 64,017 | $110.4583 | $7.07M |
Holdings After Transaction:
Stock Options — 590,625 shares (Direct, null);
Common Stock — 337,603 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Shares sold: 64,017 shares
Average sale price: $110.4583 per share
Options exercised: 84,375 shares
+4 more
7 metrics
Shares sold
64,017 shares
Common Stock sold in open market on May 15, 2026
Average sale price
$110.4583 per share
Average price for 64,017 Common shares sold
Options exercised
84,375 shares
Common shares received from stock option exercise
Option exercise price
$13.34 per share
Exercise price of Stock Options converted into Common Stock
Shares held after
273,586 shares
Direct Common Stock ownership after transactions
Options remaining
590,625 options
Stock Options outstanding after the exercise
Net shares sold
64,017 shares
Net buy/sell direction is net-sell in transaction summary
Key Terms
open-market sale, derivative security, Stock Options, exercise or conversion, +1 more
5 terms
open-market sale financial
"transaction_action: "open-market sale" for Common Stock disposition"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Stock Options financial
"security_title: "Stock Options" with underlying Common Stock"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
exercise or conversion financial
"transaction_action: "derivative exercise/conversion" on option transaction"
Common Stock financial
"security_title: "Common Stock" for both sale and option exercise"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
