Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
StoneX Group Inc. filings document operating results, governance matters, capital actions and material events for a Nasdaq-listed financial services company. Its 8-K reports include quarterly results releases, annual meeting voting outcomes, stock split disclosure, share repurchase authorization, resale registration activity and legal or arbitration-related matters involving the company and subsidiaries.
StoneX proxy materials describe board elections, auditor ratification, executive compensation and shareholder voting procedures. Registration and prospectus-related filings address common stock resale matters, while periodic and current reports provide formal disclosure around the company’s global brokerage, clearing, payments, market-making and related financial services operations.
StoneX Group Inc. announced that its Board of Directors has approved a three-for-two split of its common stock, structured as a stock dividend. Each stockholder of record will receive one additional share for every two shares owned.
Stockholders of record at the close of business on July 7, 2026 will be entitled to the stock dividend, with additional shares distributed after the close of trading on July 17, 2026. Cash will be paid in lieu of fractional shares based on the opening price on July 8, 2026, and trading is expected to begin on a split-adjusted basis on July 20, 2026.
The company highlights its global financial services network, noting more than 5,400 employees, over 80,000 commercial, institutional and payments clients, more than 400,000 retail accounts, and over 80 offices across six continents.
StoneX Group Inc. insider Mark Lowry Maurer, the company’s Chief Risk Officer, reported an open-market sale of Common Stock. He sold 11,398 shares on May 22, 2026 at an average price of $112.2455 per share. After this transaction, he directly holds 135,496 shares of StoneX Group Inc. common stock.
StoneX Group Inc. Chief Executive Officer Philip Andrew Smith reported an open-market sale of 8,535 shares of Common Stock on May 22, 2026 at an average price of $112.7234 per share. After this transaction, he directly holds 506,184 shares. The price reported is an average, and full trade-by-trade details are available on request.
SNEX reported an insider sale of 30,000 shares by Philip Smith. The sale is listed with a transaction date of 04/10/2026 and identifies the class as Common stock. The filing also references earlier stock plan activity dated 12/15/2024.
SNEX reported an insider sale reported on Form 144. The filing shows 05/14/2026 trades of 34,862 shares of Common stock by Mark Maurer. The filing lists a company-wide share count of 79,251,496 shares as of 05/22/2026.
StoneX Group Inc.'s Chief Governance/Legal Officer Diego Rotsztain reported an exercise-and-sell transaction in company common stock. On May 18, 2026, he exercised 33,750 stock options at $18.39 per share, receiving the same number of common shares.
That day he sold 20,054 shares at an average price of $111.4836, followed by a further sale of 13,696 shares at an average price of $112.7862 on May 20, 2026, both in open-market transactions. After these trades he directly held 23,247 common shares and 405,000 stock options. The amendment corrects previously reported option exercise and expiration dates, with all other information unchanged.
StoneX Group Inc. Chief Governance/Legal Officer Diego Rotsztain exercised stock options to acquire 33,750 shares of Common Stock at $18.39 per share, then sold the same 33,750 shares in open-market transactions. The sales occurred on May 18 and May 20, 2026 at average prices of $111.48 and $112.79 per share, respectively. Following these transactions, he directly holds 23,247 Common shares, with no remaining stock options reported in this filing.
SNEX files a Form 144 notifying a proposed sale of 20,054 shares. The filing lists the sale date as 05/18/2026 and names Diego Rotsztain as the reporting holder. The securities are Common stock listed on NASDAQ. The entry references “Stock Plan Activity” and identifies the filer as the issuer.
StoneX Group Inc. Executive Vice-Chairman Sean Michael O’Connor reported exercising stock options and selling shares of common stock. Over three days, he exercised options for a total of 300,000 shares at an exercise price of $13.34 per share and sold 300,000 shares in open-market transactions at prices around $110–$111 per share.
After these transactions, he holds 1,236,921 shares of StoneX common stock directly. He also reports indirect ownership of 2,543,964 shares through Darseaker Limited and 424,353 shares held by a trust. No remaining stock options are shown in this filing after the exercises.