Director sale: 299 Rockwell shares sold (NYSE: ROK) — $107,342 reported

Rhea-AI Filing Summary

Rockwell Automation reported a Form 144 notice of securities to be sold. The filing lists multiple restricted stock lapse events (including 491 shares dated 06/06/2024, 218 shares dated 12/04/2024, and 241 shares dated 12/04/2025) and shows a sale of 299 shares on 04/02/2026 for $107,342. The filing names Matheus De A G Viera Bulho as the seller and includes a reported figure of 112,357,908 shares outstanding as of 04/08/2026.

Insights

Securities Compliance Analyst

Form 144 lists resale activity and recent restricted stock lapses by a named holder.

The filing documents a 299-share sale by Matheus De A G Viera Bulho on 04/02/2026 for $107,342 and several restricted stock lapse entries dated in 2024 and 2025. These items are routine resale/compensation vesting disclosures under Section 15(g) reporting.

Cash flow and detailed proceeds treatment beyond the sale amount are not stated in the excerpt; subsequent filings or broker reports would show execution method or additional holder activity.

Key Figures

Sale reported: 299 shares Proceeds reported: $107,342 Restricted stock lapse example: 491 shares +3 more

6 metrics

Sale reported 299 shares sale on 04/02/2026

Proceeds reported $107,342 proceeds from 299-share sale on 04/02/2026

Restricted stock lapse example 491 shares Restricted Stock Lapse dated 06/06/2024

Restricted stock lapse example 218 shares Restricted Stock Lapse dated 12/04/2024

Restricted stock lapse example 241 shares Restricted Stock Lapse dated 12/04/2025

Shares outstanding 112,357,908 shares as of 04/08/2026

Key Terms

Restricted Stock Lapse, Form 144, Equity Compensation

3 terms

Restricted Stock Lapse financial

"Securities To Be Sold | 06/06/2024 | Restricted Stock Lapse"

Form 144 regulatory

"CONTENT TO ANALYZE: ... form_type: "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"Equity Compensation Common | 12/04/2024 | Restricted Stock Lapse"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	1250	484375.00	112357908	04/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/06/2024	Restricted Stock Lapse	Rockwell Automation, Inc			491	06/06/2024	Equity Compensation
Common	12/04/2024	Restricted Stock Lapse	Rockwell Automation, Inc			218	12/04/2024	Equity Compensation
Common	12/07/2024	Restricted Stock Lapse	Rockwell Automation, Inc			42	12/07/2024	Equity Compensation
Common	12/09/2024	Restricted Stock Lapse	Rockwell Automation, Inc			232	12/09/2024	Equity Compensation
Common	12/04/2025	Restricted Stock Lapse	Rockwell Automation, Inc			241	12/04/2025	Equity Compensation
Common	12/05/2025	Restricted Stock Lapse	Rockwell Automation, Inc			26	12/05/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Matheus De A G Viera Bulho 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	04/02/2026	299	107342.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did Rockwell Automation (ROK) disclose in this Form 144?

The filing lists resale activity and restricted stock lapses, including a sale of 299 shares for $107,342. It names Matheus De A G Viera Bulho as the seller and records multiple restricted stock lapse dates and share amounts in 2024–2025.

Who sold shares according to the ROK Form 144 and when?

The filing identifies Matheus De A G Viera Bulho as the seller who sold 299 shares on 04/02/2026. The record lists the dollar amount of that sale as $107,342 and includes other restricted stock lapse entries.

Does the Form 144 show other equity events for ROK?

Yes; the filing lists several Restricted Stock Lapse entries such as 491 shares on 06/06/2024 and 218 shares on 12/04/2024. These entries are tied to equity compensation vesting events noted in the excerpt.

How many ROK shares outstanding are shown in the excerpt?

The excerpt shows 112,357,908 shares outstanding as of 04/08/2026. That figure appears on the filer header and provides a baseline share count included in the filing text.