Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
BlackRock, Inc. amended a Schedule 13G to report beneficial ownership of 10,222,503 shares of Rockwell Automation common stock, representing 9.1% of the class as of 03/31/2026. The filing states BlackRock's Reporting Business Units hold these securities and shows sole voting power 9,494,309 and sole dispositive power 10,222,503. The schedule notes various persons have rights to dividends or sale proceeds and includes Exhibit 24 (Power of Attorney) and Exhibit 99.
Rockwell Automation director David A. Zapico received a stock grant as part of his board compensation. He acquired 229 shares of Rockwell Automation common stock on April 16, 2026 at no cash price, delivered as compensation for service under the company’s 2026 Long-Term Incentives Plan. Following this grant, he directly holds 229 shares.
ROCKWELL AUTOMATION, INC director David A. Zapico filed an initial Form 3 reporting his holdings in the company’s Common Stock. The filing shows 0 shares of Common Stock owned directly as of the reported date, and no derivative securities positions.
Rockwell Automation, Inc. expanded its board and added a new director. The board increased its size from ten to eleven directors effective April 16, 2026, and elected David A. Zapico, Chairman and CEO of AMETEK, Inc., to fill the new seat.
Zapico will serve in the director class whose term expires at the 2027 Annual Meeting of Shareowners and joined the Compensation and Talent Management Committee and the Board Composition and Corporate Governance Committee. He will receive standard non-employee director compensation, including shares of common stock valued at $92,055 under the 2026 Long-Term Incentives Plan. The company states there is no arrangement behind his selection and no related-party transactions requiring disclosure.
Rockwell Automation senior vice president Matthew W. Fordenwalt exercised employee stock options for 1,200 shares of common stock at an exercise price of $196.43 per share and sold the 1,200 shares at $400.00 per share on the same date.
The filing describes this as an option exercise and open-market sale sequence, carried out under a Rule 10b5-1 trading plan entered into on 11/26/2025. After the transactions, he holds 4,437 shares directly and 70.072 shares indirectly through the Company Savings Plan.
Rockwell Automation executive Cyril Perducat exercised 581 restricted stock units into common shares on April 9, 2026, then sold 198 common shares on April 10, 2026 at a weighted average price of $394.9963.
The sale was made under a pre-arranged Rule 10b5-1 plan to cover taxes due on the vested restricted stock units. Following these transactions, Perducat directly holds 6,241 common shares and 582 restricted stock units.
Rockwell Automation filed a Form 144 notice reporting the proposed sale of 1,200 shares related to an employee stock option exercise and a broker payment for a cashless exercise. The filing lists a transaction date of 04/13/2026 and an earlier sale record on 02/25/2026 showing 1,200 shares for $485,050.00.
Rockwell Automation senior vice president of Software and Control, Bulho Matheus De A G Viera, sold 1,250 shares of common stock in an open-market transaction at $387.50 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan entered into on 11/26/2025.
Following the sale, Viera holds 1,734 shares of Rockwell Automation stock directly. In addition, 5.71 shares are held indirectly through units in the Company Savings Plan, based on information from the plan administrator as of 3/31/2026.
Rockwell Automation reported a Form 144 notice of securities to be sold. The filing lists multiple restricted stock lapse events (including 491 shares dated 06/06/2024, 218 shares dated 12/04/2024, and 241 shares dated 12/04/2025) and shows a sale of 299 shares on 04/02/2026 for $107,342. The filing names Matheus De A G Viera Bulho as the seller and includes a reported figure of 112,357,908 shares outstanding as of 04/08/2026.