Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation SVP Lifecycle Services Matthew W. Fordenwalt reported an open-market sale of company stock. He sold 377 shares of Common Stock at an average price of $460.51 per share in a transaction classified as an open-market sale pursuant to a Rule 10b5-1 plan entered into on 11/26/2025. After this sale, he held 4,437 Common Stock shares directly and 70.0720 shares represented by company stock fund units under the Company Savings Plan based on information from the plan administrator as of 3/31/2026.
Rockwell Automation insider notice: planned sale and recent dispositions. A Form 144 lists a proposed sale of Common stock tied to a Restricted Stock Lapse dated 06/01/2026. The filing also reports three dispositions by Matthew W. Fordenwalt during the prior three months: 1,200, 600, and 218 shares on 04/13/2026, 05/05/2026, and 06/02/2026, respectively.
Rockwell Automation SVP Matthew W. Fordenwalt reported several equity transactions. He exercised 595 restricted stock units, receiving the same number of common shares, and then sold 218 shares in an open-market trade at a weighted average price of $456.34. The sale was made under a pre-arranged Rule 10b5-1 plan to cover taxes on vested RSUs. After these moves, he holds 4,814 common shares directly and 70.072 shares indirectly through the Company Savings Plan.
Rockwell Automation filings report notices of proposed sales under Rule 144 by Matthew W. Fordenwalt. The excerpt lists two completed sales in the past three months: 1,200 shares sold on 04/13/2026 for $480,000.00 and 600 shares sold on 05/05/2026 for $269,749.00. A separate entry shows restricted stock lapse dated 06/02/2026.
Rockwell Automation VP and Chief IP Counsel John M. Miller reported option exercises and share sales. On May 20, 2026, he exercised employee stock options for 700 shares of common stock at $136.40 per share and sold a total of 1,054 shares at $426.02 per share in open-market transactions.
The footnotes state these transactions were carried out under a pre-arranged Rule 10b5-1 trading plan entered into on February 17, 2026. After these trades, Miller holds 5,968.8061 shares of common stock directly and 479.1027 shares indirectly through the company savings plan.
Rockwell Automation reported proposed sales of common stock in a Form 144 by affiliated holders. The notice lists multiple equity items tied to restricted stock lapses (examples: 108, 31, 45, 45, 32, 43, 50 shares) and an Employee Stock Option Exercise of 700 shares with a broker payment for a cashless exercise on 05/20/2026. The filing lists Charles Schwab & Co., Inc. as broker.
Rockwell Automation Vice President and Controller Terry L. Riesterer reported a mix of stock option exercises and share sales. He exercised employee stock options to acquire 3,824 shares of Common Stock at exercise prices including $196.43, $246.77, $259.81, and $279.50 per share. On the same date range, he executed open-market sales totaling 4,024 shares at prices around $452 per share. After these transactions, he directly holds 1,034 Common shares, and also has 632.6919 shares represented by Company stock fund units in a Company Savings Plan as of March 31, 2026.
Rockwell Automation submitted a Form 144 notice reporting proposed sales of equity linked to compensation and an associated broker payment. The filing lists 1,100 shares tied to PSU/RSU dated 12/07/2024 and a broker payment of 2,924 related to a cashless exercise, with an action date of 05/07/2026.
Rockwell Automation SVP Matthew W. Fordenwalt exercised stock options and sold shares in a planned transaction. He exercised 600 Employee Stock Options at an exercise price of $246.77 per share, receiving 600 shares of common stock.
On the same date, he sold a total of 600 shares of Rockwell Automation common stock in open-market transactions at weighted average prices of $449.9837 for 460 shares and $448.2571 for 140 shares. The sales were made under a Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, he directly holds 4,897 shares and indirectly holds about 70.072 shares through the Company Savings Plan.
Rockwell Automation SVP and Chief Information Officer Christopher Nardecchia exercised employee stock options and sold the resulting shares. On May 5, 2026, he exercised options for 2,538 shares of Rockwell Automation common stock at $350.76 per share and sold 2,538 shares in multiple open‑market transactions at weighted average prices of about $440.82, $447.37, and $450.04 per share. The filing notes these transactions were carried out under a Rule 10b5‑1 trading plan entered into on November 26, 2025, and that he continues to hold Rockwell Automation stock, including shares held indirectly through the Company Savings Plan.