Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation Vice President and Controller Terry L. Riesterer reported a mix of stock option exercises and share sales. He exercised employee stock options to acquire 3,824 shares of Common Stock at exercise prices including $196.43, $246.77, $259.81, and $279.50 per share. On the same date range, he executed open-market sales totaling 4,024 shares at prices around $452 per share. After these transactions, he directly holds 1,034 Common shares, and also has 632.6919 shares represented by Company stock fund units in a Company Savings Plan as of March 31, 2026.
Rockwell Automation submitted a Form 144 notice reporting proposed sales of equity linked to compensation and an associated broker payment. The filing lists 1,100 shares tied to PSU/RSU dated 12/07/2024 and a broker payment of 2,924 related to a cashless exercise, with an action date of 05/07/2026.
Rockwell Automation SVP Matthew W. Fordenwalt exercised stock options and sold shares in a planned transaction. He exercised 600 Employee Stock Options at an exercise price of $246.77 per share, receiving 600 shares of common stock.
On the same date, he sold a total of 600 shares of Rockwell Automation common stock in open-market transactions at weighted average prices of $449.9837 for 460 shares and $448.2571 for 140 shares. The sales were made under a Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, he directly holds 4,897 shares and indirectly holds about 70.072 shares through the Company Savings Plan.
Rockwell Automation SVP and Chief Information Officer Christopher Nardecchia exercised employee stock options and sold the resulting shares. On May 5, 2026, he exercised options for 2,538 shares of Rockwell Automation common stock at $350.76 per share and sold 2,538 shares in multiple open‑market transactions at weighted average prices of about $440.82, $447.37, and $450.04 per share. The filing notes these transactions were carried out under a Rule 10b5‑1 trading plan entered into on November 26, 2025, and that he continues to hold Rockwell Automation stock, including shares held indirectly through the Company Savings Plan.
Rockwell Automation Sr. VP and Chief Revenue Officer Scott Genereux executed an open-market sale of 550 shares of Common Stock at $447.73 per share. The transaction was carried out under a Rule 10b5-1 trading plan entered into on November 26, 2025, leaving him with 2,764 shares held directly.
Rockwell Automation reported a Form 144 notice of proposed sale of common stock by a selling holder. The filing lists restricted stock lapses dated 12/07/2024 (234 shares) and 12/09/2024 (316 shares). It also records a sale during the past three months of 17,407 shares on 02/25/2026, with proceeds shown as $7,043,126.00. The excerpt includes a share count of 111,273,953 tied to 05/05/2026.
Rockwell Automation filed a Form 144 notifying the proposed sale of 600 shares of Common Stock. The filing lists the method as an Employee Stock Option Exercise with Broker Payment for Cashless Exercise on 05/05/2026. The header shows shares outstanding 111,273,953 as of 05/05/2026. The filing also discloses two prior sales by Matthew W. Fordenwalt of 1,200 shares on 02/25/2026 for $485,050 and 1,200 shares on 04/13/2026 for $480,000.
Rockwell Automation filed a Rule 144 notice to sell 2,538 shares. The transaction is an employee stock option exercise settled via broker payment for cashless exercise on 05/05/2026. The filing also lists prior sales of 14,465 shares on 02/26/2026 totaling $5,930,806. Shares outstanding are shown as 111,273,953 as of 05/05/2026.
Rockwell Automation delivered strong growth in its quarter ended March 31, 2026. Sales rose to $2,239 million, up 12% year over year, with organic sales up 9% and pricing adding three percentage points. All three segments grew sales, led by Software & Control and Intelligent Devices.
Net income attributable to Rockwell Automation increased to $350 million from $252 million, and diluted EPS climbed to $3.10 from $2.22. Enterprise operating margin improved to 22.5%, driven by higher volume, pricing above input costs, and favorable mix, partly offset by higher compensation. The company is dissolving its Sensia joint venture, has classified related assets as held for sale, and is investing in a new manufacturing campus in Wisconsin as part of a $2 billion multi‑year investment plan.
Rockwell Automation reported a strong second quarter of fiscal 2026, with sales of $2,239 million, up 12% from $2,001 million a year earlier. Organic sales grew 9% and currency added 3%.
Income before income taxes rose to $440 million from $299 million, lifting pre-tax margin to 19.7% from 14.9%. Net income attributable to Rockwell Automation increased to $350 million, or $3.10 diluted EPS, compared with $252 million, or $2.22 per share. Adjusted EPS grew to $3.30 from $2.50.
Free cash flow improved to $275 million from $171 million, and Annual Recurring Revenue grew 6% year over year. The company raised its fiscal 2026 outlook, now guiding reported and organic sales growth of 5%–9%, diluted EPS of $11.88–$12.48, and Adjusted EPS of $12.50–$13.10.