STOCK TITAN

Neurogene (NGNE) director receives fully vested grant of 7,700 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Neurogene Inc. director Keith Woods received a fully vested stock option grant covering 7,700 shares of common stock. The option has an exercise price of $42.59 per share and expires on June 14, 2034. Following this award, he holds 7,700 stock options directly.

Positive

  • None.

Negative

  • None.
Insider Woods Keith
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 7,700 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 7,700 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 7,700 options Director stock option grant on June 14, 2024
Exercise price $42.59 per share Stock option exercise price for 7,700 options
Total options after grant 7,700 options Total derivative securities following transaction
Option expiration June 14, 2034 Expiration date of granted stock options
Transaction code A (grant/award acquisition) Form 4/A transaction classification
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)""
derivative financial
"transaction_type: "derivative" for the stock option grant"
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
fully vested financial
"footnote states: "This option is fully vested.""
Common Stock financial
"underlying_security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition regulatory
"transaction_code_description: "Grant, award, or other acquisition""
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Woods Keith

(Last)(First)(Middle)
C/O NEUROGENE INC.
535 W 24TH ST, 5TH FLOOR

(Street)
NEW YORK NEW YORK 10011

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Neurogene Inc. [ NGNE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/14/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/17/2024
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$42.5906/14/2024A7,700 (1)06/14/2034Common Stock7,700$07,700D
Explanation of Responses:
1. This option is fully vested.
Remarks:
This Form 4 was originally filed on June 17, 2024 using the incorrect CIK number for the Reporting Person and is being refiled under the correct CIK number. This filing amends and replaces the original filing in its entirety
/s/ Donna M. Cochener, Attorney-in-Fact for Keith Woods06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Neurogene Inc. (NGNE) report for Keith Woods?

Neurogene reported that director Keith Woods received a fully vested stock option grant for 7,700 shares of common stock. The award was recorded as a derivative acquisition on the Form 4/A, increasing his directly held stock options to 7,700.

What is the exercise price of Keith Woods’ new Neurogene (NGNE) stock options?

The granted stock options have an exercise price of $42.59 per share. This means Woods can purchase up to 7,700 Neurogene common shares at $42.59 each any time before the options expire on June 14, 2034.

How many Neurogene (NGNE) stock options does Keith Woods hold after this Form 4/A?

After the reported award, Keith Woods holds 7,700 stock options directly. The Form 4/A shows total derivative securities following the transaction at 7,700, matching the number of options granted in this filing.

When do Keith Woods’ newly granted Neurogene (NGNE) options expire?

The stock options granted to Keith Woods expire on June 14, 2034. He may choose to exercise up to 7,700 options at the fixed exercise price of $42.59 per share any time before that expiration date.

Are the Neurogene (NGNE) stock options granted to Keith Woods vested?

Yes, the filing states that this option grant is fully vested. Being fully vested means Woods has the right to exercise all 7,700 options at the exercise price of $42.59 per share immediately, subject to the option’s expiration date.