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  4. [Form 4] Hilltop Holdings Inc. Insider Trading Activity

Director Webb gets 376 Hilltop (HTH) shares as Q1 pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WEBB CARL B reported acquisition or exercise transactions in this Form 4 filing.

Hilltop Holdings Inc. director Carl B. Webb received a grant of 376 shares of common stock as compensation for services as a director in the first quarter of 2026 under the company’s 2020 Equity Incentive Plan. The award was valued at $35.224 per share, based on the average closing price between March 18 and March 31, 2026, bringing his direct holdings to 130,555 shares.

Positive

  • None.

Negative

  • None.
Insider WEBB CARL B
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 376 $35.224 $13K
Holdings After Transaction: Common Stock — 130,555 shares (Direct)
Footnotes (1)
  1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2026. Price per share calculated using the average closing price per share for the period from March 18, 2026 to March 31, 2026.
Shares granted 376 shares Common stock grant as Q1 2026 director compensation
Grant valuation price $35.224 per share Average closing price March 18–31, 2026
Shares owned after transaction 130,555 shares Direct holdings following the stock grant
Pricing period March 18–31, 2026 Period used to calculate average closing price
2020 Equity Incentive Plan financial
"Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation"
grant/award acquisition financial
"transaction_action: grant/award acquisition, transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock, shares acquired as compensation for services rendered"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
average closing price financial
"Price per share calculated using the average closing price per share for the period"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEBB CARL B
(Last)(First)(Middle)
6565 HILLCREST AVENUE
(Street)
DALLAS TEXAS 75205
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026A376(1)A$35.224(2)130,555D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2026.
2. Price per share calculated using the average closing price per share for the period from March 18, 2026 to March 31, 2026.
Remarks:
/s/ Carl B. Webb04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Hilltop Holdings (HTH) director Carl B. Webb report on this Form 4?

Carl B. Webb reported receiving 376 shares of Hilltop Holdings common stock. The shares were granted as compensation for serving as a director during the first quarter of 2026 under the company’s 2020 Equity Incentive Plan.

Was the Hilltop Holdings (HTH) Form 4 transaction an open-market purchase or a stock grant?

The transaction was a stock grant, not an open-market purchase. Webb acquired 376 shares as a compensation award for director services, classified as a grant or award acquisition under Hilltop Holdings’ 2020 Equity Incentive Plan.

At what price was the 376-share award to Hilltop Holdings (HTH) director Webb valued?

The 376-share award was valued at $35.224 per share. This price was calculated using the average closing price of Hilltop Holdings common stock from March 18, 2026 through March 31, 2026, as noted in the Form 4 footnote.

How many Hilltop Holdings (HTH) shares does Carl B. Webb hold after this Form 4 transaction?

After the reported transaction, Carl B. Webb directly holds 130,555 shares of Hilltop Holdings common stock. This total includes the 376 shares granted as director compensation for the first calendar quarter of 2026.

What is the purpose of the Hilltop Holdings Inc. 2020 Equity Incentive Plan mentioned in the Form 4?

The 2020 Equity Incentive Plan provides stock-based compensation to participants, including directors. In this case, Webb received 376 shares under the plan as compensation for services rendered as a director in the first calendar quarter of 2026.