Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. (NYSE: HTH) is a Maryland-incorporated, Dallas-based financial holding company that files detailed reports with the U.S. Securities and Exchange Commission. This SEC filings page for HTH brings together the company’s regulatory disclosures, including annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, along with exhibits such as earnings presentations, press releases, and executive employment agreements.
Financial reporting and segment information
Through its SEC filings, Hilltop provides consolidated financial statements and segment data for its banking, mortgage origination, and broker-dealer operations. Investors can review information on loans held for investment and for sale, deposits, broker-dealer receivables and payables, securities portfolios, noninterest income and expense, and key performance metrics such as net interest income, net interest margin, and provisions for or reversals of credit losses. Filings also disclose regulatory capital ratios, including Tier 1 leverage and Common Equity Tier 1 capital ratios.
Current reports and material events
Form 8-K filings offer timely insight into material events affecting Hilltop. Recent 8-Ks have covered quarterly earnings announcements and associated presentations, dividend declarations, authorizations and increases of stock repurchase programs, results of the annual meeting of stockholders, changes in board composition and leadership roles, and amendments to executive employment agreements. These filings often attach press releases or presentations as exhibits and specify whether the information is furnished or filed for Exchange Act purposes.
Using AI-powered filing analysis
On this page, AI-powered tools can help interpret Hilltop’s complex filings. Summaries can highlight key points from lengthy 10-K and 10-Q reports, explain trends in credit loss provisions or reversals, and outline how results differ across the banking, mortgage origination, and broker-dealer segments. For Form 8-Ks, AI can quickly surface the nature of each event, such as dividend changes, repurchase program updates, or governance actions. Users can also monitor filings that relate to capital management, such as note redemptions or changes in repurchase authorizations, and track how Hilltop’s disclosures evolve over time.
By combining real-time EDGAR updates with AI-generated explanations, this filings page helps readers navigate Hilltop Holdings Inc.’s regulatory history and better understand the financial and governance information that underpins HTH stock.
Hilltop Holdings Inc. executive Steve B. Thompson, PrimeLending President and CEO, acquired 697 shares of common stock through the company’s Employee Stock Purchase Plan for the period from January 1, 2026 through March 31, 2026. The shares were purchased at 90% of the closing price on March 31, 2026, at an effective price of $32.24 per share. Following this routine plan-based acquisition, Thompson directly holds 106,388.305 shares of Hilltop common stock.
Hilltop Holdings Inc. executive Martin Bradley Winges, Hilltop Securities CEO, acquired additional company stock through an employee program. He received 697 shares of common stock under the Hilltop Holdings Inc. Employee Stock Purchase Plan for the purchase period from January 1, 2026 through March 31, 2026.
The shares were purchased at $32.24 per share, which the plan set at 90% of the closing price of Hilltop’s stock on March 31, 2026. After this ESPP acquisition, Winges directly holds a total of 84,850.2248 shares of Hilltop common stock.
Hilltop Holdings Inc. executive Corey Prestidge acquired 626 shares of common stock through the company’s Employee Stock Purchase Plan. The shares were bought for $32.24 each, based on 90% of the closing price on March 31, 2026, for the ESPP period from January 1, 2026 through March 31, 2026. Following this ESPP purchase, Prestidge directly holds a total of 186,807.5028 Hilltop Holdings common shares.
Hilltop Holdings Inc. President and CEO Jeremy B. Ford acquired 697 shares of common stock through the company’s Employee Stock Purchase Plan. The shares were recorded at $32.24 per share and were purchased for the ESPP period from January 1, 2026 through March 31, 2026.
After this routine compensation-related acquisition, Ford directly owns 1,644,035 Hilltop Holdings shares. Under the ESPP, the shares were purchased at 90% of the closing price on March 31, 2026, reflecting a standard employee benefit rather than an open‑market trade.
Hilltop Holdings Inc. Chief Financial Officer William B. Furr acquired 46 shares of common stock through the company’s Employee Stock Purchase Plan. The shares were bought for $32.24 each, equal to 90% of the stock’s March 31, 2026 closing price. Following this routine plan purchase, he directly owns about 197,875 shares.
Hilltop Holdings Inc. Chief Accounting Officer Keith E. Bornemann acquired 56 shares of common stock through the company’s Employee Stock Purchase Plan for the purchase period from January 1, 2026 through March 31, 2026. The shares were bought at $32.24 per share, and his direct holdings increased to 9,912.02 shares.
Hilltop Holdings Inc. Chief Administrative Officer Darren E. Parmenter acquired 449 shares of common stock through the company’s Employee Stock Purchase Plan for the purchase period from January 1, 2026 through March 31, 2026. The shares were bought at 90% of the March 31, 2026 closing price of $32.24 per share. Following this ESPP purchase, Parmenter directly holds a total of 96,084.0883 common shares, indicating a small, routine increase in his ownership stake.
Taylor Robert JR reported acquisition or exercise transactions in this Form 4 filing.
Hilltop Holdings Inc. director Robert Taylor Jr. received a grant of 223 shares of common stock as compensation for serving on the board in the first quarter of 2026. The award was priced at $35.224 per share, based on the average closing price from March 18 to March 31, 2026. Following this equity grant, he directly owns 45,087 shares of Hilltop common stock.
WEBB CARL B reported acquisition or exercise transactions in this Form 4 filing.
Hilltop Holdings Inc. director Carl B. Webb received a grant of 376 shares of common stock as compensation for services as a director in the first quarter of 2026 under the company’s 2020 Equity Incentive Plan. The award was valued at $35.224 per share, based on the average closing price between March 18 and March 31, 2026, bringing his direct holdings to 130,555 shares.
SOBEL JONATHAN S reported acquisition or exercise transactions in this Form 4 filing.
Hilltop Holdings Inc. director and Hilltop Securities Chairman Jonathan S. Sobel received a grant of 188 shares of Common Stock as compensation for services rendered in the first quarter of 2026. The shares were valued at an average price of $35.224 per share, based on closing prices from March 18 to March 31, 2026. Following this award, his directly held position increased to 128,331.061 shares of Hilltop Holdings common stock.