Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. (NYSE: HTH) is a Maryland-incorporated, Dallas-based financial holding company that files detailed reports with the U.S. Securities and Exchange Commission. This SEC filings page for HTH brings together the company’s regulatory disclosures, including annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, along with exhibits such as earnings presentations, press releases, and executive employment agreements.
Financial reporting and segment information
Through its SEC filings, Hilltop provides consolidated financial statements and segment data for its banking, mortgage origination, and broker-dealer operations. Investors can review information on loans held for investment and for sale, deposits, broker-dealer receivables and payables, securities portfolios, noninterest income and expense, and key performance metrics such as net interest income, net interest margin, and provisions for or reversals of credit losses. Filings also disclose regulatory capital ratios, including Tier 1 leverage and Common Equity Tier 1 capital ratios.
Current reports and material events
Form 8-K filings offer timely insight into material events affecting Hilltop. Recent 8-Ks have covered quarterly earnings announcements and associated presentations, dividend declarations, authorizations and increases of stock repurchase programs, results of the annual meeting of stockholders, changes in board composition and leadership roles, and amendments to executive employment agreements. These filings often attach press releases or presentations as exhibits and specify whether the information is furnished or filed for Exchange Act purposes.
Using AI-powered filing analysis
On this page, AI-powered tools can help interpret Hilltop’s complex filings. Summaries can highlight key points from lengthy 10-K and 10-Q reports, explain trends in credit loss provisions or reversals, and outline how results differ across the banking, mortgage origination, and broker-dealer segments. For Form 8-Ks, AI can quickly surface the nature of each event, such as dividend changes, repurchase program updates, or governance actions. Users can also monitor filings that relate to capital management, such as note redemptions or changes in repurchase authorizations, and track how Hilltop’s disclosures evolve over time.
By combining real-time EDGAR updates with AI-generated explanations, this filings page helps readers navigate Hilltop Holdings Inc.’s regulatory history and better understand the financial and governance information that underpins HTH stock.
HTH filed a Form 144 notice reporting proposed resales of common stock. The filing lists a broker, Morgan Stanley Smith Barney LLC, and shows a proposed quantity of 2,000 shares with an aggregate dollar figure of $76,000.00 and an identifier 58530197, with a filing/date entry of 05/05/2026. The excerpt also lists planned sales tied to an Employee Stock Purchase Plan and Restricted Stock on several dates with quantities of 55, 53, 1,252, and 640.
Hilltop Holdings Inc. director Stephen H. Haworth filed an initial Form 3, which is a required statement of his beneficial ownership when he becomes subject to insider reporting rules. The filing does not list any buy, sell, or other share transactions and contains no derivative holdings.
Hilltop Holdings Inc. director Dana L. Bober filed an initial Form 3, which is a required statement of beneficial ownership for new insiders. This filing does not list any buy or sell transactions and simply establishes Bober’s status and reporting obligations as a director of Hilltop Holdings Inc.
Hilltop Holdings is asking stockholders to elect thirteen directors, approve on a non-binding basis its executive compensation, and ratify PricewaterhouseCoopers LLP as independent auditor at the 2026 annual meeting on July 23, 2026, held virtually for stockholders of record on April 27, 2026.
The proxy describes an unclassified board with a lead independent director, majority independence, and active audit, compensation, risk and other committees. New independent directors Dana Bober and Stephen Haworth joined in 2026, restoring NYSE majority-independence after 2025 resignations.
For 2025, Hilltop reported net income of $166 million, a 1.10% return on average assets and 7.60% return on average equity on $15.8 billion of year‑end assets. The company returned $229 million to stockholders through dividends and repurchases, including $184 million of buybacks, and redeemed $200 million of higher‑coupon debt while maintaining a 19.70% Common Equity Tier 1 capital ratio.
Named executive officer pay is heavily performance‑based, with base salaries unchanged for 2025 and more than 80% of the CEO’s target compensation variable. Annual incentives depend primarily on net income and strategic goals, and long‑term incentives are split between performance‑based and time‑based restricted stock units tied to three‑year EPS and relative total shareholder return. Following a 42% 2025 say‑on‑pay approval, the board expanded stockholder outreach, enhanced proxy disclosure, and the CEO elected to forgo his 2025 cash bonus.
Hilltop Holdings Inc. announced that its Board of Directors appointed Dana Bober and Stephen Haworth as new independent directors. Both will serve on key board committees, with Bober joining the Audit Committee and Haworth joining both the Audit and Compensation Committees.
Bober brings 30 years of audit and financial services experience, including senior leadership roles at Ernst & Young. Haworth contributes 20 years of private equity chief financial officer experience and currently serves as Vice Chairman of Flexpoint Ford LLC. In connection with their appointments, each will receive restricted stock units valued at $200,000, which will cliff vest on the third anniversary of their appointment on April 23, 2029.
Hilltop Holdings Inc. reported net income of $39.0 million for the quarter ended March 31, 2026, down from $44.5 million a year earlier. Earnings per diluted share were $0.64, compared with $0.65 in the prior-year quarter.
Total interest income was $184.3 million and net interest income rose to $112.1 million, helped by lower deposit and borrowing costs and a smaller credit loss provision of $1.8 million versus $9.3 million last year. Noninterest income declined to $188.4 million, mainly because other income fell sharply, while mortgage-related and brokerage revenues increased.
Noninterest expenses were stable at $248.3 million, producing pre-tax income of $50.4 million. Total assets were $15.7 billion, loans held for investment were $8.43 billion, and deposits were $10.53 billion, reflecting modest balance sheet contraction and continued share repurchases and dividends.
Hilltop Holdings Inc. has furnished an earnings presentation for the quarter ended March 31, 2026 as Exhibit 99.1 to a current report. The presentation is being provided under a Regulation FD disclosure, meaning it is intended to share information broadly with the market.
The company plans to use this first quarter 2026 earnings presentation in meetings with investors and analysts, including during a webcast scheduled for April 24, 2026 at 8:00 a.m. Central Time.
Hilltop Holdings Inc. reported first quarter 2026 income attributable to common stockholders of $37.8 million, or $0.64 per diluted share, compared with $42.1 million, or $0.65, in the first quarter of 2025. Return on average assets was 1.02% and return on average stockholders’ equity was 7.12%.
The Board declared a quarterly cash dividend of $0.20 per common share, payable on May 22, 2026, to stockholders of record on May 8, 2026. Hilltop repurchased 1,238,216 common shares for $47.5 million at an average price of $38.40 under its 2026 repurchase program. Management highlighted improved year-over-year results across banking, broker-dealer and mortgage origination, including a consolidated net interest margin of 3.13% and broker-dealer pre-tax margin of 12.7% on $116.1 million of net revenue, while warning that economic and rate uncertainty are expected to continue to pressure operating results through 2026.
Hilltop Holdings Inc. executive Steve B. Thompson, PrimeLending President and CEO, acquired 697 shares of common stock through the company’s Employee Stock Purchase Plan for the period from January 1, 2026 through March 31, 2026. The shares were purchased at 90% of the closing price on March 31, 2026, at an effective price of $32.24 per share. Following this routine plan-based acquisition, Thompson directly holds 106,388.305 shares of Hilltop common stock.
Hilltop Holdings Inc. executive Martin Bradley Winges, Hilltop Securities CEO, acquired additional company stock through an employee program. He received 697 shares of common stock under the Hilltop Holdings Inc. Employee Stock Purchase Plan for the purchase period from January 1, 2026 through March 31, 2026.
The shares were purchased at $32.24 per share, which the plan set at 90% of the closing price of Hilltop’s stock on March 31, 2026. After this ESPP acquisition, Winges directly holds a total of 84,850.2248 shares of Hilltop common stock.