Were Steven M. Quirk’s Robinhood (HOOD) share sales direct or through an entity?

All reported transactions are classified as directly held, with the ownership form marked “D” for each line of Class A common stock. The filing’s footnotes do not state that the shares were held through a separate trust, partnership, LLC, or other indirect ownership vehicle.

Insider Steven Quirk sells 52,540 Robinhood (HOOD) shares under 10b5-1

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Robinhood Markets’ Chief Brokerage Officer Steven M. Quirk sold 52,540 shares of Class A common stock in pre‑planned trades. The sales occurred on February 3, 2026 under a Rule 10b5-1 trading plan adopted on November 12, 2024, at weighted-average prices ranging from about $85.54 to $90.06. After these transactions, Quirk directly beneficially owned 27,564 Class A shares of Robinhood Markets, Inc.

Insider Trade Summary

Net Seller: 52,540 shares ($4,613,285)

Net Sell 6 txns

Insider Quirk Steven M.

Role Chief Brokerage Officer

Sold 52,540 shs ($4.61M)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	10,168	$85.5382	$870K
Sale	Class A Common Stock	8,202	$86.4331	$709K
Sale	Class A Common Stock	10,113	$87.3566	$883K
Sale	Class A Common Stock	8,322	$88.4086	$736K
Sale	Class A Common Stock	2,200	$89.3082	$196K
Sale	Class A Common Stock	13,535	$90.0596	$1.22M

Holdings After Transaction: Class A Common Stock — 69,936 shares (Direct)

Footnotes (1)

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024. This transaction was executed in multiple trades during the day at prices ranging from $84.98 to $85.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $85.98 to $86.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $86.98 to $87.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $87.99 to $88.98. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $88.99 to $89.84. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $90.01 to $90.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Form 4 Insider Transactions: What Each Field Means →

02/05/2026 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Quirk Steven M.

(Last)

(First)

(Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Brokerage Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	02/03/2026		S⁽¹⁾		10,168	D	$85.5382⁽²⁾	69,936	D
Class A Common Stock	02/03/2026		S⁽¹⁾		8,202	D	$86.4331⁽³⁾	61,734	D
Class A Common Stock	02/03/2026		S⁽¹⁾		10,113	D	$87.3566⁽⁴⁾	51,621	D
Class A Common Stock	02/03/2026		S⁽¹⁾		8,322	D	$88.4086⁽⁵⁾	43,299	D
Class A Common Stock	02/03/2026		S⁽¹⁾		2,200	D	$89.3082⁽⁶⁾	41,099	D
Class A Common Stock	02/03/2026		S⁽¹⁾		13,535	D	$90.0596⁽⁷⁾	27,564	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

2. This transaction was executed in multiple trades during the day at prices ranging from $84.98 to $85.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $85.98 to $86.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

4. This transaction was executed in multiple trades during the day at prices ranging from $86.98 to $87.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

5. This transaction was executed in multiple trades during the day at prices ranging from $87.99 to $88.98. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

6. This transaction was executed in multiple trades during the day at prices ranging from $88.99 to $89.84. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

7. This transaction was executed in multiple trades during the day at prices ranging from $90.01 to $90.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Steven M. Quirk	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many Robinhood (HOOD) shares did Steven M. Quirk sell in this Form 4?

Steven M. Quirk sold a total of 52,540 Robinhood Class A common shares. The sales occurred in six separate transactions on February 3, 2026, with individual trade sizes ranging from 2,200 to 13,535 shares at different weighted-average prices throughout the trading day.

At what prices did Steven M. Quirk sell his Robinhood (HOOD) shares?

The reported weighted-average sale prices ranged from $85.5382 to $90.0596 per share. Each line item reflects multiple trades executed within daily price ranges, and Quirk has undertaken to provide detailed trade and price information to the SEC, Robinhood, or any security holder upon request.

How many Robinhood (HOOD) shares does Steven M. Quirk own after these transactions?

Following the reported sales, Steven M. Quirk beneficially owned 27,564 shares of Robinhood Class A common stock. These shares are reported as held directly, reflecting his remaining position after the series of transactions disclosed for February 3, 2026 on the Form 4.

Was Steven M. Quirk’s sale of Robinhood (HOOD) shares under a Rule 10b5-1 plan?

Yes. The filing states the transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Steven M. Quirk on November 12, 2024. Such plans allow insiders to schedule trades in advance according to preset instructions, helping separate trading decisions from later market information.

What is Steven M. Quirk’s role at Robinhood (HOOD) according to this filing?

Steven M. Quirk is identified as an officer of Robinhood Markets, Inc., serving as Chief Brokerage Officer. The Form 4 confirms he is not listed as a director or 10% owner, but reports his status as an executive responsible for brokerage operations within the company.