Welcome to our dedicated page for Robinhood Markets SEC filings (Ticker: HOOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Company: Morgan Stanley Smith Barney LLC reported Form 144 entries related to proposed sales of Common stock tied to the Baiju Prafulkumar Bhatt Living Trust under 10b5-1 plans. The excerpt lists multiple proposed sale notices, including 67,422, 57,261, and 67,422 shares on 05/20/2026, 04/16/2026, and 03/20/2026, with dollar amounts shown alongside each entry.
Robinhood Markets director Meyer Malka, through a fund he is associated with, reported an open-market purchase of 250,000 shares of Class A common stock on June 5, 2026. The weighted average purchase price was $80.7368 per share, with individual trades between $80.07 and $81.00.
After this purchase, the fund holds 3,924,427 Robinhood shares indirectly. Additional indirect holdings reported include 102,183 shares by an LLC and 3,976,234 shares by various trusts, plus 1,812 shares held directly. Malka disclaims beneficial ownership of these indirect holdings except to the extent of any pecuniary interest.
Robinhood Markets, Inc.’s Chief Legal Officer Daniel Martin Gallagher Jr reported selling a total of 10,000 shares of Class A Common Stock on June 3, 2026 in four open‑market transactions. Individual trades covered 200, 800, 4,200 and 4,800 shares at reported weighted‑average prices of $85.7750, $84.7025, $84.0648 and $83.0796 per share.
Footnotes state these sales were executed under a pre‑arranged Rule 10b5‑1 trading plan adopted on August 8, 2025, and that each price reflects a weighted average for multiple trades within intraday price ranges between $82.53 and $85.80. The filing shows net selling of 10,000 shares with no option exercises.
Robinhood Markets, Inc. Chief Brokerage Officer Steven M. Quirk reported two open-market sales of Class A common stock. He sold 2,297 shares at a weighted-average price of about $86.42 and 8,540 shares at about $85.77, for a total of 10,837 shares sold. According to a footnote, these transactions were carried out under a pre-arranged Rule 10b5-1 trading plan adopted by the officer, indicating they were scheduled in advance rather than timed discretionarily.
Funds affiliated with Robinhood director Malka Meyer increased their position in Robinhood Markets, Inc. Class A Common Stock. On June 3, 2026, Bullfrog Capital, L.P. and related funds purchased 181,000 Class A shares at a weighted average price of $83.4467 per share, bringing their reported holdings to 3,674,427 shares.
Meyer also had 801 restricted stock units convert into 801 Class A shares on June 1, 2026, resulting in 1,812 directly held shares. On June 2, 2026, he received a new grant of 3,289 restricted stock units under Robinhood’s 2021 Omnibus Incentive Plan as his annual non-employee director award. Many of the reported holdings are owned through funds, trusts, and LLCs, and Meyer disclaims beneficial ownership beyond any pecuniary interest.
Robinhood Markets, Inc. director John William Hegeman received a grant of 3,289 restricted stock units (RSUs) as part of the company’s Non-Employee Director Compensation Program. These RSUs represent the director’s annual equity award and convert into Class A common stock on a one-for-one basis when they vest and settle.
One-fourth of the 3,289 RSUs will vest on October 1, 2026, with the remaining units vesting in three equal quarterly installments, and the final installment vesting no later than the day before Robinhood’s 2027 annual meeting, all conditioned on continued service and subject to possible accelerated vesting in certain situations. Vested shares will be delivered at the earlier of his service ending with Robinhood, December 1, 2035, his death or disability, or a change in control of the company. Following this grant, he holds 3,289 RSUs directly.
Robinhood Markets, Inc. director Christopher D. Payne reported receiving a grant of 3,289 restricted stock units (RSUs) that will convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. The grant represents his annual award under Robinhood’s Non-Employee Director Compensation Program and was made under the 2021 Omnibus Incentive Plan.
One-fourth of the 3,289 RSUs is scheduled to vest on October 1, 2026, with the remaining units vesting in three equal quarterly installments, with the final installment no later than the day before Robinhood’s 2027 annual meeting of stockholders, subject to his continued service. Under a deferral election, vested shares will be delivered upon the earliest of January 1, 2035, his death or disability, or a change in control of Robinhood.
Robinhood Markets, Inc. director Susan Segal received a grant of 3,289 restricted stock units (RSUs). The RSUs were granted on June 2, 2026 under Robinhood's 2021 Omnibus Incentive Plan as her annual award under the Non-Employee Director Compensation Program.
The RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. One-fourth of the 3,289 RSUs will vest on October 1, 2026, with the remaining units vesting in three equal quarterly installments, with the final installment vesting no later than the day before Robinhood's 2027 annual meeting of stockholders.
Vesting is subject to her continued service, with potential accelerated vesting in certain circumstances. Vested shares will be delivered to her upon the earliest of her service termination with Robinhood, her death or disability, or a change in control of the company. After this grant, she holds 3,289 RSUs directly.
Robinhood Markets, Inc. director Robert B. Zoellick reported equity compensation activity. On June 2, 2026, he received a grant of 3,289 restricted stock units (RSUs), which will vest over time under Robinhood’s 2021 Omnibus Incentive Plan. On June 1, 2026, 801 RSUs previously granted vested and were exercised into 801 shares of Class A Common Stock, leaving him holding 102,050 Class A shares directly after the transactions. The RSU grant represents his annual award under Robinhood’s Non-Employee Director Compensation Program.
Robinhood Markets director Treseder Oluwadara Johnson reported compensation-related equity activity. On June 2, 2026, Johnson received a grant of 3,289 restricted stock units that convert into Class A Common Stock on a one-for-one basis, with one-fourth vesting on October 1, 2026 and the remainder vesting in three equal quarterly installments through the period before the 2027 annual meeting, subject to continued service and possible accelerated vesting in certain circumstances. On June 1, 2026, Johnson also exercised 801 previously granted RSUs into 801 shares of Class A Common Stock, resulting in 76,192 shares of Class A Common Stock held directly after the transactions.