[144] Robinhood Markets, Inc. SEC Filing

Rhea-AI Filing Summary

HOOD affiliate filed a Form 144 disclosing planned and recent Rule 10b5-1 sales of Common Stock. The filing lists 67,422 shares tied to a 10b5-1 sale on 03/20/2026 ($4,808,530.30) and 65,694 shares on 02/23/2026 ($4,749,978.39). The Form 144 notice appears dated 04/16/2026.

Key Figures

10b5-1 sale (Mar): 67,422 shares Proceeds (Mar sale): $4,808,530.30 10b5-1 sale (Feb): 65,694 shares +2 more

5 metrics

10b5-1 sale (Mar) 67,422 shares 10b5-1 sale on 03/20/2026

Proceeds (Mar sale) $4,808,530.30 Proceeds tied to 03/20/2026 sale

10b5-1 sale (Feb) 65,694 shares 10b5-1 sale on 02/23/2026

Proceeds (Feb sale) $4,749,978.39 Proceeds tied to 02/23/2026 sale

Form date 04/16/2026 Date shown in filing header

Key Terms

Form 144, 10b5-1, Founders Shares

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Founders Shares market

"Common | 10/04/2018 | Founders Shares"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	57261	5000030.52	790054654	04/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/04/2018	Founders Shares	Issuer			57261	10/04/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST 85 Willow Road Menlo Park CA 94025	Common	03/20/2026	67422	4808530.30
10b5-1 Sales for BAIJU PRAFULKUMAR BHATT LIVING TRUST 85 Willow Road Menlo Park CA 94025	Common	02/23/2026	65694	4749978.39

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does HOOD's Form 144 disclosure show?

It reports planned and recent Rule 10b5-1 sales by an affiliate of HOOD. The filing lists two 10b5-1 sale entries totaling specific share counts and proceeds, giving exact sale dates and dollar amounts for each line.

How many shares did the Baiju Prafulkumar Bhatt Living Trust sell in March 2026 for HOOD?

The filing lists a 10b5-1 sale of 67,422 shares on 03/20/2026. The entry shows proceeds of $4,808,530.30, as reported on the Form 144 excerpt.

What were the proceeds reported for the February 2026 sale in the HOOD Form 144?

The Form 144 lists a 10b5-1 sale on 02/23/2026 of 65,694 shares with proceeds of $4,749,978.39. These figures appear on the selling transactions in the excerpt.

Who is the reporting seller in the HOOD Form 144 excerpt?

The seller is identified as the Baiju Prafulkumar Bhatt Living Trust. The excerpt shows the trust's name and address alongside the two 10b5-1 sale entries and related amounts.

What is the filing date shown on the HOOD Form 144 excerpt?

The excerpt includes the date 04/16/2026 in the securities header. That date is displayed in the filing information segment of the provided content.