Was the Robinhood CTO’s HOOD share sale part of a Rule 10b5-1 trading plan?

Yes. The filing states the March 20, 2026 transactions were executed under a Rule 10b5-1 trading plan adopted by Jeffrey Pinner on November 11, 2024. Such pre-arranged plans automate sales and can reduce the significance of trade timing for market interpretation.

Robinhood (NASDAQ: HOOD) CTO sells 5,835 shares under 10b5-1 plan

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner sold 5,835 shares of Class A Common Stock in open-market transactions. The sales occurred on March 20, 2026 at weighted-average prices ranging from about $69.97 to $73.28 per share under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024.

Following these transactions, Pinner directly holds 23,841 Class A shares. The filing notes that each price shown reflects weighted averages for multiple trades executed throughout the day, with detailed trade data available upon request.

Insider Trade Summary 10b5-1

Net Seller: 5,835 shares ($416,392)

Net Sell 4 txns

Insider Pinner Jeffrey Tsvi

Role Chief Technology Officer

Sold 5,835 shs ($416K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	2,435	$70.5483	$172K
Sale	Class A Common Stock	1,900	$71.5642	$136K
Sale	Class A Common Stock	1,400	$72.3621	$101K
Sale	Class A Common Stock	100	$73.28	$7K

Holdings After Transaction: Class A Common Stock — 27,241 shares (Direct)

Footnotes (1)

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024. This transaction was executed in multiple trades during the day at prices ranging from $69.97 to $70.92. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $71.03 to $72.02. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $72.04 to $72.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $73.28 to $73.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Form 4 Insider Transactions: What Each Field Means →

03/24/2026 - 04:32 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pinner Jeffrey Tsvi

(Last)

(First)

(Middle)

85 WILLOW ROAD

(Street)

MENLO PARK

CALIFORNIA

94025

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Technology Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	03/20/2026		S⁽¹⁾		2,435	D	$70.5483⁽²⁾	27,241	D
Class A Common Stock	03/20/2026		S⁽¹⁾		1,900	D	$71.5642⁽³⁾	25,341	D
Class A Common Stock	03/20/2026		S⁽¹⁾		1,400	D	$72.3621⁽⁴⁾	23,941	D
Class A Common Stock	03/20/2026		S⁽¹⁾		100	D	$73.28⁽⁵⁾	23,841	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

2. This transaction was executed in multiple trades during the day at prices ranging from $69.97 to $70.92. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $71.03 to $72.02. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

4. This transaction was executed in multiple trades during the day at prices ranging from $72.04 to $72.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

5. This transaction was executed in multiple trades during the day at prices ranging from $73.28 to $73.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Jeffrey Pinner	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Robinhood (HOOD) report for CTO Jeffrey Pinner?

Robinhood reported that CTO Jeffrey Tsvi Pinner sold 5,835 shares of Class A Common Stock in open-market transactions on March 20, 2026. These trades were executed under a pre-arranged Rule 10b5-1 trading plan adopted in November 2024, indicating a scheduled disposition.

At what prices did Robinhood CTO Jeffrey Pinner sell HOOD shares?

Jeffrey Pinner’s sales were executed at weighted-average prices between about $69.97 and $73.28 per share on March 20, 2026. Each reported price reflects multiple individual trades, with detailed share and price breakdowns available to regulators and shareholders upon request.

How many Robinhood (HOOD) shares does CTO Jeffrey Pinner hold after the Form 4 sale?

After selling 5,835 shares, Jeffrey Pinner directly holds 23,841 shares of Robinhood’s Class A Common Stock. This post-transaction holding figure comes from the Form 4 and reflects his remaining direct ownership following the March 20, 2026 open-market sales.

How many separate transactions were reported in Robinhood CTO Jeffrey Pinner’s Form 4?

The Form 4 lists four separate open-market sale transactions of Class A Common Stock, all dated March 20, 2026. Each block of shares has its own weighted-average sale price, reflecting multiple underlying trades executed across specific intraday price ranges disclosed in the footnotes.