STOCK TITAN

ZoomInfo (GTM) CRO James Roth granted 647,500 RSUs and sells 200 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ZoomInfo Technologies Inc. Chief Revenue Officer James M. Roth reported a mix of equity compensation and small share sales. He received a grant of 647,500 restricted stock units on May 29, 2026, each unit representing a contingent right to one share of common stock and scheduled to vest in equal quarterly installments during the 24 months following April 1, 2026. On June 1, 2026, previously granted restricted stock units vested, leading to exercises converting 344 and 387 units into common shares, with 331 shares withheld to cover his tax liability. On June 2, 2026, he executed an open-market sale of 200 common shares at $3.55 per share pursuant to a Rule 10b5-1 trading plan, and held 139,995 common shares directly after the sale.

Positive

  • None.

Negative

  • None.
Insider Roth James M
Role Chief Revenue Officer
Sold 200 shs ($710.00)
Type Security Shares Price Value
Sale Common Stock 200 $3.55 $710.00
Exercise Restricted Stock Units 387 $0.00 --
Exercise Restricted Stock Units 344 $0.00 --
Exercise Common Stock 387 $0.00 --
Exercise Common Stock 344 $0.00 --
Tax Withholding Common Stock 331 $3.33 $1K
Grant/Award Restricted Stock Units 647,500 $0.00 --
Holdings After Transaction: Common Stock — 139,995 shares (Direct, null); Restricted Stock Units — 0 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. The Reporting Person received an original grant of 647,500 restricted stock units, which vests in equal quarterly installments during the 24 months following April 1, 2026. The Reporting Person received an original grant of restricted stock units on June 1, 2022, which vest in equal quarterly installments during the 18 months following December 1, 2024. The Reporting Person received an original grant of restricted stock units on September 1, 2022, which vest in equal quarterly installments during the 21 months following December 1, 2024.
Open-market sale 200 shares at $3.55/share Common Stock sale on June 2, 2026
RSU grant size 647,500 restricted stock units Grant on May 29, 2026, vesting over 24 months after April 1, 2026
Post-transaction holdings 139,995 shares Common Stock held directly after June 2, 2026 sale
Tax-withholding shares 331 shares Shares withheld for tax liability on June 1, 2026
RSUs converted 344 units Restricted stock units exercised into common stock on June 1, 2026
Additional RSUs converted 387 units Restricted stock units exercised into common stock on June 1, 2026
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 10b5-1 trading plan financial
"The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
tax liability financial
"Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein."
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock."
grant of restricted stock units financial
"The Reporting Person received an original grant of 647,500 restricted stock units, which vests in equal quarterly installments during the 24 months following April 1, 2026."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roth James M

(Last)(First)(Middle)
C/O ZOOMINFO TECHNOLOGIES INC.,
330 W COLUMBIA WAY, FLOOR 8

(Street)
VANCOUVER WASHINGTON 98660

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ZoomInfo Technologies Inc. [ GTM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Revenue Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026M(1)387A(1)140,182D
Common Stock06/01/2026M(1)344A(1)140,526D
Common Stock06/01/2026F(2)331D$3.33140,195D
Common Stock06/02/2026S(3)200D$3.55139,995D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/29/2026A647,500 (4) (4)Common Stock647,500$0647,500D
Restricted Stock Units(1)06/01/2026M(1)387 (5) (5)Common Stock387$00D
Restricted Stock Units(1)06/01/2026M(1)344 (6) (6)Common Stock344$0345D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
2. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.
3. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
4. The Reporting Person received an original grant of 647,500 restricted stock units, which vests in equal quarterly installments during the 24 months following April 1, 2026.
5. The Reporting Person received an original grant of restricted stock units on June 1, 2022, which vest in equal quarterly installments during the 18 months following December 1, 2024.
6. The Reporting Person received an original grant of restricted stock units on September 1, 2022, which vest in equal quarterly installments during the 21 months following December 1, 2024.
Remarks:
/s/ Meredith Weisshaar, as Attorney-in-Fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did ZoomInfo (GTM) executive James M. Roth report in this Form 4?

James M. Roth reported a combination of equity grants, vesting, and a small share sale. He received 647,500 restricted stock units, had some prior RSUs vest and convert to shares, and sold 200 common shares in the open market under a Rule 10b5-1 plan.

How many ZoomInfo (GTM) restricted stock units were granted to James M. Roth?

James M. Roth received an original grant of 647,500 restricted stock units. Each unit represents a contingent right to one share of ZoomInfo’s common stock and is scheduled to vest in equal quarterly installments over 24 months following April 1, 2026, subject to continued service.

What ZoomInfo (GTM) share sale did James M. Roth make and at what price?

James M. Roth sold 200 shares of ZoomInfo common stock at a price of $3.55 per share. The transaction was an open-market sale executed pursuant to a Rule 10b5-1 trading plan, which typically pre-schedules trades to occur automatically over time.

How many ZoomInfo (GTM) shares does James M. Roth hold after these transactions?

After the reported transactions, James M. Roth directly holds 139,995 shares of ZoomInfo common stock. This figure reflects his position following the June 2, 2026 open-market sale of 200 shares and the RSU vesting and tax-withholding activity on June 1, 2026.

How were taxes handled on James M. Roth’s ZoomInfo (GTM) RSU vesting?

When certain restricted stock units vested, 331 ZoomInfo shares were withheld to cover James M. Roth’s tax liability. This tax-withholding disposition used shares instead of cash to satisfy taxes and is classified separately from open-market sales for investment analysis purposes.

What is the vesting schedule of James M. Roth’s 647,500 ZoomInfo (GTM) RSUs?

The 647,500 restricted stock units granted to James M. Roth vest in equal quarterly installments during the 24 months following April 1, 2026. This structure spreads potential share delivery over eight quarters, aligning ongoing equity compensation with his continued service at the company.