Herndon Plant Oakley (NASDAQ: FLUX) proposes sale of 1,529,516 shares

Rhea-AI Filing Summary

Herndon Plant Oakley, Ltd submitted a Form 144 proposing the sale of 1,529,516 shares of Common Stock tied to a conversion of a promissory note dated 10/31/2018. The filing lists prior sales of 21,371 shares on 03/16/2026.

Insights

Securities Counsel

Form 144 notice for resale of converted-note shares.

The filing shows 1,529,516 shares identified under "Securities To Be Sold" as resulting from a conversion of a promissory note dated 10/31/2018. The listed prior transaction records 21,371 shares sold on 03/16/2026.

Cash‑flow treatment and specific sale methods are not stated in the excerpt; subsequent public disclosures or filings will detail sale mechanics and proceeds treatment.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Herndon Plant Oakley, Ltd 800 North Shoreline Blvd, Suite 2200 S Corpus Christi, TX 78401	5881	7586.49	21340135	03/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	10/31/2018	Conversion of Promissory Note	Issuer			1529516	09/24/2012	Cash loan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Esenjay Investments, LLC 500 N. Water St. Ste 1100 South Corpus Christi TX 78401	Common Stock	03/16/2026	21371	29095.98

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does FLUX's Form 144 disclose about the number of shares to be sold?

The filing lists 1,529,516 shares of Common Stock as the securities to be sold, associated with a conversion of a promissory note dated 10/31/2018. This is the amount shown under "Securities To Be Sold" in the excerpt.

Were any shares recently sold before this Form 144 by FLUX-related holders?

Yes. The filing shows a sale of 21,371 shares on 03/16/2026 recorded under "Securities Sold During The Past 3 Months." The seller is listed as Esenjay Investments, LLC in the excerpt.

What is the stated origin of the shares listed for sale in the Form 144?

The shares to be sold are tied to a conversion of a promissory note (noted with date 10/31/2018) and referenced alongside an original loan date of 09/24/2012 in the excerpt.

Who is the filing entity listed on this Form 144 for FLUX?

The filer named in the excerpt is Herndon Plant Oakley, Ltd with an address in Corpus Christi, TX. Another party shown for recent sales is Esenjay Investments, LLC, also with a Corpus Christi address.