Welcome to our dedicated page for Flux Pwr Hldgs SEC filings (Ticker: FLUX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Flux Power Holdings, Inc. (NASDAQ: FLUX) SEC filings page on Stock Titan provides access to the company’s public reports and regulatory disclosures filed with the U.S. Securities and Exchange Commission. Flux Power files documents such as registration statements on Form S‑1, current reports on Form 8‑K, and periodic reports that include financial and operational information about its lithium-ion energy storage and software-driven electrification business.
Through its Form 8‑K filings, Flux Power reports material events including notifications from The Nasdaq Stock Market about continued listing compliance, capital raising transactions through public offerings and private placements, and the scheduling of annual shareholder meetings. The company has also used Form 8‑K to furnish press releases that discuss quarterly and annual financial results, order activity in material handling and airport ground support equipment (GSE), and other business updates.
Flux Power’s registration statements on Form S‑1 and S‑1/A describe offerings of common stock, pre‑funded warrants, and common warrants, and provide details about the company’s capital structure, risk factors, and use of proceeds. These filings also summarize aspects of its lithium-ion battery technology, target markets, and corporate governance framework.
On Stock Titan, users can review these SEC filings alongside AI-powered summaries that explain key points from lengthy documents such as registration statements and current reports. The platform highlights important topics for FLUX investors, including listing compliance, equity offerings, governance developments, and disclosures related to its energy storage products and software platforms. Filings related to derivative litigation settlements, corporate governance reforms, and indemnification provisions for directors and officers are also part of the company’s regulatory record and can be examined here.
Flux Power Holdings, Inc. is supplementing its November 10, 2025 prospectus to register up to 3,644,289 shares of Common Stock for resale. The supplement attaches a Current Report on Form 8-K that discloses the Company breached the minimum EBITDA covenant for the trailing three-month period ended March 31, 2026, resulting in an Event of Default under the Loan and Security Agreement with Gibraltar Business Capital, LLC (GBC). The Company states GBC currently continues to permit access to the line of credit but may limit access or exercise remedies, and the Company is negotiating an amendment or waiver with GBC. As of March 31, 2026, the outstanding balance under the Loan Agreement was approximately $6.5 million. The prospectus supplement reiterates that sales are by the selling stockholders of up to the registered amount and notes the last reported Nasdaq sale price was $1.12 per share on April 2, 2026.
Flux Power Holdings, Inc. reported that it failed to meet the minimum EBITDA financial covenant for the trailing three-month period ended March 31, 2026 under its Loan and Security Agreement with Gibraltar Business Capital, LLC, triggering an Event of Default.
The company is negotiating an amendment or waiver with Gibraltar, which is currently allowing continued access to the line of credit but may limit access or accelerate repayment. As of March 31, 2026, the outstanding balance under the loan agreement was about $6.5 million.
Flux Power Holdings, Inc. files a prospectus supplement registering 3,644,289 shares of Common Stock for resale by selling stockholders.
The supplement incorporates a Form 8-K reporting the companys Annual Meeting results: 21,340,135 shares outstanding as of February 2, 2026, quorum present with 14,117,593 shares, director nominees elected, and ratification of Haskell & White LLP as auditor for the fiscal year ending June 30, 2026. The supplement notes a last reported sale price of $1.08 per share on March 26, 2026.
Flux Power Holdings, Inc. reported the results of its Annual Meeting of Stockholders held on March 26, 2026. Stockholders voted on the election of five directors and the ratification of the company’s independent registered public accounting firm.
As of the February 2, 2026 record date, 21,340,135 shares of common stock were outstanding and entitled to vote, and 14,117,593 shares were represented in person or by proxy, constituting a quorum. All five director nominees — Krishna Vanka, Dale T. Robinette, Michael Johnson, Lisa Walters-Hoffert and Mark F. Leposky — were elected, each receiving over 6.9 million votes in favor, with broker non-votes of 6,684,740 for each nominee.
Stockholders also approved the ratification of Haskell & White LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2026, with 14,083,259 votes for, 20,822 against and 13,512 abstentions.
Flux Power Holdings director and 10% owner Michael Johnson, through Esenjay Investments, L.L.C., reported open-market sales of a total of 86,881 shares of Common Stock. On March 16, 2026, Esenjay sold 21,371 shares at a weighted average price of $1.36, in multiple trades between $1.30 and $1.38. On March 17, 2026, it sold 65,510 shares at a weighted average price of $1.27, in trades between $1.26 and $1.31. After these sales, Esenjay held 4,061,799 shares indirectly for Johnson, and he also held 56,311 shares directly.
Herndon Plant Oakley, Ltd submitted a Form 144 proposing the sale of 1,529,516 shares of Common Stock tied to a conversion of a promissory note dated 10/31/2018. The filing lists prior sales of 21,371 shares on 03/16/2026.
Flux Power Holdings, Inc. received an amended Schedule 13G from CVI Investments, Inc. and Heights Capital Management, Inc. reporting that they beneficially own 0 shares of Flux Power common stock, representing 0% of the class as of 12/31/2025.
Heights Capital Management, Inc. is described as the investment manager to CVI Investments, Inc., but both parties disclaim beneficial ownership of any Flux Power shares other than any pecuniary interest. They certify the securities are not held to change or influence control of the company.
Cleveland Capital Management and related investors reported significant stakes in Flux Power Holdings, Inc. common stock. As of 12/31/2025, Cleveland Capital Management beneficially owned 1,969,367 shares, or 9.2% of the common stock, mainly through advisory clients.
Cleveland Capital, L.P. reported 1,791,153 shares (8.4%), and Rocky River Specific Opportunities Fund LLC reported 178,214 shares (0.8%). Individuals Wade Massad and John Shiry each reported beneficial ownership of 9.5% of the class, reflecting both personal holdings and shared voting and dispositive power over 1,969,367 shares. The group certified that the securities are not held to change or influence control of Flux Power.
Flux Power Holdings, Inc. filed a prospectus supplement updating its Form S-1 for the resale of up to 3,644,289 shares of common stock by selling stockholders and attached its latest Quarterly Report on Form 10-Q. For the quarter ended December 31, 2025, revenue was $14.1 million, down from $16.8 million a year earlier, but the company generated net income of $0.6 million versus a prior-year net loss of $1.9 million, reflecting tighter operating costs. For the first six months, revenue was $27.3 million with a net loss of $2.0 million. Cash was $0.9 million with $4.7 million drawn on its Gibraltar Business Capital credit facility and up to $11.3 million available, subject to borrowing base limits. Equity improved to $7.5 million, helped by a $3.2 million private placement of prefunded and common stock warrants and a $9.8 million public offering. The company discloses substantial doubt about its ability to continue as a going concern due to an expected covenant breach under the credit facility in late February 2026 and the need to negotiate an amendment.