Flux Power Holdings, Inc. filings document the company’s lithium-ion battery systems business, public-company governance, capital structure, and material events. Its Form 8-K reports include quarterly financial results, operational updates, forward-looking performance estimates, credit-facility covenant matters, Nasdaq continued-listing compliance notices, and other corporate events tied to the company’s financing and reporting status.
Proxy and annual-meeting filings describe director elections, auditor ratification, shareholder voting mechanics, and governance disclosures. The filing record also includes notices related to derivative-action settlement materials and related governance matters, alongside disclosures on common stock, financing arrangements, risk language, and the company’s Nevada corporate status.
Flux Power Holdings, Inc. files a prospectus supplement registering 3,644,289 shares of Common Stock for offer and resale by the selling stockholders. The supplement incorporates a Form 8-K disclosing a committed equity facility: a Purchase Agreement with Roth Principal Investments giving the company the option to sell up to $40,000,000 of newly issued common stock and the related Registration Rights Agreement.
The Purchase Agreement contemplates multiple purchase methods (Market Open, Intraday, Pre-Market, Post-Market) with various per-transaction volume caps, a Threshold Price of $0.50, an Exchange Cap of 4,272,062 shares (19.999%), and a Beneficial Ownership Limitation of 4.99%. Fees disclosed include a $800,000 Cash Commitment Fee, a $25,000 structuring fee, reimbursement of $75,000 legal fees and a $50,000 fee to the qualified independent underwriter.
Flux Power Holdings is arranging to register up to 38,461,538 shares of common stock for resale by Roth Principal Investments under a new $40,000,000 committed equity facility. The company may, at its sole discretion, sell shares over up to 36 months through various VWAP-based purchase types with discounts of 3.0% to 5.25%.
Issuance is constrained by a Nasdaq Exchange Cap of 4,272,062 shares, equal to 19.999% of shares outstanding before the agreement, and a 4.99% beneficial ownership limit for Roth Principal Investments. Flux Power paid a $25,000 structuring fee, agreed to an $800,000 cash commitment fee, and will use any net proceeds for working capital and general corporate purposes.
Flux Power Holdings, Inc. supplements its Form S-1 registration to cover the proposed resale by selling stockholders of 3,644,289 shares of common stock. The supplement attaches the Company’s Form 10-Q for the quarter ended March 31, 2026 and updates disclosures including liquidity, covenant default and going-concern discussion.
The 10-Q shows cash $372,000, a nine-month net loss of $5.1M, an outstanding GBC credit facility balance of $5.7M and available borrowing capacity up to $10.3M (subject to borrowing base limits). Shares outstanding were 21,361,383 as of April 28, 2026.
Flux Power Holdings reported a sharp downturn in results for its fiscal third quarter ended March 31, 2026. Revenue was $6.6 million, down from $16.7 million a year earlier, as a major material handling customer froze capital spending and broader order patterns became more volatile.
Gross profit was $1.8 million, or 27.3% of revenue, compared with $5.3 million and a 32.0% margin in the prior-year quarter. Operating expenses fell to $4.8 million, a 30% year-over-year decrease after cost-cutting, but the company still posted an operating loss of $3.0 million and a net loss of $3.2 million, or ($0.15) per share.
On a non-GAAP basis, net loss was $2.9 million, or ($0.14) per share, and adjusted EBITDA was negative $2.5 million. Cash was $0.4 million as of March 31, 2026, down from $1.3 million at June 30, 2025, while total liabilities were $21.0 million and stockholders’ equity was $4.6 million.
Flux Power Holdings reported markedly weaker results for the quarter ended March 31, 2026, with revenue falling to $6.6M from $16.7M a year earlier and a net loss widening to $3.2M.
For the first nine months, revenue fell to $33.9M from $49.7M, while net loss narrowed slightly to $5.1M. Cash was only $0.4M at March 31, 2026, against total assets of $25.6M. The company depends heavily on a revolving credit facility with Gibraltar Business Capital, with $5.7M outstanding and up to $10.3M available, subject to borrowing base limits.
Flux disclosed it failed the minimum EBITDA covenant on this facility, creating an event of default and prompting a default notice in April 2026. Management warns that this, combined with continued operating losses and limited liquidity, raises substantial doubt about Flux’s ability to continue as a going concern over the next 12 months, despite recent equity raises and improved stockholders’ equity of $4.6M.
Flux Power Holdings, Inc. is supplementing its November 10, 2025 prospectus to register up to 3,644,289 shares of Common Stock for resale. The supplement attaches a Current Report on Form 8-K that discloses the Company breached the minimum EBITDA covenant for the trailing three-month period ended March 31, 2026, resulting in an Event of Default under the Loan and Security Agreement with Gibraltar Business Capital, LLC (GBC). The Company states GBC currently continues to permit access to the line of credit but may limit access or exercise remedies, and the Company is negotiating an amendment or waiver with GBC. As of March 31, 2026, the outstanding balance under the Loan Agreement was approximately $6.5 million. The prospectus supplement reiterates that sales are by the selling stockholders of up to the registered amount and notes the last reported Nasdaq sale price was $1.12 per share on April 2, 2026.
Flux Power Holdings, Inc. reported that it failed to meet the minimum EBITDA financial covenant for the trailing three-month period ended March 31, 2026 under its Loan and Security Agreement with Gibraltar Business Capital, LLC, triggering an Event of Default.
The company is negotiating an amendment or waiver with Gibraltar, which is currently allowing continued access to the line of credit but may limit access or accelerate repayment. As of March 31, 2026, the outstanding balance under the loan agreement was about $6.5 million.
Flux Power Holdings, Inc. files a prospectus supplement registering 3,644,289 shares of Common Stock for resale by selling stockholders.
The supplement incorporates a Form 8-K reporting the companys Annual Meeting results: 21,340,135 shares outstanding as of February 2, 2026, quorum present with 14,117,593 shares, director nominees elected, and ratification of Haskell & White LLP as auditor for the fiscal year ending June 30, 2026. The supplement notes a last reported sale price of $1.08 per share on March 26, 2026.
Flux Power Holdings, Inc. reported the results of its Annual Meeting of Stockholders held on March 26, 2026. Stockholders voted on the election of five directors and the ratification of the company’s independent registered public accounting firm.
As of the February 2, 2026 record date, 21,340,135 shares of common stock were outstanding and entitled to vote, and 14,117,593 shares were represented in person or by proxy, constituting a quorum. All five director nominees — Krishna Vanka, Dale T. Robinette, Michael Johnson, Lisa Walters-Hoffert and Mark F. Leposky — were elected, each receiving over 6.9 million votes in favor, with broker non-votes of 6,684,740 for each nominee.
Stockholders also approved the ratification of Haskell & White LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2026, with 14,083,259 votes for, 20,822 against and 13,512 abstentions.
Flux Power Holdings director and 10% owner Michael Johnson, through Esenjay Investments, L.L.C., reported open-market sales of a total of 86,881 shares of Common Stock. On March 16, 2026, Esenjay sold 21,371 shares at a weighted average price of $1.36, in multiple trades between $1.30 and $1.38. On March 17, 2026, it sold 65,510 shares at a weighted average price of $1.27, in trades between $1.26 and $1.31. After these sales, Esenjay held 4,061,799 shares indirectly for Johnson, and he also held 56,311 shares directly.