Welcome to our dedicated page for Financial Instns SEC filings (Ticker: FISI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Financial Institutions, Inc. filings document the regulatory record of a Nasdaq-listed banking company that operates through Five Star Bank and Courier Capital, LLC. Its 8-K reports disclose quarterly operating results, Regulation FD investor presentations, dividend declarations on common and preferred stock, and material capital actions involving subordinated notes.
Proxy materials cover board elections, executive compensation, shareholder voting matters and governance practices. Other filings address board changes, registered common stock on the Nasdaq Global Select Market, capital structure, debt terms and the financial condition of a company focused on commercial banking, consumer banking and wealth management.
HOLLIDAY SUSAN R reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Susan R. Holliday reported an equity award and updated holdings of the company’s common stock. She received a grant of 1,282 shares at a stated price of $0.00 per share, increasing her direct ownership to 41,678 shares. A separate entry records 1,000 shares held indirectly in an IRA, reflecting an existing position rather than a new market trade.
FINANCIAL INSTITUTIONS INC director Andrew W. Dorn Jr. received a grant of 1,282 shares of Common Stock on May 20, 2026. The award was recorded at a price of $0.0000 per share, indicating a compensation-related grant rather than a market purchase. Following this acquisition, he directly holds 39,066 shares of the company’s common stock.
VanGelder Kim E reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Kim E. VanGelder received a grant of 1,282 shares of common stock on May 20, 2026. The award was recorded at a price of $0.00 per share, indicating it was a compensation-related stock grant rather than a market purchase.
Following this grant, VanGelder directly holds a total of 30,356 shares of the company’s common stock. This filing reflects routine equity compensation for a board member, increasing her ownership stake in the company.
HARTING BRUCE W reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Bruce W. Harting received a grant of 1,282 shares of Common Stock on May 20, 2026 at no stated purchase price. Following this award, he directly holds 7,421 shares of the company’s common stock.
FINANCIAL INSTITUTIONS INC director Mark Zupan received a grant of 1,282 shares of common stock. The shares were awarded at no cash cost, classified as a grant or award acquisition. Following this transaction, he directly holds a total of 15,301 common shares.
Burlew Dawn H reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Dawn H. Burlew reported stock awards on Common Stock. On May 20, 2026, she received two non-derivative grants: 313 shares at a reference price of $35.10 per share and an additional 1,282 shares recorded at $0.00 per share, indicating compensation-related awards rather than open-market purchases. These transactions increase her direct ownership and represent routine equity compensation, not discretionary buying or selling in the market.
FINANCIAL INSTITUTIONS INC director Angela J. Panzarella reported receiving additional common stock through equity grants. On May 20, 2026, she was awarded 925 shares of Common Stock at $35.10 per share and 1,282 shares at $0.00 per share, reflecting non-derivative "Grant, award, or other acquisition" transactions rather than open-market purchases or sales.
Latella Robert N reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Robert N. Latella received a grant of 1,282 shares of Common Stock, recorded at $0.0000 per share. After this equity award on May 20, 2026, his direct holdings totaled 32,849 shares of Common Stock. A separate holding entry shows 16,000 shares held indirectly in an IRA.
Glaser Robert M reported acquisition or exercise transactions in this Form 4 filing.
FINANCIAL INSTITUTIONS INC director Robert M. Glaser reported a stock award of 1,282 shares of Common Stock on May 20, 2026. The grant was recorded at a price of $0.00 per share, indicating it was compensation rather than a market purchase.
After this award, Glaser directly holds 49,333 shares of Common Stock. In addition, 1,500 shares are reported as indirectly owned and held in trust, providing further context on his total beneficial exposure.
Financial Institutions Inc. director David Bovenzi reported stock awards of company common shares. On May 20, 2026, he acquired 391 shares of common stock at a reference price of $35.10 per share in a transaction classified as a grant or award rather than an open-market purchase.
On the same date, he received an additional 1,282-share grant of common stock at a stated price of $0.00 per share, reflecting compensation-related awards. After these transactions, one line in the filing shows 1,673 shares held directly following the first award, and another shows 1,282 shares held directly following the second award.