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Celcuity (CELC) director granted 1,530 restricted stock units vesting in 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Buller Richard E reported acquisition or exercise transactions in this Form 4 filing.

Celcuity Inc. director Richard E. Buller received a grant of 1,530 shares of Common Stock in the form of restricted stock units at no cash cost. These units will vest upon the earlier of the company’s 2027 annual meeting of stockholders or April 30, 2027.

Following this award, Buller directly holds 1,530 shares and also beneficially owns 7,789 shares of Common Stock indirectly through a trust for which he and his spouse serve as trustees and beneficiaries, according to the filing footnotes.

Positive

  • None.

Negative

  • None.
Insider Buller Richard E
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,530 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,530 shares (Direct, null); Common Stock — 7,789 shares (Indirect, By Trust)
Footnotes (1)
  1. Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027. The reporting person and his spouse are the trustees and beneficiaries. The reporting person continues to beneficially own these securities held by the trust.
RSU grant 1,530 shares Restricted stock units granted to director on 2026-06-05
Grant price $0.0000 per share Reported price for RSU grant
Direct holdings after grant 1,530 shares Common Stock directly owned following transaction
Indirect trust holdings 7,789 shares Common Stock held indirectly by trust
Vesting trigger date 2027 annual meeting or April 30, 2027 RSUs vest at earlier of these dates
restricted stock units financial
"Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
annual meeting of stockholders financial
"will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027."
beneficially own financial
"The reporting person continues to beneficially own these securities held by the trust."
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
trustees and beneficiaries financial
"The reporting person and his spouse are the trustees and beneficiaries."
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Buller Richard E

(Last)(First)(Middle)
2800 CAMPUS DRIVE
SUITE 140

(Street)
MINNEAPOLIS MINNESOTA 55441

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Celcuity Inc. [ CELC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026A1,530(1)A$01,530D
Common Stock7,789IBy Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.
2. The reporting person and his spouse are the trustees and beneficiaries. The reporting person continues to beneficially own these securities held by the trust.
/s/ Griffin D. Foster as Attorney-in-Fact for Richard E. Buller pursuant to Power of Attorney previously filed06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Celcuity (CELC) director Richard E. Buller report in this Form 4?

Richard E. Buller reported receiving 1,530 restricted stock units of Celcuity Common Stock. The grant is recorded at a price of $0.0000 per share, reflecting an equity compensation award rather than an open-market purchase or sale of shares.

When do Richard E. Buller’s new Celcuity (CELC) restricted stock units vest?

The 1,530 restricted stock units will vest at the earlier of Celcuity’s 2027 annual meeting of stockholders or April 30, 2027. This creates a clear time-based vesting schedule tied to either a specific corporate event or a fixed calendar date.

How many Celcuity (CELC) shares does Richard E. Buller directly own after this filing?

After the reported grant, Richard E. Buller directly owns 1,530 shares of Celcuity Common Stock. This figure reflects the total number of shares shown as directly held following the transaction on the Form 4’s non-derivative holdings table.

What indirect Celcuity (CELC) holdings does Richard E. Buller have through a trust?

The filing shows 7,789 Celcuity Common Stock shares held indirectly by a trust. Buller and his spouse are trustees and beneficiaries, and the footnote states he continues to beneficially own these securities held by the trust under his indirect ownership.

Was Richard E. Buller’s Celcuity (CELC) transaction an open-market buy or sell?

No, the Form 4 classifies the 1,530-share transaction under code “A” as a grant, award, or other acquisition. The price per share is reported as $0.0000, indicating a compensation-related equity award rather than an open-market purchase or sale.

How is Richard E. Buller’s trust ownership in Celcuity (CELC) described?

The trust holdings are described as indirect ownership, with Buller and his spouse serving as trustees and beneficiaries. The footnote explains that he continues to beneficially own the 7,789 Celcuity shares held by the trust, clarifying his economic interest.