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  4. [Form 4] Celcuity Inc. Insider Trading Activity

Director at Celcuity (CELC) receives 1,530 restricted stock units award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ROMP CHARLES R reported acquisition or exercise transactions in this Form 4 filing.

Celcuity Inc. director Charles R. Romp received a grant of 1,530 shares of Common Stock in the form of restricted stock units on June 5, 2026, at no cash cost.

These restricted stock units will vest upon the earlier of the 2027 annual meeting of stockholders or April 30, 2027. After this award, Romp directly holds 1,745 shares of Celcuity common stock.

Positive

  • None.

Negative

  • None.
Insider ROMP CHARLES R
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,530 $0.00 --
Holdings After Transaction: Common Stock — 1,745 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 1,530 shares Restricted stock units granted on June 5, 2026
Holding after transaction 1,745 shares Total Celcuity common shares held directly after grant
Grant price $0.0000 per share Reported price for the awarded restricted stock units
Latest vesting date April 30, 2027 RSUs vest at the earlier of 2027 meeting or this date
restricted stock units financial
"Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
annual meeting of stockholders regulatory
"will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc."
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROMP CHARLES R
(Last)(First)(Middle)
2800 CAMPUS DRIVE
SUITE 140
(Street)
MINNEAPOLIS MINNESOTA 55441
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Celcuity Inc. [ CELC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026A1,530(1)A$01,745D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.
/s/ Griffin D. Foster as Attorney-in-Fact for Charles R. Romp pursuant to a Power of Attorney previously filed06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Celcuity (CELC) report for Charles R. Romp?

Celcuity reported that director Charles R. Romp received 1,530 restricted stock units of Common Stock on June 5, 2026. The grant was a compensation award at no cash cost per share and increased his direct holdings to 1,745 shares after the transaction.

When do Charles R. Romp’s Celcuity (CELC) restricted stock units vest?

The 1,530 restricted stock units granted to Charles R. Romp will vest upon the earlier of the 2027 annual meeting of Celcuity stockholders or April 30, 2027. Vesting means the units convert into common shares he can own outright, subject to plan terms.

How many Celcuity (CELC) shares does Charles R. Romp hold after this Form 4?

Following the reported grant, Charles R. Romp holds 1,745 shares of Celcuity Common Stock directly. This figure includes the newly awarded 1,530 restricted stock units that were added to his prior holdings as reflected in the Form 4 transaction details.

Was the Celcuity (CELC) grant to Charles R. Romp an open-market purchase?

No, the transaction was classified as a grant or award acquisition, not an open-market purchase. The 1,530 shares were awarded as restricted stock units at a stated price of $0.0000 per share, reflecting compensation rather than a market buy order.

What security type was granted to Charles R. Romp by Celcuity (CELC)?

Charles R. Romp was granted Common Stock in the form of restricted stock units. These RSUs will convert into Celcuity common shares once vesting conditions are satisfied at the earlier of the 2027 annual meeting or April 30, 2027, under the grant terms.