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Axsome Therapeutics (AXSM) investors approve directors, auditor and executive pay

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Axsome Therapeutics, Inc. reported the results of its 2026 Annual Meeting of Stockholders held on June 5, 2026. Stockholders elected Mark Saad and Susan Mahony as Class II directors to serve until the 2029 annual meeting and until their successors are elected and qualified. They also ratified the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2026. In addition, stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers. A quorum was present, with about 85% of shares entitled to vote represented in person or by proxy.

Positive

  • None.

Negative

  • None.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Shares entitled to vote 51,439,952 shares Common stock entitled to vote at 2026 annual meeting
Shares represented at meeting 43,777,536 shares Approximately 85.10% of entitled shares, forming quorum
Votes for Mark Saad 28,675,654 votes Election as Class II director until 2029 meeting
Votes for Susan Mahony 29,892,131 votes Election as Class II director until 2029 meeting
Votes for Deloitte & Touche LLP 43,278,147 votes Ratification as independent registered public accounting firm for 2026
Votes for say-on-pay 37,818,384 votes Non-binding advisory approval of named executive officer compensation
non-binding advisory basis financial
"The approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers"
A non-binding advisory basis is guidance or a recommendation offered for informational purposes that does not create legal obligations or guarantees; recipients can accept, modify, or ignore it without contractual consequences. Investors should treat it like a weather forecast for planning—useful for forming expectations and assessing risk, but not a firm promise—so they should verify assumptions, seek confirming information, and avoid relying on it as the sole basis for investment decisions.
independent registered public accounting firm financial
"the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
broker non-votes financial
"The number of votes cast for, against or withheld, as well as abstentions and broker non-votes"
Broker non-votes occur when a brokerage firm is unable to vote on a shareholder’s behalf during a company election or decision because the shareholder has not given specific voting instructions, and the broker is not allowed or chooses not to vote on certain matters. They are important because they can affect the outcome of votes, especially when the results are close, by effectively reducing the total number of votes cast.
quorum financial
"43,777,536 shares, or approximately 85.10%, were represented at the meeting in person or by proxy, constituting a quorum"
A quorum is the minimum number of members needed to officially hold a meeting or make decisions. It ensures that decisions are made with enough participation to represent the group’s interests, much like a majority must be present for a vote to be valid. For investors, understanding quorum is important because it affects when and how important company or organization decisions can be legally made.
Class II directors financial
"The election of two directors to serve as Class II directors until the Company’s 2029 annual meeting of stockholders"
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Learn about SEC filing dates
false000157942800015794282026-06-052026-06-05

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 05, 2026

 

 

Axsome Therapeutics, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-37635

45-4241907

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

One World Trade Center, 29th Floor

 

New York, New York

 

10007

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (212) 332-3241

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common Stock, Par Value $0.0001 Per Share

 

AXSM

 

Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 


 

Item 5.07 Submission of Matters to a Vote of Security Holders.

At the 2026 Annual Meeting of Stockholders of Axsome Therapeutics, Inc. (the “Company”) held on June 5, 2026 (the “Annual Meeting”), the following proposals were submitted to the stockholders of the Company:

 

Proposal 1: The election of two directors to serve as Class II directors until the Company’s 2029 annual meeting of stockholders and until their successors are duly elected and qualified;

 

Proposal 2: The ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026; and

 

Proposal 3: The approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers;

 

For more information about the foregoing proposals, see the Company’s definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 24, 2026 (the “Proxy Statement”). Of the 51,439,952 shares of the Company’s common stock entitled to vote at the Annual Meeting, 43,777,536 shares, or approximately 85.10%, were represented at the meeting in person or by proxy, constituting a quorum. The number of votes cast for, against or withheld, as well as abstentions and broker non-votes, if applicable, in respect of each such proposal is set forth below:

 

Proposal 1: Election of Class II Directors.

 

The Company’s stockholders elected the following directors to serve as Class II directors until the 2029 annual meeting of stockholders and until their successors are duly elected and qualified. The votes regarding the election of the Class II directors were as follows:

 

Director

 

Votes For

 

Votes Withheld

 

Broker Non-Votes

 

Mark Saad

 

28,675,654

 

10,286,822

 

4,815,060

 

Susan Mahony, Ph.D., MBA

 

29,892,131

 

9,070,345

 

4,815,060

 

 

Proposal 2: Ratification of Appointment of Deloitte & Touche LLP.

 

The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. The votes regarding this proposal were as follows:

 

 

 

 

 

 

 

 

 

Votes For

 

Votes Against

 

Votes Abstaining

 

Broker Non-Votes

 

43,278,147

 

14,407

 

484,982

 

0

 

 

Proposal 3: Approval, by Non-Binding Advisory Vote, of the Compensation of the Company’s Named Executive Officers.

 

The Company’s stockholders voted to approve, by non-binding advisory vote, the compensation of the Company’s named executive officers. The votes regarding this proposal were as follows:

 

 

 

 

 

 

 

 

 

Votes For

 

Votes Against

 

Votes Abstaining

 

Broker Non-Votes

 

37,818,384

 

777,937

 

366,155

 

4,815,060

 

 

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

 

 

 

 

Exhibit No.

Description

104

 

Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Axsome Therapeutics, Inc.

 

 

 

 

 

Dated: June 9, 2026

 

By:

 

/s/ Herriot Tabuteau, M.D.

 

 

Name:

 

Herriot Tabuteau, M.D.

 

 

Title:

 

President and Chief Executive Officer

 

 


FAQ

What was the main outcome of Axsome Therapeutics (AXSM) 2026 annual meeting?

Stockholders elected two Class II directors, ratified Deloitte & Touche LLP as auditor, and approved executive compensation on a non-binding basis. These results confirm the existing board slate, auditor relationship, and pay practices for the coming fiscal year.

How many Axsome Therapeutics (AXSM) shares were represented at the 2026 annual meeting?

A total of 43,777,536 shares were represented in person or by proxy, out of 51,439,952 shares entitled to vote. This represents approximately 85.10% voter turnout, which met the quorum requirement for conducting official business.

Were Axsome Therapeutics (AXSM) Class II directors re-elected in 2026?

Yes. Stockholders elected Mark Saad and Susan Mahony as Class II directors to serve until the 2029 annual meeting. Saad received 28,675,654 votes for, and Mahony received 29,892,131 votes for, with additional withheld votes and broker non-votes recorded.

Did Axsome Therapeutics (AXSM) stockholders approve Deloitte & Touche as 2026 auditor?

Yes. Stockholders ratified Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2026, with 43,278,147 votes for, 14,407 against, and 484,982 abstentions, and no broker non-votes recorded.

How did Axsome Therapeutics (AXSM) stockholders vote on executive compensation in 2026?

Stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers. The proposal received 37,818,384 votes for, 777,937 against, 366,155 abstentions, and 4,815,060 broker non-votes at the 2026 annual meeting.

Filing Exhibits & Attachments

1 document