Welcome to our dedicated page for Axsome Therapeut SEC filings (Ticker: AXSM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Axsome Therapeutics, Inc. filings document a CNS-focused biopharmaceutical company with commercial products, late-stage development programs and recurring regulatory events. Recent 8-K reports cover operating results, product revenue disclosures, business updates, FDA approval activity for AUVELITY, pipeline additions and corporate presentations.
The filing record also includes proxy materials addressing governance, director elections, executive compensation and equity awards. Other event filings document intellectual-property and litigation matters involving SUNOSI, material rights to development-stage assets, and disclosures tied to the company’s neurological and psychiatric treatment portfolio.
Axsome Therapeutics director Roger Jeffs sold 572 shares of common stock in two open-market transactions at prices of $246.18 and $249.12 per share. The sales were executed under a pre-approved Rule 10b5-1 trading plan and to cover taxes on the settlement of previously granted RSUs. After these transactions, he directly holds 58,367 shares.
Axsome Therapeutics, Inc. notice under Rule 144 reports intended sale of Common shares following a restricted stock lapse on 06/06/2026. The filing shows brokerage details at Charles Schwab & Co., Inc. and a prior sale of 70,407.00 shares on 06/10/2026.
The filing lists an address for Roger Jeffs and records transaction-related entries dated 06/11/2026 on NASDAQ. This form is an SEC notice of proposed sale under Rule 144 rather than a disclosure of a completed primary offering.
Axsome Therapeutics director Roger Jeffs reported a routine equity compensation event. On June 8, 2026, he exercised 1,429 restricted stock units, which converted into 1,429 shares of common stock on a one-for-one basis. These RSUs were granted on June 6, 2025 and vested after one year. Following the conversion, Jeffs directly holds 58,939 shares of Axsome common stock, and no shares were reported as sold in this filing.
Axsome Therapeutics director Mark E. Saad reported routine equity compensation activity. On June 8, 2026, he exercised 1,429 restricted stock units (RSUs), which converted into 1,429 shares of common stock at a stated price of $0.0000 per share.
These RSUs were originally granted on June 6, 2025 and fully vested on their one-year anniversary. Following the conversion, Saad directly holds 11,431 shares of Axsome common stock. He also indirectly holds 300 shares as custodian for his children's UTMA accounts.
Axsome Therapeutics director Susan Mahony reported RSU vesting and related share sales. On June 8, 2026, 1,429 restricted stock units converted into 1,429 shares of common stock, reflecting a compensation-related equity award granted on June 6, 2025 that fully vested after one year.
Subsequently, she sold 300 shares on June 9, 2026 at $237.21 per share and 300 shares on June 10, 2026 at $246.18 per share. Footnotes state these transactions were executed under a pre-approved Rule 10b5-1 trading plan and were made to cover taxes associated with the RSU settlement. Following the transactions, she directly holds 829 shares of Axsome Therapeutics common stock.
Axsome Therapeutics director Mark Coleman reported routine equity compensation activity and a small tax-related share sale. On June 8, 2026, 1,429 restricted stock units vested and converted into common stock on a one-for-one basis. On June 10, 2026, he sold 643 common shares in open-market transactions at a weighted average price of $249.00 per share to cover taxes associated with the RSU settlement, under a pre-approved Rule 10b5-1 trading plan that has now been completed. After these transactions, Coleman holds 30,389 common shares directly and 403,856 common shares indirectly through an entity over which he has voting and dispositive power.
Susan Mahony submitted a Rule 144 notice to sell 300 shares of Common Stock of Axsome Therapeutics, Inc.. The filing lists a Restricted Stock Lapse dated 06/06/2026 and a sale entry dated 06/09/2026, with Charles Schwab & Co., Inc. named as the broker.
Charles Schwab & Co., Inc. submitted a Form 144 reporting proposed sales of Common stock of Axsome Therapeutics, Inc. under an Equity Compensation event tied to a Restricted Stock Lapse dated 06/06/2026. The filing lists recent sales by Mark Coleman: 6,000 shares on 05/29/2026, 6,000 shares on 06/01/2026, and 5,537 shares on 06/02/2026.
Axsome Therapeutics filed a Form 144 reporting an intended sale of 49,670 shares of Common Stock. The shares were acquired on 03/15/2017 pursuant to stock options and the planned disposition is described as a cashless exercise / same-day sale. The filing lists 06/09/2026 as a related date.