[144] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Broadcom, Inc. (AVGO) filed a Form 144 reporting a proposed sale of 75,678 shares of common stock through Northern Trust Securities, Inc., with an aggregate market value of $25,258,924.98 and an approximate sale date of 09/25/2025 on NASDAQ.

The filing shows these shares were acquired as gifted shares on 08/14/1991 from D95GT LLC. The notice also lists multiple recent sales by related parties in 2025 totaling several hundred thousand shares and proceeds in the hundreds of millions of dollars.

Positive

• Full Rule 144 disclosure provided including broker, acquisition details, and approximate sale date
• Historical acquisition date disclosed: gifted shares acquired on 08/14/1991
• Recent sale history included, showing transparency about related-party dispositions in 2025

Negative

• Large recent dispositions disclosed: related parties sold significant share volumes in 2025 (e.g., 473,898 shares on 06/25/2025)
• Proceeds from recent sales are substantial, with individual transactions exceeding tens of millions of dollars, which may be notable to investors

Insights

Financial Analyst

TL;DR: Large insider-related dispositions are disclosed; the proposed sale is sizeable in value but small relative to outstanding shares.

The filing reports a proposed sale of 75,678 shares valued at $25.26 million, and lists prior 2025 sales by related parties aggregating over 1,085,389 shares with gross proceeds in the low hundreds of millions. The notice confirms the shares were gifted in 1991 and will be sold via Northern Trust Securities. The filing is a routine Rule 144 compliance notice documenting intended and recent dispositions rather than operational or financial performance information.

Compliance Specialist

TL;DR: Form 144 appears complete for Rule 144 notice: acquisition, broker, quantity, value, and recent sales are disclosed.

The form provides required details: nature of acquisition (gift), acquisition date, broker name and address, number of shares to be sold, aggregate market value, approximate sale date, and recent sales by related entities. The signer represents no undisclosed material adverse information. The filing fulfils procedural disclosure obligations under Rule 144.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	75678	25258924.98	4722365022	09/25/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/14/1991	Gifted Shares	D95GT LLC		08/14/1991	75678	09/25/2025	Gifted Shares

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
D95GT, LLC 3421 Hillview Ave. Palo Alto CA 94304	Broadcom, Inc.	06/25/2025	473898	125737081.63
Samueli Foundation 2101 East Coast Highway, Third Floor Corona Del Mar CA 92625	Broadcom, Inc.	06/26/2025	192024	51608005.39
The Rinks Foundation 2101 East Coast Highway Third Floor Corona Del Mar CA 92625	Broadcom, Inc.	07/09/2025	49670	13815482.02
D95GT, LLC 3421 Hillview Ave Palo Alto CA 94304	Broadcom, Inc.	09/24/2025	368797	124620636.83

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does Broadcom's Form 144 (AVGO) report for proposed sale?

The notice reports a proposed sale of 75,678 shares of Broadcom common stock valued at $25,258,924.98.

When is the approximate sale date listed on the Form 144?

The approximate date of sale is listed as 09/25/2025.

Who is the broker handling the proposed sale on the Form 144?

The broker named in the filing is Northern Trust Securities, Inc., 50 S LaSalle Street, Chicago, IL 60603.

How were the shares being sold originally acquired according to the filing?

The filing states the shares were gifted, acquired on 08/14/1991 from D95GT LLC.

Does the filing disclose other recent sales by related parties in 2025?

Yes; the filing lists multiple 2025 sales, including 473,898 shares (06/25/2025) and 368,797 shares (09/24/2025) with gross proceeds noted for each.

On which exchange is the proposed sale to occur?

The proposed sale is listed to occur on NASDAQ.