[144/A] Broadcom Inc. SEC Filing

Rhea-AI Filing Summary

Broadcom (AVGO) Form 144/A filing shows a proposed sale of 368,797 shares of Common Stock through Northern Trust Securities on 09/24/2025 with an aggregate market value of $124,620,636.83. The shares were acquired as Founders Shares on 08/14/1991 from D95GT, LLC and the proposed sale is linked to those founder holdings. The filing also discloses recent related sales over the past three months: 473,898 shares sold on 06/25/2025 for $125,737,081.63, 192,024 shares on 06/26/2025 for $51,608,005.39, and 49,670 shares on 07/09/2025 for $13,815,482.02. The filer attests to no undisclosed material adverse information.

Positive

• Transparency: The filing discloses the exact number of shares, acquisition date, origin as Founders Shares, broker, and aggregate market value.
• Recent sales disclosed: Three related dispositions in the past three months are itemized with dates and gross proceeds, aiding market clarity.

Negative

• Large proposed sale: The single proposed sale equals 368,797 shares worth $124,620,636.83, which is a sizable block that could increase supply on the stated sale date.
• Significant recent dispositions: Related-party sales in the past three months generated substantial proceeds (over $190M aggregate), indicating notable insider liquidity events.

Insights

Financial Analyst

TL;DR Significant insider-related sales totaling hundreds of thousands of shares and >$124M for the proposed trade may affect free float and signal liquidity events.

The Form 144/A lists a single proposed sale of 368,797 shares valued at $124,620,636.83 to occur on 09/24/2025, executed through Northern Trust Securities. The shares originated as Founders Shares acquired in 1991 from D95GT, LLC. Recent three-month dispositions by related parties show substantial cash proceeds aggregate exceeding $190M. From a market-impact perspective, these are sizable block transactions that may add selling pressure on the announced dates depending on execution method. All observations are strictly limited to disclosed facts.

Corporate Governance Expert

TL;DR Filing documents lawful Rule 144 dispositions by founder-related entities and includes the standard certification about material non-public information.

The notice identifies the seller relationship as founder-related via D95GT, LLC and records the acquisition type as Founders Shares dated 08/14/1991. The signer certifies absence of undisclosed material adverse information and references Rule 10b5-1 trading plan language though no plan adoption date is provided. The filing contains routine confirmations and disclosure of recent sales by affiliated entities. Analysis is limited to the explicit content.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle St. Chicago IL 60603	368797	124620636.83	4722365022	09/24/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/14/1991	Founders Shares	D95GT, LLC			368797	09/24/2025	Founders Shares

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
D95GT, LLC 3421 Hillview Ave. Palo Alto CA 94304	Broadcom, Inc.	06/25/2025	473898	125737081.63
Samueli Foundation 2101 East Coast Highway Third Floor Corona Del Mar CA 92625	Broadcom, Inc.	06/26/2025	192024	51608005.39
The Rinks Foundation 2101 East Coast Highway Corona Del Mar CA 92625	Broadcom, Inc.	07/09/2025	49670	13815482.02

144/A: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144/A for Broadcom (AVGO) disclose about the proposed sale?

The filing discloses a proposed sale of 368,797 Common Stock shares via Northern Trust Securities on 09/24/2025 with an aggregate market value of $124,620,636.83.

When were the shares proposed for sale originally acquired?

The shares were acquired as Founders Shares on 08/14/1991 from D95GT, LLC.

Were there related securities sales in the past three months disclosed in this filing?

Yes. The filing lists three sales: 473,898 shares on 06/25/2025 for $125,737,081.63, 192,024 shares on 06/26/2025 for $51,608,005.39, and 49,670 shares on 07/09/2025 for $13,815,482.02.

Through which broker is the proposed sale to be executed?

The proposed sale is to be executed through Northern Trust Securities, Inc. located at 50 S LaSalle St. Chicago IL 60603.

Does the filer assert any material non-public information?

The filer represents by signing the notice that they do not know any material adverse information about the issuer that has not been publicly disclosed.