Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. filings document material events, governance matters, operating results and capital-structure activity for a semiconductor and infrastructure software company. Recent 8-K disclosures cover quarterly financial results, dividend declarations, board and officer matters, commercial agreements for custom Tensor Processing Units and networking components, and registered senior notes issued under shelf-registration materials.
Proxy materials and annual-meeting reports disclose director elections, auditor ratification, advisory executive-compensation votes and board composition. The filings also identify Broadcom common stock, par value $0.001, traded on the Nasdaq Global Select Market under AVGO.
Broadcom Inc. has launched cash tender offers to purchase several series of its outstanding senior notes for up to an aggregate purchase price of $2.5 billion, excluding accrued interest, called the Consideration Cap Amount. The offers cover 4.926% notes due 2037, 4.900% notes due 2038, 5.050% notes due 2030, 5.200% notes due 2032, 5.150% notes due 2031 and 4.900% notes due 2032.
Pricing for each series will be set using a fixed spread over specified U.S. Treasury reference securities based on yields at 11:00 a.m. New York City time on June 17, 2026. The offers are scheduled to expire at 5:00 p.m. New York City time on that date, with initial settlement expected on June 18, 2026 and guaranteed delivery settlement on June 23, 2026, subject to customary conditions.
Broadcom Inc. is conducting an exchange offer to register up to $750,000,000 of its 4.000% Senior Notes due 2029 and up to $1,200,000,000 of its 4.150% Senior Notes due 2032 (together, up to $1,950,000,000) by exchanging existing unregistered notes issued April 14, 2022, for substantially identical registered notes.
The Exchange Notes bear the same economic terms as the Outstanding Notes, pay interest semiannually on April 15 and October 15, and will be unsecured and unguaranteed obligations of the Issuer. The issuance will not increase Broadcom’s aggregate indebtedness.
Broadcom Inc. is registering up to $3,249,984,000 of 3.137% Senior Notes due 2035 and up to $2,750,000,000 of 3.187% Senior Notes due 2036 in an exchange offer to register for resale like principal amounts of notes issued on September 30, 2021.
The Exchange Notes will be identical in all material respects to the Outstanding Notes other than being registered, will be issued under the existing Indenture, and will not increase aggregate indebtedness because surrendered Outstanding Notes will be retired. The Exchange Offer is subject to customary conditions, withdrawal rights and timing described in the prospectus.
Broadcom reported very strong quarterly results driven by AI and software demand. Net revenue for the fiscal quarter ended May 3, 2026 was $22,187 million, up 48% year over year, with gross margin at 69%. Operating income rose to $10,788 million and net income reached $9,310 million, reflecting particularly strong growth in semiconductor solutions and VMware-based infrastructure software.
For the first two fiscal quarters, revenue was $41,498 million, up 39%. Semiconductor solutions contributed $27,524 million, mainly from custom AI accelerators and AI networking, while infrastructure software delivered $13,974 million, helped by VMware Cloud Foundation. Broadcom generated $18,753 million in operating cash flow over two quarters, ended with $19,628 million in cash and cash equivalents, and carried $66,720 million in debt principal.
The company returned significant capital via $6,178 million in dividends and $8,450 million of share repurchases over two quarters. It disclosed remaining performance obligations of about $164.6 billion and large purchase commitments tied to AI and other long-term contracts, plus a new AI rack lease backstop with maximum exposure of $29 billion, which increases its future obligations.
Broadcom Inc. reported a very strong second quarter of fiscal 2026 and raised its outlook. Net revenue was $22.2 billion, up 48% from the prior year, with GAAP net income of $9.3 billion and non-GAAP net income of $12.1 billion. GAAP diluted EPS was $1.91 and non-GAAP diluted EPS was $2.44.
Adjusted EBITDA reached $15.2 billion, or 69% of revenue, and free cash flow was $10.3 billion, equal to 46% of revenue. Semiconductor revenue from AI was $10.8 billion, up 143% year-over-year, and management expects AI semiconductor revenue to grow to $16.0 billion in the third quarter.
For the third quarter of fiscal 2026, Broadcom guides to approximately $29.4 billion in revenue, an 84% year-over-year increase, with non-GAAP operating income about 67% of revenue and Adjusted EBITDA about 68% of revenue. The board also declared a quarterly cash dividend of $0.65 per share, payable June 30, 2026 to shareholders of record on June 22, 2026.
Broadcom Inc ownership filing: Vanguard Capital Management reports beneficial ownership of 354,715,196 shares of Broadcom common stock, representing 7.49% of the class as of 03/31/2026. The filing shows sole voting power over 46,699,331 shares and sole dispositive power over 354,715,196 shares. The statement clarifies these holdings include shares held for Vanguard funds and managed accounts and is signed by Vanguard's Head of Global Fund Administration on 04/29/2026.
AVGO submitted a Form 144/A amendment listing specific classes of Common Stock proposed for sale, primarily Restricted Stock Units granted on multiple dates and a block of Founders Shares. The filing lists individual grant dates and share counts, including identifiable lots such as 381,668 Founders Shares and several RSU lots dated 2011–2019.
AVGO filed an amendment to a Form 144 notice reporting proposed resale transactions involving Common Stock issued as Restricted Stock Units. The filing lists multiple grant dates and associated share counts with an effective filing date of 03/25/2026, including large and smaller award tranches.
SAMUELI HENRY reported acquisition or exercise transactions in this Form 4 filing.
Broadcom Inc. director Henry Samueli received a compensation grant of 864 Restricted Stock Units (RSUs) of common stock on April 21, 2026. The RSUs were granted at a price of $0.00 per share and increase his directly held common stock position to 4,356 shares.
The RSUs vest in full on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, subject to his continuing service on the vesting date. Separate from his direct holdings, large blocks of Broadcom shares are held indirectly through entities such as D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P., for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
You Harry L. reported acquisition or exercise transactions in this Form 4 filing.
Broadcom Inc. director Harry L. You received an equity award in the form of restricted stock units. The Form 4 reports a grant of 864 shares of Broadcom common stock at a stated price of $0.00 per share, reflecting a compensation-related award rather than a market purchase.
According to the footnotes, this award consists of 864 restricted stock units that fully vest on the earlier of April 19, 2027 or the date of Broadcom’s 2027 annual meeting of stockholders, as long as he continues serving through the vesting date. After this grant, he directly holds 37,466 shares, including these RSUs.