Welcome to our dedicated page for Broadcom SEC filings (Ticker: AVGO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Broadcom Inc. (NASDAQ: AVGO) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its semiconductor and infrastructure software business. As a Delaware corporation with common stock listed on the NASDAQ Global Select Market, Broadcom’s SEC filings cover its operations across cloud, data center, networking, broadband, wireless, storage, industrial, and enterprise software markets.
On this page, you can review Broadcom’s periodic reports, such as annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its two primary segments (semiconductor solutions and infrastructure software), key markets, risk factors, and management’s discussion of results. Current reports on Form 8-K disclose material events, including the completion and integration of the VMware acquisition, executive compensation arrangements tied to AI-related revenue targets, senior notes offerings, redemptions of subsidiary notes, and repayment of term loan credit facilities.
Broadcom also uses shelf registration statements on Form S-3ASR and related prospectus supplements to issue unsecured, unsubordinated senior notes with various maturities and coupon rates. These filings outline the terms of the notes, their ranking relative to other obligations, and intended uses of proceeds, such as refinancing existing debt. Additional exhibits and indentures provide the legal framework governing these securities.
Stock Titan enhances access to these filings with AI-powered summaries that explain complex sections in plain language, helping users quickly understand topics such as segment performance, AI-related disclosures, capital structure changes, and risk discussions. Real-time updates from EDGAR ensure that new 8-Ks, 10-Qs, 10-Ks, and other forms appear promptly. Users can also review information related to executive compensation arrangements and other governance matters that Broadcom reports under Item 5.02 and similar items.
For investors and analysts researching AVGO, this filings page offers a structured view of Broadcom’s regulatory history and ongoing disclosures, supported by AI tools that highlight key points without replacing the underlying official documents.
Broadcom Inc. announces a planned Chief Financial Officer transition. Kirsten M. Spears will retire and resign as CFO and Chief Accounting Officer effective June 12, 2026. The Board has appointed Amie Thuener, currently a senior finance leader at Alphabet Inc., to become CFO, with her employment expected to begin May 4, 2026.
Spears will provide consulting services until March 15, 2027, during which her existing equity awards continue to vest, with performance-based awards capped at target and no additional cash compensation. Thuener’s offer includes a $700,000 annual base salary, target bonus equal to 100% of base salary, a $1,000,000 sign-on cash bonus, and equity awards of 50,000 RSUs and 50,000 PSUs (at target), with PSU vesting tied to Broadcom’s stockholder return versus the S&P 500 and absolute performance over four overlapping performance periods.
Broadcom Inc. director Henry Samueli reported significant indirect transactions in the company’s common stock on March 25, 2026. Entities associated with him sold 781,967 shares in open-market trades at prices generally between $316.76 and $324.13 per share and made bona fide gifts totaling 422,320 shares.
The filing states these moves were executed under a Rule 10b5-1 trading plan adopted on December 16, 2025, indicating they were pre‑scheduled. Following the transactions, indirect holdings reported for one account stood at 30,558,484 shares, with additional positions of 12,272,030 and 4,596,900 shares indirectly held and 3,492 shares held directly. Several blocks are held by entities such as D95GT LLC, H&S Investments I, L.P., E95GT LLC and H&S Portfolio II, L.P., where Samueli disclaims beneficial ownership except to the extent of his pecuniary interest.
The Vanguard Group reports it holds 0 shares of Broadcom Inc. and 0% of the class. The filing states that, following an internal realignment on January 12, 2026, certain Vanguard subsidiaries will report beneficial ownership separately under SEC Release No. 34-39538.
The Schedule 13G/A lists Amount beneficially owned: 0 and Percent of class: 0%. The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/26/2026.
AVGO submitted a Form 144 reporting proposed sales of Common Stock through Northern Trust Securities on 03/25/2026. The filing lists selling holders and quantities, including H&S Investments I, LP (157,090 shares) and D95GT LLC (83,005 shares) as examples shown.
Broadcom Inc. executive Velaga S. Ram, President of ISG, reported selling 64,379 shares of common stock on March 16–17, 2026 in multiple open-market transactions. Footnotes state these sales were automatic transactions to cover withholding taxes due upon vesting of restricted stock units, as required under the RSU awards, rather than discretionary trading.
Sale prices ranged from $317.33 to $329.12 per share. After these transactions, Ram directly held 96,147 shares of Broadcom common stock and indirectly held 35 shares through a child, and the holdings include 68 shares acquired under the employee stock purchase plan on March 13, 2026.
Broadcom Inc. Chief Financial Officer and Chief Accounting Officer Kirsten M. Spears reported a series of open-market sales of Common Stock on March 16–17, 2026, totaling 60,154 shares at prices generally in the low $320s per share.
Footnotes state these sales were executed automatically to cover withholding taxes due upon the vesting of restricted stock units rather than discretionary selling. Her reported holdings continue to include 90,000 RSUs and 37 shares acquired under Broadcom’s Employee Stock Purchase Plan.
Broadcom Inc. President, SSG, Charlie B. Kawwas reported automatic sales of 64,834 shares of common stock on March 16–17, 2026 at prices generally in the low-to-mid $300s per share. According to the footnotes, these sales were executed to cover withholding taxes due upon vesting of restricted stock units, as required under the RSU awards, rather than discretionary open-market selling.
After these transactions, he continues to hold 74,626 shares directly. He also has substantial indirect holdings, including 797,184 shares held by a trust and additional small blocks of 785 shares each held for several children and by a spouse as custodian. A footnote also notes the acquisition of 68 shares under Broadcom’s Employee Stock Purchase Plan on March 13, 2026.