STOCK TITAN

Arrive AI (ARAI) grants COO 930,188 RSUs plus vested shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Arrive AI Inc. reported that Chief Operating Officer Mark David Hamm received significant equity compensation in the form of Restricted Stock Units (RSUs) and common shares. On March 31, 2026, 41,656 RSUs granted on December 31, 2025 vested, resulting in 29,304 common shares issued after 12,352 shares were relinquished to cover taxes. Hamm also received a new grant of 930,188 RSUs under the 2023 Equity Incentive Plan, vesting in three annual tranches from 2027 to 2029, subject to company performance objectives. These transactions are compensation-related awards and tax withholdings, not open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Hamm Mark David
Role Chief Operating Officer
Type Security Shares Price Value
Exercise Restricted Stock Award 41,656 $0.00 --
Grant/Award Restricted Stock Award 930,188 $0.00 --
Grant/Award Common Stock 41,656 $0.00 --
Tax Withholding Common Stock 12,352 $0.00 --
Holdings After Transaction: Restricted Stock Award — 83,313 shares (Direct); Common Stock — 41,656 shares (Direct)
Footnotes (1)
  1. These securities are vested shares from Restricted Stock Units (RSUs) which were granted on December 31, 2025. Amount shown represents vested shares of 41,656, less shares relinquished to cover taxes (12,352 shares). The shares have been issued pursuant to the Company's 2023 Equity Incentive Plan. Represents the gross number of shares vesting from RSUs which were granted on December 31, 2025, and vested on March 31, 2026. RSUs were granted on March 31, 2026, which vest as follows: (i) 310,061 shares on March 31, 2027; (ii) 310,063 shares on March 31, 2028; and (iii) 310,064 shares on March 31, 2029, subject to achievement of company performance objectives. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date.
RSUs vested 41,656 shares RSUs granted December 31, 2025, vested March 31, 2026
Shares withheld for taxes 12,352 shares Portion of vested RSUs relinquished to cover tax liability
Common shares issued 29,304 shares Net shares from RSU vesting after tax withholding
New RSU grant 930,188 RSUs Granted to COO on March 31, 2026 under 2023 Equity Incentive Plan
2027 vesting tranche 310,061 RSUs Scheduled to vest March 31, 2027, subject to performance objectives
2028 vesting tranche 310,063 RSUs Scheduled to vest March 31, 2028, subject to performance objectives
2029 vesting tranche 310,064 RSUs Scheduled to vest March 31, 2029, subject to performance objectives
Restricted Stock Units (RSUs) financial
"These securities are vested shares from Restricted Stock Units (RSUs) which were granted on December 31, 2025."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
2023 Equity Incentive Plan financial
"The shares have been issued pursuant to the Company's 2023 Equity Incentive Plan."
tax liability financial
"Amount shown represents vested shares of 41,656, less shares relinquished to cover taxes (12,352 shares)."
performance objectives financial
"subject to achievement of company performance objectives."
Restricted Stock Award financial
"security_title": "Restricted Stock Award""
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hamm Mark David

(Last)(First)(Middle)
C/O ARRIVE AI INC.
9100 FALL VIEW DRIVE

(Street)
FISHERS, INDIANA 46037

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Arrive AI Inc. [ ARAI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026A41,656(1)A$041,656D
Common Stock03/31/2026F12,352(1)D$029,304D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Award$003/31/2026M41,656 (2) (4)Common Stock41,656$083,313D
Restricted Stock Award$003/31/2026A930,188 (3) (4)Common Stock930,188$0930,188D
Explanation of Responses:
1. These securities are vested shares from Restricted Stock Units (RSUs) which were granted on December 31, 2025. Amount shown represents vested shares of 41,656, less shares relinquished to cover taxes (12,352 shares). The shares have been issued pursuant to the Company's 2023 Equity Incentive Plan.
2. Represents the gross number of shares vesting from RSUs which were granted on December 31, 2025, and vested on March 31, 2026.
3. RSUs were granted on March 31, 2026, which vest as follows: (i) 310,061 shares on March 31, 2027; (ii) 310,063 shares on March 31, 2028; and (iii) 310,064 shares on March 31, 2029, subject to achievement of company performance objectives. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan.
4. The RSUs do not expire, they either vest or are canceled prior to vesting date.
/s/ Todd Pepmeier as Attorney-in-Fact for Mark David Hamm04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider equity transactions did Arrive AI (ARAI) report for its COO?

Arrive AI reported that COO Mark David Hamm had 41,656 previously granted RSUs vest, resulting in 29,304 common shares after tax withholding, and received a new grant of 930,188 RSUs. All awards were issued under the company’s 2023 Equity Incentive Plan.

How many Arrive AI (ARAI) RSUs vested for the COO on March 31, 2026?

On March 31, 2026, 41,656 RSUs granted on December 31, 2025 vested for COO Mark David Hamm. Of these, 12,352 shares were relinquished to cover taxes, and 29,304 common shares were issued to him under Arrive AI’s 2023 Equity Incentive Plan.

What new RSU grant did Arrive AI (ARAI) award its COO?

Arrive AI granted COO Mark David Hamm 930,188 new RSUs on March 31, 2026. These RSUs vest in three tranches from 2027 to 2029, each tied to company performance objectives, and are issued under the company’s 2023 Equity Incentive Plan.

How are the new Arrive AI (ARAI) RSUs to the COO scheduled to vest?

The 930,188 RSUs granted to COO Mark David Hamm vest as 310,061 shares on March 31, 2027, 310,063 on March 31, 2028, and 310,064 on March 31, 2029. Vesting is subject to achievement of specified company performance objectives.

Were any Arrive AI (ARAI) shares sold by the COO in this Form 4?

The Form 4 shows no open-market sales by COO Mark David Hamm. Instead, 12,352 shares were withheld to satisfy tax obligations related to RSU vesting, and the remaining vested shares were issued as common stock under the equity incentive plan.