Welcome to our dedicated page for Arrive AI SEC filings (Ticker: ARAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for Arrive AI Inc. (NASDAQ: ARAI), a technology company focused on autonomous delivery infrastructure and its patented Autonomous Last Mile (ALM) platform. These documents offer detailed insight into the company’s business, risks, capital structure, and governance.
Key filings for Arrive AI include registration statements such as Form S‑1 and S‑1/A, which describe the company’s business model, use of proceeds, risk factors, and status as a smaller reporting company and emerging growth company. These filings also discuss listing of ARAI common stock on the Nasdaq Global Market and the resale of shares by selling stockholders.
Investors can also review current reports on Form 8‑K, which Arrive AI uses to disclose material events. For example, an 8‑K may reference the issuance of a press release under Regulation FD, providing a formal record of significant announcements. Over time, additional filings such as annual reports on Form 10‑K, quarterly reports on Form 10‑Q, and proxy statements on Schedule 14A can provide information on financial performance, risk disclosures, and corporate governance matters.
Stock Titan enhances these filings with AI-powered summaries that explain complex sections in plain language, highlight key topics such as risk factors, business descriptions, and capital arrangements, and help users quickly identify items of interest. Real‑time updates from the SEC’s EDGAR system ensure that new Arrive AI filings, including any future Forms 4 related to insider transactions or other ownership reports, appear promptly.
By combining raw regulatory documents with AI‑generated overviews, this page helps readers understand how Arrive AI presents its autonomous delivery network, ALM platform, and Arrive Points™ in official SEC disclosures.
Arrive AI Inc. disclosed that Nasdaq notified the company it is out of compliance with two listing standards tied to market value. The company’s Market Value of Publicly Held Shares has stayed below the required $15,000,000 for 30 consecutive business days, triggering a deficiency notice.
Separately, Nasdaq determined that Arrive AI no longer meets the $50,000,000 minimum Market Value of Listed Securities standard, also after 30 consecutive business days below that level. Arrive AI has until September 28, 2026 to regain both thresholds for at least 10 consecutive business days or face potential delisting, though it may seek a transfer to the Nasdaq Capital Market.
Tucker Laurie Anne reported acquisition or exercise transactions in this Form 4 filing.
Arrive AI Inc. director Laurie Anne Tucker received a grant of 47,052 restricted stock units (RSUs) on March 31, 2026. These RSUs were awarded at no cash cost per unit under the company’s 2023 Equity Incentive Plan.
The RSUs vest in full on March 31, 2027, if the vesting conditions are satisfied; they do not expire but will either vest or be canceled before that date. Following this award, Tucker’s reported direct holdings from this grant total 47,052 underlying shares of common stock.
Arrive AI Inc. Chief Strategy Officer Neerav Dilip Shah reported equity compensation activity involving Restricted Stock Units on March 31, 2026. RSUs granted on December 31, 2025 vested into 25,348 shares of common stock, with 8,315 shares relinquished to cover taxes. Following these transactions, he directly held 93,448 shares of common stock. In addition, he received a new award of 566,038 RSUs that vest in three tranches from 2027 to 2029, subject to company performance objectives. The Form 4 reflects compensation-related grants, vesting, and tax withholding rather than open-market buying or selling.
McAdams Kevin Lewis reported acquisition or exercise transactions in this Form 4 filing.
Arrive AI Inc. director Kevin Lewis McAdams received a grant of restricted stock units tied to the company’s common stock. The award covers 47,052 RSUs, granted on March 31, 2026 at a grant price of $0.00 per unit as equity compensation.
The RSUs were issued under Arrive AI’s 2023 Equity Incentive Plan and are scheduled to vest on March 31, 2027, if vesting conditions are met. After this award, McAdams holds 47,052 shares-equivalent from this grant, which will either vest into common stock or be canceled if vesting is not achieved.
Gallina John E reported acquisition or exercise transactions in this Form 4 filing.
Arrive AI Inc. director John E. Gallina received a grant of 47,052 restricted stock units on March 31, 2026 as equity compensation. These RSUs carry no purchase price and will vest on March 31, 2027 if conditions are met. After the grant, he holds 47,052 shares-related units directly.
Arrive AI Inc. reported that Chief Operating Officer Mark David Hamm received significant equity compensation in the form of Restricted Stock Units (RSUs) and common shares. On March 31, 2026, 41,656 RSUs granted on December 31, 2025 vested, resulting in 29,304 common shares issued after 12,352 shares were relinquished to cover taxes. Hamm also received a new grant of 930,188 RSUs under the 2023 Equity Incentive Plan, vesting in three annual tranches from 2027 to 2029, subject to company performance objectives. These transactions are compensation-related awards and tax withholdings, not open-market purchases or sales.
Arrive AI Inc. Chief Financial Officer Todd Alan Pepmeier reported equity compensation changes on March 31, 2026. A prior grant of Restricted Stock Units vested into 35,488 common shares, with 11,641 shares relinquished to cover taxes, leaving 23,847 shares held directly.
Pepmeier also received a new award of 792,452 Restricted Stock Units under the 2023 Equity Incentive Plan. These RSUs are scheduled to vest in three tranches of 264,150, 264,150, and 264,152 shares from 2027 through 2029, subject to company performance objectives. The transactions reflect stock-based compensation rather than open-market buying or selling.
Arrive AI Inc. is registering the resale of up to 10,000,000 shares of common stock for a single selling stockholder, Streeterville Capital, LLC, under a Form S-1. These "Resale Shares" relate to amounts issuable under a Streeterville purchase agreement and may be sold on Nasdaq or through private transactions.
The company is an early-stage developer of smart mailboxes for drone and robotic delivery. It began commercial operations in 2025 and generated only $98,175 of revenue for the nine months ended September 30, 2025, while recording a net loss of $8.9 million and negative operating cash flow of $5.0 million. As of that date, total assets were $9.7 million, liabilities $5.0 million, and stockholders’ equity $4.7 million.
Arrive AI is an emerging growth and smaller reporting company, and its founder and CEO, Daniel S. O’Toole, controls about 63.6% of voting power, making it a Nasdaq “controlled company.” The company highlights substantial risks, including reliance on licensed patents from its CEO, continuing losses, high cash burn, potential dilution tied to the Streeterville structure, heavy regulatory and cybersecurity exposure, and significant execution risk in a nascent drone and robotics delivery market.
Arrive AI Inc. entered into a new prepaid financing with Streeterville Capital, receiving $10,000,000 in cash for an unsecured promissory note with an original principal of $10,800,000, reflecting an $800,000 original issue discount and an interest rate of 8% per year, compounded daily.
Streeterville can apply the outstanding balance to buy common shares at the lower of the Nasdaq listing reference price or 90% of the lowest ten-day VWAP, with a $0.25 per-share floor and a 9.99% ownership cap. Certain price and ownership triggers require monthly cash repayments of $1,375,000 plus interest, and events of default can increase the rate to 15% and make the balance immediately due.
The company agreed in a side letter to file a Form S-1 to register at least 10,000,000 shares linked to this structure by February 9, 2026, and Maxim Group will receive a 4% cash fee on the gross proceeds for acting as placement agent.