Alpha Modus (AMOD) CSO reports Series C Preferred holdings

Q: What did AMOD’s Chris P. Chumas report on Form 4?

He reported Series C Preferred Stock transactions on 10/30/2025 with transaction code G .

Q: How many AMOD Series C Preferred shares does Chumas own after the transactions?

Beneficial ownership is 215,000 shares directly and 430,000 indirectly via a Roth IRA.

Q: Who transferred the shares to Chumas according to the footnote?

The footnote states the family trust of CEO William Alessi sold the shares for nominal consideration (par value).

Q: What is the conversion framework for AMOD’s Series C Preferred Stock?

The “Conversion Price” is the lesser of $10.00 or formula-based averages of low bid prices, with different terms after a Trigger Event.

Q: What is the transaction code and what does it signify on this Form 4?

The code is G . The filing lists the transactions with this code for the reported date.

Q: What is the issuer and ticker for this Form 4 filing?

The issuer is Alpha Modus Holdings, Inc. with ticker AMOD .

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Alpha Modus Holdings (AMOD) insider Chris P. Chumas, the Chief Sales Officer, filed a Form 4 for transactions on 10/30/2025 involving Series C Preferred Stock (transaction code G). Following the reported transfers, he beneficially owns 215,000 shares of Series C Preferred Stock directly and 430,000 indirectly via Mainstar Trust Cust FBO Chris P Chumas Roth IRA.

The footnote states the shares were sold to Mr. Chumas and his Roth IRA by the family trust of CEO William Alessi for nominal consideration (par value). The Series C Preferred is convertible at a “Conversion Price” defined to be the lesser of $10.00 or formula-based averages tied to closing bid prices, with different terms depending on whether a Trigger Event has occurred.

Insider Trade Summary

430,000 shares gifted

Mixed 2 txns

Insider Chumas Christopher Phillip

Role Chief Sales Officer

Type	Security	Shares	Price	Value
Gift	Series C Preferred Stock	215,000	$0.00	--
Gift	Series C Preferred Stock	215,000	$0.00	--

Holdings After Transaction: Series C Preferred Stock — 215,000 shares (Direct); Series C Preferred Stock — 430,000 shares (Indirect, By Mainstar Trust Cust Fbo Chris P Chumas Roth IRA)

Footnotes (1)

Shares of Series C Preferred Stock are not convertible until 18 months following December 18, 2024, so long as a Trigger Event (as defined in the Second A&R Certificate of Incorporation of the issuer) has not occurred. Beginning 18 months following December 13, 2024, or following the occurrence of a Trigger Event, shares of Series C Preferred Stock are convertible at the Conversion Price. "Conversion Price" generally means a price per share equal to the lesser of either $10.00, or if no Trigger Event has occurred, 100% of the average of the 5 lowest closing bid prices of the common stock during the 10 days preceding conversion (the "Measurement Period"), not to exceed 100% of the lowest sales price on the last day of the Measurement Period, or following any Trigger Event, 50.0% of the average of the lowest closing bid prices of the common stock during the Measurement Period, not to exceed 50.0% of the lowest sales price on the last day of the Measurement Period. Shares sold to Chris Chumas (the Chief Sales Officer of the issuer) and his Roth IRA by the family trust of William Alessi (the CEO of the issuer) for nominal consideration (par value).

Form 4 Insider Transactions: What Each Field Means →

10/31/2025 - 03:23 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chumas Christopher Phillip

(Last)

(First)

(Middle)

20311 CHARTWELL CENTER DR.

STE. 1469

(Street)

CORNELIUS

28031

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
ALPHA MODUS HOLDINGS, INC. [ AMOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Sales Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Series C Preferred Stock⁽¹⁾	⁽¹⁾	10/30/2025		G		215,000		⁽¹⁾	⁽¹⁾	Class A Common Stock	⁽¹⁾	⁽²⁾	215,000	D
Series C Preferred Stock⁽¹⁾	⁽¹⁾	10/30/2025		G		215,000		⁽¹⁾	⁽¹⁾	Class A Common Stock	⁽¹⁾	⁽²⁾	430,000	I	By Mainstar Trust Cust Fbo Chris P Chumas Roth IRA

Explanation of Responses:

1. Shares of Series C Preferred Stock are not convertible until 18 months following December 18, 2024, so long as a Trigger Event (as defined in the Second A&R Certificate of Incorporation of the issuer) has not occurred. Beginning 18 months following December 13, 2024, or following the occurrence of a Trigger Event, shares of Series C Preferred Stock are convertible at the Conversion Price. "Conversion Price" generally means a price per share equal to the lesser of either $10.00, or if no Trigger Event has occurred, 100% of the average of the 5 lowest closing bid prices of the common stock during the 10 days preceding conversion (the "Measurement Period"), not to exceed 100% of the lowest sales price on the last day of the Measurement Period, or following any Trigger Event, 50.0% of the average of the lowest closing bid prices of the common stock during the Measurement Period, not to exceed 50.0% of the lowest sales price on the last day of the Measurement Period.

2. Shares sold to Chris Chumas (the Chief Sales Officer of the issuer) and his Roth IRA by the family trust of William Alessi (the CEO of the issuer) for nominal consideration (par value).

	/s/ Chris P. Chumas	10/31/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did AMOD’s Chris P. Chumas report on Form 4?

He reported Series C Preferred Stock transactions on 10/30/2025 with transaction code G.

How many AMOD Series C Preferred shares does Chumas own after the transactions?

Beneficial ownership is 215,000 shares directly and 430,000 indirectly via a Roth IRA.

Who transferred the shares to Chumas according to the footnote?

The footnote states the family trust of CEO William Alessi sold the shares for nominal consideration (par value).

What is the conversion framework for AMOD’s Series C Preferred Stock?

The “Conversion Price” is the lesser of $10.00 or formula-based averages of low bid prices, with different terms after a Trigger Event.

What is the transaction code and what does it signify on this Form 4?

The code is G. The filing lists the transactions with this code for the reported date.

What is the issuer and ticker for this Form 4 filing?

The issuer is Alpha Modus Holdings, Inc. with ticker AMOD.