Welcome to our dedicated page for Alpha Modus SEC filings (Ticker: AMOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alpha Modus Holdings, Inc. filings document the company’s public-company capital structure, material agreements, securities issuances, Nasdaq compliance matters, and governance disclosures. Recent 8-K reports cover Class A common stock and redeemable warrant disclosures, preferred stock exchange agreements, unregistered equity issuances to directors and personnel, and consulting agreements connected to financial services kiosks, mobile applications, sales, marketing, and application development.
The filing record also includes convertible promissory notes, warrant issuances, related-party financing, Regulation FD presentation disclosures, and notices concerning Nasdaq continued-listing standards. These documents provide formal disclosure on financing terms, share issuance exemptions, contractual obligations, capital-structure changes, listing-rule compliance, and the company’s operating focus in AI-enabled retail technology and financial services infrastructure.
Alpha Modus Holdings, Inc. completed a major equity restructuring with the family trust of its CEO, William Alessi. The trust exchanged 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A common stock under a previously signed Exchange Agreement.
The exchange is described as intended to increase the market value of the company’s listed securities to help regain compliance with Nasdaq’s $35 million minimum market value of listed securities standard and to materially reduce the company’s stockholders’ deficit. After issuing the new shares, Alpha Modus had 164,884,640 Class A common shares outstanding.
Alpha Modus Holdings, Inc. approved a 1-for-40 reverse stock split of its Class A common stock to help restore compliance with Nasdaq’s $1.00 minimum bid price requirement. The split was implemented by filing a Certificate of Amendment with Delaware on June 3, 2026.
The reverse split is expected to take effect at the open of business on June 15, 2026, when shares will begin trading on a split-adjusted basis under the same symbol AMOD but with new CUSIP 020952206. Share counts for each holder will be divided by 40, with fractional amounts rounded up to the nearest whole share.
Authorized Class A common shares will remain at 200,000,000. Based on approximately 55,296,375 Class A shares outstanding before the split, about 1,382,410 shares are expected to be outstanding afterward. Class B common and preferred stock, their par values, and related rights remain unchanged, and outstanding options, warrants, and convertible securities will be adjusted proportionately.
Alpha Modus Holdings, Inc. notified holders of its Class A common stock that holders controlling approximately 59.7% of the voting power approved a reverse stock split with a board‑determined ratio between 1-for-10 and 1-for-100. The action responds to a Nasdaq notice for failure to meet the $1.00 minimum bid price requirement and will not become effective until at least 20 calendar days after mailing and until Nasdaq processes the split.
The filing states approximately 53,094,082 shares were outstanding as of the May 15, 2026 record date. Proportionate adjustments will be made to outstanding options and warrants. The board says the split is intended to regain Nasdaq compliance; the final ratio and Nasdaq approval determine the post‑split share count and timing.
Alpha Modus Holdings, Inc. notified holders of its Class A common stock that holders controlling approximately 59.7% approved a Board-authorized reverse stock split at a ratio between 1-for-10 and 1-for-100. The action was approved by written consent and will become effective no earlier than 20 calendar days after mailing and upon Nasdaq processing and approval.
The Company cited noncompliance with Nasdaq's $1.00 minimum bid price rule and expects the Reverse Stock Split to reduce the outstanding share count from 53,094,082 to between 5,309,408 and 530,941, depending on the final ratio selected by the Board.
Alpha Modus Holdings, Inc. reports a larger quarterly loss and mounting liquidity pressure for the three months ended March 31, 2026. The company generated no revenue and posted a net loss of $4,020,831, compared with $308,081 a year earlier, driven mainly by higher professional fees and substantial stock-based compensation.
Cash fell to $35,508 with a working capital deficit of $5,541,592, and management states there is substantial doubt about the company’s ability to continue as a going concern. Alpha Modus funded operations primarily through convertible debt and equity, including an at-the-market stock program that raised net proceeds of about $1.86M during the quarter.
Alpha Modus Holdings, Inc. is posting a new investor presentation dated May 11, 2026 on its website under the Investor Relations section. The presentation provides updated information about the company and its business and is available at the Company Presentation page.
The information is furnished under Item 7.01 as a Regulation FD disclosure, not filed for liability purposes, and is not an offer to buy or sell securities. It is intended to be read together with the company’s SEC filings and other public announcements.
Alpha Modus Holdings, Inc. approved by written consent the exchange of 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A Common Stock. The action was approved by holders controlling approximately 62.1% of voting capital stock and will become effective 20 calendar days after mailing.
The Preferred Shares have a $10.00 face value (aggregate $38,700,000) and, based on the five‑lowest‑price average of $0.353, would have converted into the same 109,588,265 Common Shares. The issuance will exceed 20% of Common Stock outstanding before the issuance, and stockholder approval was obtained under NASDAQ Listing Rule 5635(d). Outstanding Common Stock was 50,895,307 shares as of the Record Date.
Alpha Modus Holdings, Inc. disclosed that holders of approximately 62.1% of its voting capital approved by written consent the issuance of securities to related and key parties. The approved issuances include 3,200,000 shares of Series C Preferred Stock and 5,789,417 warrants to Janbella Group, LLC, and bonus shares/warrants to executives (including warrants for 2,199,010 shares to CEO William Alessi). The action becomes effective 20 calendar days after mailing to holders of record as of April 2, 2026. The Company states these issuances relate to prior note amendments, exchanges to preserve Nasdaq listing, and waiver of default claims.
Alpha Modus Holdings, Inc. reports that holders controlling approximately 62.1% of voting stock approved by written consent an exchange of 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A Common Stock.
The exchange fixes the conversion outcome tied to a $10.00 face value and a conversion reference price of $0.353 (five‑lowest average), eliminates the Preferred liquidation preference and redemption rights, and will become effective twenty calendar days after mailing to stockholders as of the April 8, 2026 record date.
Alpha Modus Holdings, Inc. files a prospectus supplement to its Form S-1 that updates the offering materials with its Annual Report on Form 10-K for the year ended December 31, 2025, which is attached to this supplement. The 10-K describes Alpha Modus as an IP-centric technology company focused on patented systems for real-time retail consumer analytics and commercialization via licensing, strategic partnerships, and its Alpha Cash financial-services platform.
The report discloses an operating loss of $5,244,188 and net cash used in operations of $3,210,182 in 2025, a going-concern qualification by the auditors, and 50,522,967 shares outstanding as of March 30, 2026. The filing details numerous patent licensing arrangements and an extensive program of patent enforcement litigation across multiple retailers and technology providers.