Zumiez (ZUMZ) President International exercises 7,507 RSUs; shares withheld for taxes

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Zumiez Inc President International Adam Christopher Ellis reported routine equity compensation activity. He exercised 7,507 restricted stock units, converting them into the same number of common shares at no cost, with the units converting on a one-for-one basis.

To cover taxes on the restricted stock, 1,828 common shares were withheld by Zumiez Inc. Following these transactions, Ellis directly holds 73,664 shares of common stock. The acquired shares are tied to a restricted stock unit grant that will vest over three years.

Insider Trade Summary

7,507 shares exercised/converted

Mixed 3 txns

Insider ELLIS ADAM CHRISTOPHER

Role President International

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	7,507	$0.00	--
Exercise	Common Stock	7,507	$0.00	--
Tax Withholding	Common Stock	1,828	$21.17	$39K

Holdings After Transaction: Restricted Stock Units — 35,007 shares (Direct); Common Stock — 75,492 shares (Direct)

Footnotes (1)

Restricted stock units convert into common stock on a one-for-one basis. Shares withheld by Zumiez Inc. to pay taxes on restricted stock. The shares acquired represent a grant of restricted stock units that will vest over 3 years.

Form 4 Insider Transactions: What Each Field Means →

03/19/2026 - 06:02 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ELLIS ADAM CHRISTOPHER

(Last)

(First)

(Middle)

4001 204TH STREET SW

(Street)

LYNNWOOD

WASHINGTON

98036

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Zumiez Inc [ ZUMZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President International

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/18/2026		M		7,507	A	⁽¹⁾	75,492	D
Common Stock	03/18/2026		F		1,828⁽²⁾	D	$21.17	73,664	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/18/2026		M			7,507	⁽³⁾	⁽³⁾	Common Stock	7,507	$0.00	35,007	D

Explanation of Responses:

1. Restricted stock units convert into common stock on a one-for-one basis.

2. Shares withheld by Zumiez Inc. to pay taxes on restricted stock.

3. The shares acquired represent a grant of restricted stock units that will vest over 3 years.

Remarks:

	Chris K. Visser, Attorney-in-Fact	03/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Zumiez (ZUMZ) report for Adam Christopher Ellis?

Zumiez reported that Adam Christopher Ellis exercised 7,507 restricted stock units into common shares. As part of this routine compensation event, 1,828 shares were withheld by the company to pay related tax obligations on the restricted stock.

How many Zumiez (ZUMZ) shares does Adam Christopher Ellis hold after this Form 4?

After the reported transactions, Adam Christopher Ellis directly owns 73,664 shares of Zumiez common stock. This figure reflects the net position following the RSU conversion and the 1,828 shares withheld to satisfy tax liabilities on the restricted stock.

What type of securities were involved in the Zumiez (ZUMZ) Form 4 filing?

The filing shows activity in restricted stock units and common stock of Zumiez. 7,507 restricted stock units converted one-for-one into 7,507 common shares, illustrating a standard equity compensation mechanism for the company’s President International.

Were any Zumiez (ZUMZ) shares sold on the open market in this Form 4?

No open-market sales were reported. The only disposition involved 1,828 Zumiez common shares withheld by the company to pay taxes on restricted stock, which is classified as a tax-withholding disposition rather than a market sale.

How will the newly acquired Zumiez (ZUMZ) restricted stock units vest?

The shares acquired represent a grant of restricted stock units that will vest over three years. This three-year vesting schedule aligns the executive’s compensation with longer-term performance and ongoing service at Zumiez Inc.

What does the M and F transaction code mean in the Zumiez (ZUMZ) Form 4?

Code M indicates an exercise or conversion of a derivative security, here 7,507 restricted stock units into common shares. Code F indicates a tax-withholding disposition, where 1,828 shares were delivered to Zumiez to satisfy tax obligations.