STOCK TITAN

Officer at ADVANCED DRAINAGE (NYSE: WMS) receives stock and option awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ADVANCED DRAINAGE SYSTEMS, INC. officer Bret Martz reported equity compensation awards rather than open-market trading. He received 1,252 shares of Common Stock at no purchase price, bringing his direct holdings to 3,089 shares after the transaction.

He was also granted an option to purchase 2,787 shares of Common Stock at an exercise price of $138.09 per share, expiring on May 27, 2036. According to the footnote, these options vest in three equal annual installments beginning on May 26, 2027, contingent on his continued employment with the company.

Positive

  • None.

Negative

  • None.
Insider Martz Bret
Role See Remarks
Type Security Shares Price Value
Grant/Award Option to Purchase Common Stock 2,787 $0.00 --
Grant/Award Common Stock 1,252 $0.00 --
Holdings After Transaction: Option to Purchase Common Stock — 2,787 shares (Direct, null); Common Stock — 3,089 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Common stock granted 1,252 shares Grant of Common Stock on May 26, 2026
Shares held after grant 3,089 shares Total direct Common Stock holdings after transaction
Options granted 2,787 options Option to Purchase Common Stock on May 26, 2026
Option exercise price $138.09 per share Exercise price for options on 2,787 shares
Option expiration May 27, 2036 Expiration date of the option grant
Vesting start date May 26, 2027 First of three annual vesting dates, subject to employment
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Option to Purchase Common Stock financial
"security_title: Option to Purchase Common Stock"
exercise price financial
"conversion_or_exercise_price: 138.0900"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"The options vest in three equal annual installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"expiration_date: 2036-05-27T00:00:00.000Z"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Martz Bret

(Last)(First)(Middle)
C/O ADVANCED DRAINAGE SYSTEMS, INC.
4024 GREENSTRIPE LANE

(Street)
HILLIARD OHIO 43026

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ADVANCED DRAINAGE SYSTEMS, INC. [ WMS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026A1,252A$03,089D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Purchase Common Stock$138.0905/26/2026A2,787 (1)05/27/2036Common Stock2,787$02,787D
Explanation of Responses:
1. The options vest in three equal annual installments beginning on May 26, 2027, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
Remarks:
Executive Vice President, Sales
/s/ Bret Martz, by Scott A. Cottrill as attorney-in-fact05/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Bret Martz report for ADVANCED DRAINAGE SYSTEMS (WMS)?

Bret Martz reported equity compensation awards, not open-market trades. He received 1,252 shares of Common Stock and an option to purchase 2,787 additional shares, all granted at no purchase cost on May 26, 2026.

How many ADVANCED DRAINAGE SYSTEMS (WMS) shares does Bret Martz hold after this Form 4?

After the reported grant, Bret Martz directly holds 3,089 shares of ADVANCED DRAINAGE SYSTEMS Common Stock. This reflects his position following the addition of 1,252 granted shares disclosed in the Form 4 filing.

What are the key terms of Bret Martz’s stock options in ADVANCED DRAINAGE SYSTEMS (WMS)?

Martz received options on 2,787 shares of Common Stock with a $138.09 exercise price and expiration on May 27, 2036. These options provide the right, but not obligation, to buy shares at that fixed price before expiration.

When do Bret Martz’s ADVANCED DRAINAGE SYSTEMS (WMS) options vest?

The options vest in three equal annual installments starting May 26, 2027, per the footnote. Vesting requires Martz to remain continuously employed by ADVANCED DRAINAGE SYSTEMS through each applicable vesting date.

Did Bret Martz buy or sell ADVANCED DRAINAGE SYSTEMS (WMS) shares on the market?

The Form 4 shows no open-market buying or selling. Instead, it reports a grant of 1,252 shares of Common Stock and an option grant for 2,787 shares as compensation-related awards.