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Universal Insurance (UVE) director receives 3,414 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PETERSON RICHARD D reported acquisition or exercise transactions in this Form 4 filing.

Universal Insurance Holdings director Richard D. Peterson reported an equity grant of 3,414 shares of restricted common stock. The shares were awarded at no cash cost and increase his direct holdings to 22,550 common shares.

The restricted shares will vest on the earlier of June 11, 2027 or the date of the next annual meeting that is at least 50 weeks after the prior year's annual meeting. Peterson also reports indirect ownership of 6,319 common shares held by The RDP Revocable Trust dated August 11, 2011, for which he is the grantor and sole trustee, with his children as beneficiaries.

Positive

  • None.

Negative

  • None.
Insider PETERSON RICHARD D
Role null
Type Security Shares Price Value
Grant/Award Common Stock 3,414 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 22,550 shares (Direct, null); Common Stock — 6,319 shares (Indirect, By The RDP Revocable Trust dated August 11, 2011)
Footnotes (1)
  1. These restricted shares will vest on the earlier of (i) June 11, 2027 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting. The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust.
Restricted shares granted 3,414 shares Grant of restricted common stock to director on June 11, 2026
Grant price per share $0.00 per share Reported grant/award acquisition price for restricted shares
Direct holdings after grant 22,550 shares Total direct common shares held by Peterson after the transaction
Indirect holdings via trust 6,319 shares Common shares held by The RDP Revocable Trust dated August 11, 2011
Restricted shares vesting date June 11, 2027 Latest vesting date, subject to earlier qualifying annual meeting
restricted shares financial
"These restricted shares will vest on the earlier of (i) June 11, 2027..."
Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Revocable Trust financial
"The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
beneficiaries financial
"The reporting person's children are the beneficiaries of the trust."
Beneficiaries are the people or organizations designated to receive benefits, such as money or assets, from a financial arrangement like a trust, insurance policy, or retirement plan. They matter to investors because choosing the right beneficiaries ensures that assets are passed on according to their wishes, providing financial security or support to loved ones when needed. Think of beneficiaries as the intended recipients of a gift or inheritance.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PETERSON RICHARD D
(Last)(First)(Middle)
1110 WEST COMMERCIAL BOULEVARD
SUITE 100
(Street)
FORT LAUDERDALE FLORIDA 33309
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL INSURANCE HOLDINGS, INC. [ UVE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026A3,414(1)A$022,550D
Common Stock6,319IBy The RDP Revocable Trust dated August 11, 2011(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These restricted shares will vest on the earlier of (i) June 11, 2027 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting.
2. The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust.
Remarks:
/s/ Richard D. Peterson06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Richard D. Peterson report at Universal Insurance Holdings (UVE)?

Richard D. Peterson reported receiving 3,414 restricted shares of Universal Insurance Holdings common stock as an equity grant, at no cash cost. This award increased his direct holdings to 22,550 common shares, according to the Form 4 disclosure.

How many Universal Insurance Holdings (UVE) shares does Richard D. Peterson own after the reported grant?

After the grant, Richard D. Peterson directly holds 22,550 shares of Universal Insurance Holdings common stock. He also has indirect ownership of 6,319 additional shares through The RDP Revocable Trust dated August 11, 2011.

When do Richard D. Peterson’s 3,414 restricted UVE shares vest?

The 3,414 restricted shares will vest on the earlier of June 11, 2027 or the date of the next annual meeting that occurs at least 50 weeks after the immediately preceding year's annual meeting, as specified in the Form 4 footnotes.

Were Richard D. Peterson’s new UVE shares purchased on the open market?

No, the 3,414 Universal Insurance Holdings shares were granted as restricted stock at a reported price of $0.00 per share. The Form 4 characterizes this as a grant or award acquisition, not an open-market purchase.

What is the nature of Richard D. Peterson’s indirect ownership in UVE shares?

Peterson has indirect ownership of 6,319 Universal Insurance Holdings shares through The RDP Revocable Trust dated August 11, 2011. He is the grantor and sole trustee of this trust, while his children are the beneficiaries of the trust.

Does the Form 4 for Universal Insurance Holdings (UVE) show any insider share sales?

The Form 4 shows an equity grant of 3,414 restricted shares to Richard D. Peterson and a reported indirect holding entry, but it does not report any open-market sales or other dispositions of Universal Insurance Holdings common stock.