Pershing LLC files resale notice for UNP (NYSE: UNP) — 2,000 shares listed

Rhea-AI Filing Summary

Pershing LLC filed a Form 144 reporting proposed sales of Common Stock of UNP. The notice lists 2,000 shares in aggregate, composed of 668 exercised shares (02/26/2024) and 1,332 restricted shares (02/07/2022). The cover shows $549,000.00 and an item 593,710,000 on the form; trading venue is listed as NYSE with a filing date note of 04/24/2026.

Insights

Securities Compliance Analyst

Form 144 is a seller notice for proposed off‑market or planned sales under section 16(b) limitations.

Form 144 supplies required seller and security details ahead of an intended sale; it does not itself report completed transactions. The filing lists specific lots: 668 exercised shares and 1,332 restricted shares, totaling 2,000 shares.

Cash‑flow treatment and exact sale timing are not contained in the excerpt; subsequent trade reports (Forms 4 or broker records) would confirm executed sales.

Key Figures

Aggregate shares listed: 2,000 shares Exercised shares: 668 shares Restricted stock: 1,332 shares +4 more

7 metrics

Aggregate shares listed 2,000 shares sum of listed lots on Form 144

Exercised shares 668 shares lot dated 02/26/2024

Restricted stock 1,332 shares lot dated 02/07/2022

Dollar amount shown $549,000.00 amount appearing on the form cover

Form cover numeric entry 593,710,000 numeric field on the form cover

Form type Form 144 seller notice for proposed sales under Section 16

Exchange NYSE trading venue listed on the form

Key Terms

Form 144, Restricted Stock, Exercised Shares, Section 16

4 terms

Form 144 regulatory

"filed a Form 144 reporting proposed sales of Common Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Restricted Stock | Issuer | 1,332 | 02/07/2022"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Exercised Shares financial

"Exercised Shares | Issuer | 668 | 02/26/2024"

Section 16 regulatory

"Form 144 is a seller notice for proposed off‑market or planned sales under section 16(b)"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Pershing LLC 1 Pershing Plaza Jersey City NJ 07399	2000	549000.00	593710000	04/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/26/2024	Exercised Shares	Issuer			668	02/26/2024	Cash
Common	02/07/2022	Restricted Stock	Issuer			1332	02/07/2022	Not applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the UNP Form 144 filed by Pershing LLC report?

It reports a proposed sale of Common Stock totaling 2,000 shares, composed of 668 exercised and 1,332 restricted lots. The form lists transaction lot dates of 02/26/2024 and 02/07/2022.

Does Form 144 confirm that Pershing LLC has completed the sale of UNP shares?

No. Form 144 is a notice of proposed sale; it does not confirm execution. Completed insider sales are typically reported on separate filings such as Form 4 or broker confirmations.

What monetary and market details appear on the provided UNP Form 144 excerpt?

The excerpt contains $549,000.00 and a numeric entry 593,710,000, and lists the exchange as NYSE with a form date of 04/24/2026. The excerpt does not state sale proceeds recipients.

Which specific lots of UNP shares are listed on the Form 144?

The filing itemizes an Exercised Shares lot of 668 shares (02/26/2024) and a Restricted Stock lot of 1,332 shares (02/07/2022), totaling 2,000 shares.