Welcome to our dedicated page for Union Pacific SEC filings (Ticker: UNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Union Pacific Corporation (UNP) SEC filings page on Stock Titan brings together the company’s regulatory disclosures from the U.S. Securities and Exchange Commission, including current reports on Form 8-K, annual reports on Form 10-K and other key documents. Union Pacific is a major freight railroad operating in 23 western U.S. states, and its filings provide detailed insight into its operations, governance, capital structure and strategic transactions.
Recent Form 8-K filings highlight Union Pacific’s Agreement and Plan of Merger with Norfolk Southern Corporation. These reports describe the planned two-step merger structure under which Norfolk Southern would become a wholly owned subsidiary of Union Pacific, subject to regulatory approvals and other conditions. Related 8-Ks cover the filing of a registration statement on Form S-4, the joint proxy statement/prospectus, special shareholder meetings, voting results on the issuance of Union Pacific shares, and the submission of a comprehensive application to the Surface Transportation Board to approve the proposed combination.
Other 8-Ks report on topics such as quarterly financial results, litigation related to the merger disclosures, and board changes, including the election of W. Anthony Will as a director and his committee assignments. These filings also include extensive cautionary language on forward-looking statements and cross-references to Union Pacific’s Form 10-K risk factors, giving investors context on regulatory, operational, financial and legal risks.
On Stock Titan, investors can use AI-powered summaries to quickly understand the substance of lengthy Union Pacific filings, from merger agreements and supplemental disclosures to earnings-related 8-Ks. Real-time updates from EDGAR ensure that new documents, including future 10-K and 10-Q reports and any Form 4 insider transaction filings, are surfaced promptly. This helps users navigate complex material, identify key terms and conditions in the Norfolk Southern transaction, and track how Union Pacific describes its performance, governance and risk profile over time.
Union Pacific Corp ownership filing: Vanguard Capital Management reports beneficial ownership of 44,823,799 shares of Common Stock, equal to 7.55% of the class as of 03/31/2026. The filing shows sole voting power for 6,267,895 shares and sole dispositive power for 44,823,799 shares. The disclosure notes holdings include securities held for Vanguard funds and managed accounts and attributes dispositive power to Vanguard Capital Management LLC and certain affiliates.
Pershing LLC filed a Form 144 reporting proposed sales of Common Stock of UNP. The notice lists 2,000 shares in aggregate, composed of 668 exercised shares (02/26/2024) and 1,332 restricted shares (02/07/2022). The cover shows $549,000.00 and an item 593,710,000 on the form; trading venue is listed as NYSE with a filing date note of 04/24/2026.
Union Pacific Corp EVP & Chief Financial Officer Jennifer L. Hamann reported an open-market sale of 2,000 shares of common stock at $274.70 per share. After this transaction, she directly holds 114,641.8656 shares and also reports 5,686.776 shares held indirectly through a deferral account.
UNION PACIFIC CORP EVP Marketing & Sales Kenyatta G. Rocker exercised stock options and sold shares in coordinated transactions. On April 24, 2026, he exercised options to acquire a total of 27,387 shares of common stock at strike prices of $161.57 and $186.11 per share, then sold the same total number of shares in open-market sales at $271.76 per share.
After these transactions, he held 61,101.9337 shares of Union Pacific common stock directly. He also had indirect holdings of 1,295.8212 shares by spouse, 2,043.9588 shares by a managed account, and 350 shares by a deferral account. Footnotes state that holdings include Union Pacific payroll-based, tax-reduction stock ownership plans and the 401(k) plan.
Union Pacific Corporation delivered higher profit in the first quarter of 2026 while advancing its planned acquisition of Norfolk Southern. Net income rose to $1.7 billion from $1.6 billion a year earlier, with diluted earnings per share increasing to $2.87 from $2.70.
Total operating revenues grew 3% to $6.2 billion, led by a 4% increase in freight revenues as core pricing, fuel surcharges, and a favorable mix offset a 1% decline in carloads. Operating expenses rose 3%, but strong productivity kept the operating ratio slightly better at 60.5%.
Cash from operations was $2.4 billion, funding $937 million of capital investments and $821 million of dividends, with no share repurchases as buybacks are paused during the pending Norfolk Southern transaction. Union Pacific expects to issue about 225 million shares and pay roughly $20 billion in cash at closing, subject to Surface Transportation Board approval and other conditions, with completion currently expected in 2027.
Union Pacific Corporation reported first quarter 2026 net income of $1.7 billion, or $2.87 diluted EPS, including $36 million of merger costs. Adjusted net income was $1.7 billion, or $2.93 adjusted diluted EPS, up from $1.6 billion and $2.70 a year earlier.
Operating revenue reached $6.2 billion, a 3% increase, with freight revenue of $5.9 billion up 4%. The reported operating ratio improved to 60.5%, and the adjusted operating ratio improved to 59.9%. Free cash flow rose to $631 million on cash from operations of $2.44 billion and $988 million of investing outflows.
The company highlighted record first-quarter operating revenue, operating income, net income and freight revenue, alongside better safety and efficiency metrics such as higher freight car velocity and lower fuel consumption rate. Management affirmed its 2026 outlook, targeting mid-single digit reported EPS growth, operating ratio improvement, a $3.3 billion capital plan, and consistent annual dividend increases while it advances regulatory approvals for its planned acquisition of Norfolk Southern.
UNION PACIFIC CORP executive Jennifer L. Hamann, the EVP & Chief Financial Officer, acquired additional common stock through an employee program. On April 10, 2026, she received 9.2810 shares at $250.5100 per share, described as a purchase under the 2021 Employee Stock Purchase Plan.
After this award, Hamann directly holds 116,641.8656 shares of Union Pacific common stock. The filing also reports an indirect holding of 5,686.7760 shares classified as held "By Deferral Account." The transaction is characterized as a grant or award acquisition rather than an open-market trade.
UNION PACIFIC CORP executive Kenyatta G. Rocker increased his holdings of Common Stock through the company’s employee plans. On April 10, 2026, he acquired 13.971 shares at $250.51 per share pursuant to the 2021 Employee Stock Purchase Plan, bringing his directly held stake to 61,101.9337 shares.
On the same date, an additional 2.969 shares at $250.51 per share were acquired and are held indirectly by his spouse, raising that balance to 1,295.5706 shares. He also has indirect holdings of 350 shares in a deferral account and 2,041.5614 shares in a managed account, which include shares held in Union Pacific’s payroll-based and tax-reduction stock ownership plans and 401(k) plan.
UNION PACIFIC CORP officer Carrie J. Powers, VP & Controller, acquired common stock through an employee plan. On April 10, 2026, she received 6.307 shares of common stock at $250.5100 per share, described as a purchase under the 2021 Employee Stock Purchase Plan.
After this acquisition, Powers directly holds 8,118.509 shares of Union Pacific common stock. The filing also shows an additional 963.070 shares held indirectly in a managed account, reflecting total reported exposure split between direct and indirect ownership.