Universal Electronics Form 4 shows RSU conversions and tax sale
Rhea-AI Filing Summary
Universal Electronics Inc. (UEIC) reported insider activity by its Sr. VP Corp Planning & Strategy. On 11/07/2025 and 11/09/2025, restricted stock units converted to common stock (Code M) for 2,000 and 1,178 shares. On 11/11/2025, 1,392 shares were sold at $3.1926 (Code S) to cover taxes and fees tied to RSU vesting. Following these transactions, direct ownership was 40,325 common shares.
Derivative holdings disclosed: 11,177 restricted stock units, 97,280 stock options, and 102,432 performance stock units, each representing the right to receive an equivalent number of UEI shares per their grant terms.
Positive
- None.
Negative
- None.
Insights
Routine RSU vesting and tax sale; neutral impact.
The filing shows RSU conversions of 2,000 and 1,178 shares and a sale of 1,392 shares at $3.1926 to cover withholding taxes linked to vesting. Such “sell-to-cover” events are standard administrative transactions.
Post‑transaction direct holdings are 40,325 shares, with derivative positions of 11,177 RSUs, 97,280 options, and 102,432 PSUs. The economic effect depends on future vesting and exercises per plan terms; timing not specified in the provided excerpt.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 1,392 | $3.1926 | $4K |
| Exercise | Restricted Stock Units | 1,178 | $0.00 | -- |
| Exercise | Common Stock | 1,178 | $0.00 | -- |
| Exercise | Restricted Stock Units | 2,000 | $0.00 | -- |
| Exercise | Common Stock | 2,000 | $0.00 | -- |
| holding | Employee Stock Option (Rt to Buy) | -- | -- | -- |
| holding | Performance Stock Units | -- | -- | -- |
Footnotes (1)
- Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Represents shares sold solely to cover applicable taxes and fees in connection with the vesting of restricted stock units. This sale was effected pursuant to a sell-to-cover transaction and does not represent a discretionary sale by the reporting person. The restricted stock units vest in accordance with the vesting schedule of each RSU grant. This figure represents an aggregate number of restricted stock units held by Reporting Person. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents an aggregate number of stock options held by Reporting Person. Each performance stock unit represents a contingent right to receive one share of UEI common stock. The performance stock units vest in accordance with the vesting schedule of each PSU Grant. This figure represents an aggregate number of performance stock units held by Reporting Person.
