What is Victoria B. Rogers’ direct TSI share ownership after this Form 4 transaction?

After the transaction, Victoria B. Rogers directly owns 21,600 shares of TCW Strategic Income Fund common stock. This total reflects the addition of 5,400 shares acquired through exercising rights in the oversubscribed rights offering completed on March 27, 2026.

Director Victoria Rogers boosts TSI (NYSE: TSI) stake via rights exercise

Q: At what price did Victoria B. Rogers acquire TCW Strategic Income Fund (TSI) shares?

Rogers acquired TCW Strategic Income Fund shares at a final subscription price of $4.47 per share . This price was set under the terms of the rights offering and applied to the 5,400 common shares she received upon exercising her subscription rights.

Q: How many subscription rights did Victoria B. Rogers exercise in the TSI rights offering?

She exercised 16,200 subscription rights that entitled her to purchase new common shares. Under the 1-for-3 structure, these rights were converted into 5,400 shares of TCW Strategic Income Fund common stock at the established subscription price of $4.47 per share .

Q: How did the TCW Strategic Income Fund (TSI) rights offering work for stockholders?

Stockholders received one transferable right per share held on the February 19, 2026 record date. They could buy one new share for every three rights (1-for-3) at $4.47 per share , with an over-subscription privilege for additional shares if the primary subscription was fully exercised.

Q: When did the TSI rights offering subscription period begin and end?

The subscription period began on the February 19, 2026 record date and expired on March 18, 2026 . Final allocations of common shares, including those acquired by Victoria B. Rogers, were confirmed on March 27, 2026 after pro rata distribution of over-subscription shares.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

TCW Strategic Income Fund director Victoria B. Rogers increased her direct holdings by exercising subscription rights in a rights offering. She exercised 16,200 subscription rights into 5,400 shares of common stock at a final subscription price of $4.47 per share, bringing her direct ownership to 21,600 shares. The rights were originally distributed one right per share held as of February 19, 2026, allowing stockholders to buy one new share for every three rights. The offering was oversubscribed, and final share allocations, including Rogers’ 5,400 shares, were confirmed on March 27, 2026.

Insider Trade Summary

16,200 shares exercised/converted

Mixed 2 txns

Insider ROGERS VICTORIA B

Role Director

Type	Security	Shares	Price	Value
X	Subscription Rights for Shares of Common Stock (right to buy	16,200	$0.00	--
X	Common Stock	5,400	$4.47	$24K

Holdings After Transaction: Subscription Rights for Shares of Common Stock (right to buy — 0 shares (Direct); Common Stock — 21,600 shares (Direct)

Footnotes (1)

TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued. (Continued from footnote 1)The subscription period commenced on the Record Date and expired on March 18, 2026. The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date. (Continued from footnote 3)The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

Key Figures

Rights exercised: 16,200 rights Shares acquired: 5,400 shares Subscription price: $4.47 per share +5 more

8 metrics

Rights exercised 16,200 rights Subscription rights exercised on March 27, 2026

Shares acquired 5,400 shares Common stock received from exercising rights

Subscription price $4.47 per share Final subscription price for the rights offering

Post-transaction holdings 21,600 shares Direct common stock owned after exercise

Rights ratio 1-for-3 One new share for every three rights held

Record date February 19, 2026 Date stockholders received one right per share held

Subscription expiry March 18, 2026 Expiration of the rights subscription period

Allocation confirmation March 27, 2026 Date final common share allocations were confirmed

Key Terms

subscription rights, over-subscription privilege, Record Date Stockholders, rights offering, +1 more

5 terms

subscription rights financial

"issued to the stockholders of record ... transferable rights entitling such Record Date Stockholders to subscribe"

Subscription rights are short-term privileges given to existing shareholders to buy additional new shares before the general public, typically at a set price and in proportion to their current holdings. Think of it as getting a coupon for first dibs on extra slices of a pizza so your share of the pie doesn’t shrink; exercising them can be a cheaper way to maintain your ownership and voting power, while ignoring them can reduce your stake and potential future earnings.

over-subscription privilege financial

"eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares"

An over-subscription privilege is a feature of a share offering that lets existing investors request more shares than their initial entitlement, with any extra allocation given only if other investors do not take their full allotment. It matters because it gives shareholders a chance to increase their stake and avoid losing ownership percentage, much like ordering extra slices at a party in case others pass—however, receiving the extras is not guaranteed.

Record Date Stockholders regulatory

"issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026"

rights offering financial

"entitling such Record Date Stockholders to subscribe for shares of common stock... of the Fund (the "Offer")"

A rights offering is a way for a company to raise additional money by giving existing shareholders the opportunity to buy more shares at a discounted price before they are offered to the public. It’s similar to a special sale where current owners get the first chance to buy extra items at a lower cost, allowing them to increase their investment if they choose. This process matters to investors because it can affect the value of their holdings and their ability to buy new shares at favorable terms.

pro rata financial

"shares ... were allocated pro rata among those fully exercising record date shareholders who over-subscribed"

Pro rata means dividing or distributing something proportionally based on a specific factor, such as ownership or contribution. For example, if an investor owns 10% of a company, they would receive 10% of any dividends or benefits allocated. This approach ensures everyone gets their fair share relative to their stake or input, helping investors understand how benefits, costs, or responsibilities are fairly shared.

Form 4 Insider Transactions: What Each Field Means →

03/30/2026 - 09:55 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROGERS VICTORIA B

(Last)

(First)

(Middle)

C/O TCW INVESTMENT MANAGEMENT

COMPANY, LLC 515 SOUTH FLOWER STREET

(Street)

LOS ANGELES

CALIFORNIA

90071

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TCW STRATEGIC INCOME FUND INC [ TSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/27/2026		X		5,400	A	$4.47	21,600	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Subscription Rights for Shares of Common Stock (right to buy⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	03/27/2026		X			16,200	02/19/2026	03/18/2026	Common Stock	5,400	⁽¹⁾⁽²⁾⁽³⁾⁽⁴⁾	0	D

Explanation of Responses:

1. TCW Strategic Income Fund, Inc. (NYSE: TSI) (the "Fund") issued to the stockholders of record (the "Record Date Stockholders") at the close of business on February 19, 2026 (the "Record Date") transferable rights (each a "Right" and, collectively, the "Rights") entitling such Record Date Stockholders to subscribe for shares of common stock, par value $0.01 per share (the "Common Stock"), of the Fund (the "Offer") at a discount to the market price of the shares of Common Stock. The Fund distributed to Record Date Stockholders one Right for each share of Common Stock held on the Record Date. Record Date Stockholders were entitled to purchase one new share of Common Stock for every three Rights held (1-for-3); however, any Record Date Stockholder who owned fewer than three shares of Common Stock as of the Record Date was entitled to subscribe for one share of Common Stock. Fractional shares of Common Stock were not issued.

2. (Continued from footnote 1)The subscription period commenced on the Record Date and expired on March 18, 2026.

3. The final subscription price of $4.47 per share of Common Stock was determined based upon the terms of the Offer. Record Date Stockholders who exercised all of their primary subscription Rights (other than those Rights to acquire less than one share of Common Stock that could not be exercised) were eligible for an over-subscription privilege entitling Record Date Stockholders to subscribe for additional shares of Common Stock not purchased pursuant to the primary subscription. The Offer was over-subscribed. The over-subscription requests exceeded the over-subscription shares of Common Stock available. Accordingly, the shares of Common Stock subscribed for pursuant to the over-subscription privilege of the Offer were allocated pro rata among those fully exercising record date shareholders who over-subscribed based on the number of shares of Common Stock they owned on Record Date.

4. (Continued from footnote 3)The number of shares of Common Stock acquired was confirmed to exercising Rights holders on March 27, 2026, following the pro-ration and allocation of shares of Common Stock pursuant to the over-subscription privilege.

	/s/ Peter Davidson, Attorney-in-Fact	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did TSI director Victoria B. Rogers report on this Form 4?

Victoria B. Rogers reported exercising subscription rights to acquire 5,400 shares of TCW Strategic Income Fund common stock. The shares were obtained by exercising 16,200 rights in a rights offering, increasing her direct holdings to 21,600 shares after the transaction.

At what price did Victoria B. Rogers acquire TCW Strategic Income Fund (TSI) shares?

Rogers acquired TCW Strategic Income Fund shares at a final subscription price of $4.47 per share. This price was set under the terms of the rights offering and applied to the 5,400 common shares she received upon exercising her subscription rights.

How many subscription rights did Victoria B. Rogers exercise in the TSI rights offering?

She exercised 16,200 subscription rights that entitled her to purchase new common shares. Under the 1-for-3 structure, these rights were converted into 5,400 shares of TCW Strategic Income Fund common stock at the established subscription price of $4.47 per share.

How did the TCW Strategic Income Fund (TSI) rights offering work for stockholders?

Stockholders received one transferable right per share held on the February 19, 2026 record date. They could buy one new share for every three rights (1-for-3) at $4.47 per share, with an over-subscription privilege for additional shares if the primary subscription was fully exercised.

When did the TSI rights offering subscription period begin and end?

The subscription period began on the February 19, 2026 record date and expired on March 18, 2026. Final allocations of common shares, including those acquired by Victoria B. Rogers, were confirmed on March 27, 2026 after pro rata distribution of over-subscription shares.