Welcome to our dedicated page for TCW Strategic Income SEC filings (Ticker: TSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TCW Strategic Income Fund, Inc. (NYSE: TSI) files a range of documents with the U.S. Securities and Exchange Commission that explain its operations, governance and shareholder policies. As a closed-end management investment company, TSI uses SEC filings to describe its investment objective of seeking total return through current income and capital appreciation, its diversified industry exposure and its role within the broader TCW fund complex.
Among the most informative documents are proxy statements filed on Schedule 14A. The fund’s definitive proxy statement outlines the agenda for its annual meeting of shareholders, including proposals to elect directors and to ratify the selection of the independent registered public accounting firm. These filings detail the structure of the Board of Directors, distinguishing between Independent Directors and the Interested Director as defined under the Investment Company Act of 1940, and describe how shareholders can vote by mail, telephone, internet or in person.
Other periodic reports and shareholder communications referenced in the proxy materials provide additional context about the fund’s portfolio, its investment adviser and its relationship to related entities such as TCW Metropolitan West Funds, TCW ETF Trust, TCW Funds, Inc. and TCW Private Asset Income Fund. Together, these documents help investors understand how the fund is managed, how it fits within the TCW organization and how oversight responsibilities are allocated.
On this SEC filings page, users can access TSI’s regulatory documents as they are made available through EDGAR. AI-powered summaries highlight the key points of lengthy filings, helping readers quickly identify proposals, governance changes and other material information without having to parse every page. This allows investors to review the fund’s official disclosures, including proxy statements and other reports, with greater efficiency and clarity.
TCW Strategic Income Fund director Victoria B. Rogers increased her direct holdings by exercising subscription rights in a rights offering. She exercised 16,200 subscription rights into 5,400 shares of common stock at a final subscription price of $4.47 per share, bringing her direct ownership to 21,600 shares. The rights were originally distributed one right per share held as of February 19, 2026, allowing stockholders to buy one new share for every three rights. The offering was oversubscribed, and final share allocations, including Rogers’ 5,400 shares, were confirmed on March 27, 2026.
TCW Strategic Income Fund Inc. director Robert Gerald Rooney increased his position by exercising subscription rights in a recent rights offering. He exercised 20,499 rights to buy 6,833 shares of common stock at a final subscription price of $4.47 per share and received 2,000 additional shares through the over-subscription privilege, for a total of 8,833 new shares. Following these transactions related to the fully subscribed offer, he directly holds 29,333 shares of common stock.
TCW Strategic Income Fund director Peter McMillan increased his stake through a rights offering. He exercised 307,915 subscription rights linked to the fund’s common stock to acquire 102,638 shares, and obtained a further 91,123 shares via the over-subscription privilege, for a total of 193,761 new shares at a subscription price of $4.47 per share.
Following these transactions, his direct holdings rose to 493,761 shares of common stock. The rights offering was conducted at a discount to market, on a 1-for-3 basis, and was over-subscribed with excess demand allocated pro rata among eligible stockholders.
TCW Strategic Income Fund director Patrick C. Haden exercised subscription Rights to acquire 21,430 shares of common stock at $4.47 per share. The shares came from a transferable Rights offering that granted one Right per share held on the February 19, 2026 Record Date, with one new share available for every three Rights. Following this in-the-money exercise, Haden directly owns 85,722.203 shares of the Fund’s common stock.
TCW Strategic Income Fund, Inc. reported preliminary results of its transferable rights offering to common stockholders. The offer is expected to result in the issuance of 15,928,480 new common shares, generating anticipated gross proceeds of about $71 million at a subscription price of $4.47 per share.
The subscription price was set at 88% of the Fund’s net asset value per share as of the offer’s expiration. The offering was oversubscribed, and shares will be issued after processing payments and pro-rata allocations. The Fund plans to invest the net proceeds and related increase in borrowings according to its existing investment objective and policies, while the Fund and indirectly its stockholders will bear the offering expenses.
TSI submitted a Form N-CEN annual report providing standard fund disclosures for the reporting period. The excerpt lists aggregate brokerage commissions of $6,993.99 and detailed principal transaction values with multiple dealers, including a record of $361,255,729.10.
TCW Strategic Income Fund, Inc. filed its 2025 annual shareholder report presenting performance and portfolio positioning. Shares of TSI rose by 9.7% for the year while the Fund’s NAV-based return was 8.17% as of 12/31/2025. The Fund paid approximately $0.33 in total distributions per share for the year, producing a 12-month trailing yield of approximately 6.7% as of 12/31/2025. Management reports diversified spread-sector exposure led by residential and non-agency MBS, limited duration (around 2.2 years), and that the available $70,000,000 line-of-credit commitment was unused in 2025.
TCW Strategic Income Fund, Inc. has launched a transferable rights offering for up to 15,928,480 shares of its common stock. Stockholders of record as of the close of business on February 19, 2026 receive one Right for each share owned, and may buy one new share for every three Rights held (a 1-for-3 ratio). Record date holders who fully exercise their Rights can request additional shares through an over‑subscription privilege. The estimated subscription price is $4.52 per share, and the Rights expire at 5:00 p.m. Eastern time on March 18, 2026, unless extended.
TCW Strategic Income Fund Inc. director Peter McMillan purchased additional shares of the company’s common stock. He bought 50,000 shares in an open-market transaction at a price of $4.64 per share. Following this purchase, his directly held position increased to 300,000 common shares.
TCW Strategic Income Fund, Inc. is conducting a transferable rights offering to issue 15,928,480 new shares of common stock by distributing 47,785,440 transferable Rights (one Right per outstanding share) to holders of record as of February 19, 2026. Three Rights will be required to purchase one new share (1‑for‑3); fractional shares will not be issued, but holders owning fewer than three shares on the Record Date may subscribe for one full share.
The estimated Subscription Price is $4.52 per share (derived from the pricing formula described), producing estimated gross proceeds of about $72 million and estimated net proceeds of about $69.3 million after a sales load and offering expenses. The Offer expires at 5:00 p.m. Eastern on March 18, 2026, and shares are expected to be delivered in book-entry form on or about March 25, 2026.