STOCK TITAN

Tri Pointe Homes (TPH) COO reports 298,000-share bona fide gift, retains large stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Tri Pointe Homes, Inc. President and COO Thomas J. Mitchell reported an indirect bona fide gift of 298,000 shares of Common Stock on April 8, 2026. The gifted shares were held by T K Mitchell Family Holdings, LP, and the transaction carried a price of $0.00 per share, reflecting a non-market transfer.

Following the gift, indirect holdings reported for this entity total 312,000 shares. Separately, Mitchell reports 939,891 shares of Common Stock held directly after the reported transactions, indicating he continues to hold a substantial direct ownership stake.

Positive

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Negative

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Insider MITCHELL THOMAS J.
Role President and COO
Type Security Shares Price Value
Gift Common Stock 298,000 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 312,000 shares (Indirect, See Note); Common Stock — 939,891 shares (Direct)
Footnotes (1)
  1. [object Object]
Gifted Shares 298,000 shares Bona fide gift of Common Stock on April 8, 2026
Gift Price $0.00 per share Non-market transfer price for gifted shares
Indirect Holdings After 312,000 shares Common Stock held indirectly after gift via family partnership
Direct Holdings After 939,891 shares Common Stock held directly by Thomas J. Mitchell after transactions
Gift Transactions Count 1 transaction Single bona fide gift reported in transaction summary
Gift Shares in Summary 298,000 shares GiftShares figure in transactionSummary section
bona fide gift financial
"transaction_code_description: "Bona fide gift" for the 298,000-share transfer"
indirect ownership financial
"direct_or_indirect: "I" and nature_of_ownership: "See Note" for gifted shares"
Form 4 regulatory
"INSIDER FILING DATA (Form 4) describing insider transactions"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Common Stock financial
"security_title: "Common Stock" in each reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
family limited partnership financial
"Footnote: "By T K Mitchell Family Holdings, LP." indicating entity holder"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MITCHELL THOMAS J.

(Last)(First)(Middle)
C/O TRI POINTE HOMES, INC.
940 SOUTHWOOD BLVD, SUITE 200

(Street)
INCLINE VILLAGE NEVADA 89451

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Tri Pointe Homes, Inc. [ TPH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/08/2026G298,000D$0312,000ISee Note(1)
Common Stock939,891D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. By T K Mitchell Family Holdings, LP.
Remarks:
/s/ Glenn J. Keeler, attorney-in-fact04/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Tri Pointe Homes (TPH) report for Thomas J. Mitchell?

Tri Pointe Homes reported that President and COO Thomas J. Mitchell was associated with a bona fide gift of 298,000 shares of Common Stock on April 8, 2026. The shares were transferred at $0.00 per share as a non-market, charitable-style disposition.

Who actually held the 298,000 Tri Pointe Homes (TPH) shares that were gifted?

The 298,000 Common Stock shares were held by T K Mitchell Family Holdings, LP, as noted in the filing footnote. The transaction is reported by Thomas J. Mitchell, but the shares are attributed to this family limited partnership, reflecting indirect ownership.

How many Tri Pointe Homes (TPH) shares does Thomas J. Mitchell hold directly after the Form 4?

After the reported transactions, Thomas J. Mitchell holds 939,891 Tri Pointe Homes Common Stock shares directly. This figure shows his personal direct stake following the gift-related filing, separate from any indirect holdings reported through related entities.

What are Thomas J. Mitchell’s indirect Tri Pointe Homes (TPH) holdings after the gift?

Following the bona fide gift, the filing shows 312,000 Tri Pointe Homes Common Stock shares as indirect holdings. These shares are associated with T K Mitchell Family Holdings, LP, indicating continued indirect ownership in addition to Mitchell’s direct share position.

Was the 298,000-share Tri Pointe Homes (TPH) transaction a market sale or purchase?

The 298,000-share transaction was not a market trade; it was a bona fide gift reported at $0.00 per share. This means no cash changed hands and the transfer reflects a non-market disposition of shares, rather than a typical buy or sell order.

Does the Form 4 show any option exercises or derivative trades for Tri Pointe Homes (TPH)?

This Form 4 does not report any derivative transactions or option exercises. All reported activity involves Common Stock, with one bona fide gift and an updated holding entry, and the derivativeSummary section in the structured data is empty.